Term Limits
Term Limits
A “term limit” is a rule that prevents government officials from serving for more than a specified number of terms. More than a technical electoral regulation, a term limit reflects the manner in which citizens envision their leaders: Should politicians be temporary servants of the public who rotate relatively quickly into and out of office, or a corps of experts who remain in power as long as they earn majority support? The main rationale behind mandating turnover through a term limit is that it will bring fresh perspectives to government and ensure responsiveness to voter demands, at the potential cost of losing knowledgeable veterans. Term limits have been debated, and intermittently enacted, throughout the history of democracy.
One ancient Athenian legislature, the Boule, placed a one-term limit on service, an idea argued for by Greek philosopher Aristotle in the fourth century BCE. There were term limits in the first U.S. Congress established under the Articles of Confederation, although the idea was later rejected at the Constitutional Convention because many of the Founding Fathers thought it made Congress weak. The constitutions of Mexico and Costa Rica impose short term limits on both their legislators and presidents. The president of the United States is limited to two terms in office, as are most state governors. The term limit laws that have provoked the fiercest debate and had the most profound effects in America have been the limits enacted since 1990 on state legislators.
In 1990, voters in California, Colorado, and Oklahoma passed citizen initiatives, which for the first time imposed term limits on their state representatives. Two years later, ten more states enacted limits, all of them through initiatives and many of them spurred by the efforts of the “U.S. Term Limits” organization. Predictably, this reform was much less popular among state legislators themselves. Louisiana’s state legislators were the only ones to impose limits on their own term lengths even though they did not face the threat of an initiative. By the end of the decade, twenty-one states had passed term limits. In four of them (Massachusetts, Oregon, Washington, and Wyoming), judges overturned these initiatives on technical grounds, and legislators repealed limits in Utah and Idaho. The term limits that remained in effect in fifteen states varied considerably in lengths and strictness. Michigan’s initiative prevented state legislators from serving more than six years in the state’s House and eight years in the Senate, banning them for life afterward. Louisiana’s law, crafted by legislators themselves, imposed a twelve-year limit in each house, and only mandated that legislators sit out a single term before they are eligible to run again. But regardless of these important provisions, all term limit laws proposed were based on a similar line of reasoning and have faced a common set of criticisms.
Proponents of term limits contended they would bring a return to the ideal of the “citizen legislator” who carries the concerns of average voters into office, then quickly leaves to rejoin their ranks. Mandating turnover would replace entrenched incumbents with representatives who were closer to the people. These new lawmakers would not be tainted by allegiances to interest groups or captured by the bureaucracy, the argument went. Because new lawmakers could not plan a long future representing one district, they would be freed from catering to the whims of a narrow constituency and would make decisions with the common welfare in mind. To the supporters, term limits would make it more likely that exiting legislators “would anticipate careers in the private sector and therefore would, as they legislate, think about what it is like to live under the laws they make” (Will 1992, p. 201).
Those who argued against the imposition of term limits in the states and upon members of Congress warned that these laws would throw out of office many legislators with decades of institutional knowledge. Losing this expertise would leave the legislative branch impotent against a massive and well-informed executive branch. Some opponents predicted that after jettisoning their most senior parliamentarians legislatures would see their lawmaking process grind to a halt. Lobbyists and unelected staff would fill the vacuum of information and power, leaving voters poorly represented. One opponent compared the career paths of termed-out legislators to that of Cincinnatus, a Roman farmer much admired by the founders of the United States, who has become the archetype of the citizen legislator, charging that limits “would put at risk the independence of legislators contemplating exit who, rather than returning Cincinnatus-like to their waiting plow, prefer some sort of future elsewhere. Even Cincinnatus might be tempted to send a farm subsidy or two homeward in advance of his return” (Polsby 1993, p. 7).
Given that term limits have removed hundreds of legislators from office in many states, it is possible to judge the predictions made by both term limits’ boosters and adversaries against the empirical record, gleaned from election statistics, surveys of legislators and statehouse observers, and state legislative archives. Not surprisingly, term limits have had their intended effect of greatly increasing turnover. This has brought new faces and perspectives into office, and accelerated gains in representation for racial and ethnic minorities in the states with changing demographics. Yet getting rid of incumbents has not made state legislative elections more competitive; term limits did not cut into the average margin of victory in these contests or lead to more seats changing party hands.
When new legislators come to office after term limits, surveys show, they do tend to think more about statewide concerns than about the demands of their districts. But they also spend less time keeping in touch with voters and working to solve constituent problems, compared to legislators who do not face limits. Although the legislative process has not devolved into chaos anywhere, committees tend to give bills less scrutiny after term limits and the laws that are ultimately produced are usually shorter and narrower. One of the clearest findings about term limits, confirmed in examinations of archival records as well as in interviews with a range of political observers, is that they dramatically reduce the power of the legislative branch. Governors exert more influence over crafting state budgets once limits are imposed, and legislators spend less time on oversight of the executive branch.
In many states as in the federal government, the chief executive also faces term limits. Since the ratification of the Twenty-second Amendment in 1951, U.S. presidents have been allowed to serve for only two elected terms in office. Thirty-four states imposed term limits on governors, with all but one state preventing governors from serving for more than two terms—Virginia’s one-term limit is the exception. Such limits have been motivated less by the desire to bring new perspectives into office and more by concerns about halting the accumulation of power over time into the hands of a single leader. The Twenty-second Amendment was proposed by a Republican Congress not long after Democrat Franklin Delano Roosevelt (1882–1945) had won his fourth term. The amendment was proposed in order to prevent similarly popular future presidents from holding the office for life. Enacted for similar reasons, term limits on governors have had less profound effects than limits on legislators because they rarely bring political newcomers into office and serve to solidify rather than disrupt the normal rate of turnover.
In American statehouses, by contrast, term limits do much to shape the legislative landscape. It appears term limits will be a permanent feature of state political life since the courts have affirmed term limits in principle (in the Bates v. Jones decision) and most attempts to repeal or relax limits have met with staunch public opposition. The spread of term limits across the nation has also apparently come to a stop because they have been passed in nearly every state with an initiative process and the courts have made it clear that states cannot impose term limits on their members of Congress (in U.S. Term Limits, Inc. v. Thornton ). This leaves the nation in the midst of a large-scale experiment with a central rule of democracy. Approximately a third of state legislatures operate under the same sorts of limits that were imposed under the Articles of Confederation, while two-thirds follow the guidance of the Constitutional Convention to leave legislators unhindered. The coming decades will test the wisdom of each system.
SEE ALSO Aristotle; Democratic Party, U.S.; Elections; Initiative; Interest Groups and Interests; Judicial Review; Republican Party; Supreme Court, U.S.; Voting
BIBLIOGRAPHY
Cain, Bruce, Richard Niemi, and Karl Kurtz, eds. 2007. Institutional Change in American Politics: The Case of 130 Term Limits. Ann Arbor: University of Michigan Press.
Carey, John M. 1996. Term Limits and Legislative Representation. Cambridge, UK: Cambridge University Press.
Carey, John M., Richard G. Niemi, and Lynda W. Powell. 2000. Term Limits in the State Legislatures. Ann Arbor: University of Michigan Press.
Carey, John M., Gary F. Moncrief, Richard G. Niemi, and Lynda W. Powell. Term Limits in the State Legislatures: Results from a New Survey of the 50 States. Legislative Studies Quarterly XXXI (1): 105–136.
Kousser, Thad. 2005. Term Limits and the Dismantling of State Legislative Professionalism. Cambridge, UK: Cambridge University Press.
National Conference of State Legislatures. Legislative Term Limits Overview. http://www.ncsl.org/programs/legismgt/ABOUT/Termlimit.htm.
Petracca, Mark. 1992. Rotation in Office: The History of an Idea. In Limiting Legislative Terms, eds. Gerald Benjamin and Michael Malbin. Washington, DC: CQ Press.
Polsby, Nelson W. 1993. Restoration Comedy. The Yale Law Journal 102: 1515–1526.
Will, George F. 1992 Restoration: Congress, Term Limits, and the Recovery of Deliberative Democracy. New York: Free Press.
Thad Kousser
Term Limits
TERM LIMITS
After the 1994 elections, twenty-two states had acted to limit the terms of office of their federal legislators. Term limits supporters hope to rid Congress of professional politicians because they believe that such lawmakers inevitably act in ways contrary to the public interest. They seek to replace the professionals with amateurs who have little experience in politics but a great deal of experience as ordinary citizens. The democratic theories prompting support for term limits are diverse. Some advocates argue that lawmakers will become more responsive to the demands of the electorate. Others contend that term limits will insulate lawmakers from reelection pressures and allow them to fulfill a Madisonian vision of representative democracy. All believe that this reform will eliminate unseemly close relationships between elected officials and special interest groups.
Some analysts are skeptical that term limits will result in positive change. For example, a study of the political opportunities that remain open to term-limited lawmakers suggests that political careers will remain possible, although a careerist will be forced to adopt a strategy of "progressive" political ambition by moving periodically to a new political job. Even those who enter the legislature intending to leave after a short time will often decide to pursue longer political careers so that they can continue to benefit from the skills they have developed as lawmakers. Once legislators have developed the human capital to perform political functions, they may find the benefits of holding similar office are greater than the benefits of pursuing unrelated careers.
Some critics object to term limits because they will deprive legislatures of their most experienced members, thereby reducing Congress's ability to pass controversial or complex legislation. Reduced legislator effectiveness also may shift the balance of power between the branches of government. In the federal system, bureaucrats will represent a source of expertise for congressional amateurs, strengthening the executive branch relative to Congress. Similarly, term-limited politicians may rely more heavily on staff or on lobbyists. Finally, some opponents argue that interest groups will continue to influence representatives disproportionately by giving campaign money either to them or to political parties, and that term limits will provide special interests with an even more powerful tool for influence: post-service jobs for term-limited representatives.
At the same time that voters adopted term limits on federal legislators, they also voted in most cases to reelect incumbents. Einer Elhauge argues that this seeming inconsistency in voter behavior disappears when one understands the collective action problems facing voters. "Incumbents … have more seniority than challengers, and this seniority gives them more legislative clout. Any individual district that ousts its incumbent is thus penalized by a smaller share of legislative power and governmental benefits unless the other districts also oust their incumbents." Voters might prefer the ideological views of a challenger, but they will continue to vote for the incumbent who has more power in an institution like Congress that is organized according to seniority. On balance, voters will choose the more influential representative, who can send constituents a greater share of benefits. If, however, voters can be sure that no district can vote for incumbents because of term limits, the penalty of electing a challenger is greatly reduced.
As the debate about state-imposed term limits on federal lawmakers heated up, the Supreme Court declared them to be unconstitutional in U.S. Term Limits, Inc. v. Thornton (1995). The petitioner challenged a popularly enacted amendment to the Arkansas state constitution that prohibited the name of an otherwise eligible candidate for Congress from appearing on the ballot if the candidate had already served three terms in the U.S. house of representatives or two terms in the U.S. senate. The Court applied the reasoning of powell v. mccormack (1969) where it had held that Congress lacked the power to impose qualifications for federal legislators other than those set forth in Article I, section 5. State-imposed qualifications similarly undermine the "fundamental principle of our representative democracy" identified in Powell—the idea that "the people should choose whom they please to govern them."
The dissent by Justice clarence thomas found the Court's use of democratic principles "ironic" because the majority invalidated a provision that 60 percent of voters in a statewide election had supported. Moreover, he stated, "the authority to narrow the field of candidates … may be part and parcel of the right to elect Members of Congress. That is, the right to choose may include the right to winnow." The restriction on incumbents might actually increase the electorate's choices by leveling the political playing field and improving the chances that a challenger could mount a successful campaign for office. "The voters of Arkansas evidently believe that incumbents would not enjoy such overwhelming success if electoral contests were truly fair" and the advantages incumbents enjoy (such as greater name recognition) were balanced by the handicap of running as a write-in candidate.
The dissent contended that the Constitution's silence concerning the ability of states to add to the constitutional qualifications meant that the power was reserved to them under the tenth amendment. The majority's notion of reserved powers was different. Relying on Justice joseph story's treatise on constitutional law, the Court determined that the only powers reserved to the states under the Tenth Amendment were those that they had possessed before the Constitution was ratified and that they had retained. The states did not have an "original power" to appoint a national official; thus, the power to set qualifications for such offices cannot be a reserved power. Furthermore, the majority's reading of the history of the drafting and ratification of the Constitution as well as early congressional practice convinced it that "the Qualifications Clauses were intended to preclude the States from exercising [the power to adopt qualifications] and to fix as exclusive" the constitutional qualifications.
Importantly, the Arkansas amendment was phrased as a ballot access provision. Long-time incumbents could run for federal office but only as write-in candidates. The Court held that this phrasing was "an indirect attempt to accomplish what the Constitution prohibits [the state] from accomplishing directly." Because the state provision had the "avowed purpose and obvious effect" of evading the qualifications clauses, it was unconstitutional.
The majority acknowledged the intensity and importance of the debate concerning the merits of term limits, a debate that began at the time of ratification, when some argued in favor of a rotation requirement so that lawmakers would be forced to return to private life occasionally. Noting that a constitutional amendment had imposed term limits on the presidency, the Court concluded that such a "fundamental change in the constitutional framework" must come through Article V's amending procedures . Interest groups supporting legislative term limits at the federal level have responded to that challenge. For example, some states have tried to increase the pressure on federal legislators to propose a constitutional amendment by requiring that the election ballot reflect a candidate's opposition to term limits through designations like "Disregarded Voters' Instructions on Term Limits." Challenges to these "scarlet letter" amendments have been successful, with courts holding that the designations interfere with the deliberative process or violate candidates' First Amendment rights.
Term limitations are common in state and local government. Nearly half of the states place limitations on state legislators; forty states limit the number of terms of their governors; and many local officials face term limits. State term limits on legislators have generally been upheld. In the leading case, Legislature of the State of California v. Eu (1991), the California Supreme Court balanced the interests of incumbents to stay in office and of voters to have the choice of reelecting them against the state's interest in ending the advantage of incumbency. The court found that voters have no fundamental right to vote for a particular candidate and that the state's interest in structuring its own government was considerable. In some states, term limits have very little effect on the political dynamics because legislators did not tend to serve for long periods of time before the limitations were imposed. In states like California, however, where legislatures were full of career politicians, term limits have caused significant, and sometimes complete, turnover, helped bring to power new leaders, and may have affected the ability of legislators to pass controversial or significant laws. Such states are just beginning to feel the impact of limitations; with more experience over the next few years, researchers will be able to draw firmer conclusions based on empirical evidence about the consequences of legislative term limitations.
Elizabeth Garrett
(2000)
(see also: Initiative; Referendum.)
Bibliography
Elhauge, Einer 1997 Are Term Limits Undemocratic? University of Chicago Law Review 64:83–201.
Garrett, Elizabeth 1996 Term Limitations and the Myth of the Citizen-Legislator. Cornell Law Review 81:623–697.
Grofman, Bernard, ed. 1996 Legislative Term Limits: Public Choice Perspectives. Boston: Kluwer Academic Publishers.