Mental Retardation

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Mental Retardation

The problem of definition

The nature of intelligence

The nature–nurture issue

The defect and difference orientation

Motivational and emotional factors

BIBLIOGRAPHY

Mental retardation is a problem of serious social concern. In view of the large number of persons considered to be mentally retarded, such concern is certainly justified. Using the conventional criterion of 3 per cent of the population, the U.S. President’s Panel on Mental Retardation (1963) estimated that almost 5.5 million children and adults in the United States are mentally retarded. The criterion for mental retardation established in the “Manual on Terminology and Classification in Mental Retardation” (Heber 1959) and adopted by the American Association on Mental Deficiency as well as the Biometrics Branch, National Institute of Mental Health, is that all those at least one standard deviation below the population mean intelligence quotient (IQ) are considered retarded. If one accepts this criterion, and many do not, there are almost 30 million mental retardates in the United States. If the more conservative estimmate is employed, mental retardation is twice as prevalent as blindness, polio, cerebral palsy, and rheumatic heart conditions combined (Doll 1962).

The typical textbook pictures the distribution of intelligence as normal or Gaussian in nature, with approximately the lower 3 per cent of the distribution encompassing the mentally retarded. A common class of persons is thus constructed, a class defined by intelligence-test scores below 70. This schema has misled many laymen and students and has subtly influenced the approach of experienced workers in the area. For if one fails to appreciate the arbitrary nature of the cutoff point of 70, it is but a short step to the formulation that all those falling below this point compose a homogeneous class of “subnormals.” Since the conceptual distance between “subnormal” and “abnormal,” with its age-old connotation of disease and defect, is minimal, the final step is to regard retardates as a homogeneous group of defective organisms, immutably different from those persons possessing a higher IQ.

The view that mental retardates represent a homogeneous group is seen in numerous research studies where comparisons between retardates and normals are made on the basis of IQ classification alone. The view that mental retardates, as a group, are “different” is most vividly encountered in comparative studies where mental retardates are conceptualized as occupying a position on the phylogenetic scale somewhere between monkeys and children of average intellect. It is of some interest to note that people deficient in respect to intelligence-test performance are usually not called “mental deficients” but rather are commonly referred to as “mental defectives.”

The defect orientation to mental retardation originally emphasized the notion of moral defect and stemmed anywhere from the belief that retardates were possessed by a variety of devils to the empirical evidence of their exhibiting an inordinately high incidence of socially unacceptable behaviors, such as crime and illegitimacy. More recently, the notion of defect has referred to defects in either physical or cognitive structures. This defect approach has a certain unquestionably valid component. There is a sizable group of retardates who suffer from a variety of known physical defects. Mental retardation may be due to such factors as a dominant gene (as in epiloia), a single recessive gene (as in gargoylism, phenylketonuria, amaurotic idiocy), infections (such as congenital syphilis, encephalitis, rubella in the mother), chromosomal defects (as in mongolism), toxic conditions (such as radiation in utero, lead poisoning, and Rh incompatibility), and cerebral trauma. For a complete listing of the many types of mental retardation the reader is referred to the “Manual on Terminology and Classification in Mental Retardation” (Heber 1959).

The diverse etiologies noted above have one factor in common: in every instance examination reveals an abnormal physiological process, that is, there are specific or related defects in physiological functioning. Such persons are abnormal in the orthodox sense, since they suffer from a known disease defect. However, in addition to this group, which forms a minority of all retardates, there is the group labeled “familial,” or more recently “undifferentiated,” which comprises approximately 75 per cent of all retardates. This group presents the greatest mystery and has been the object of the most heated disputes in the area of mental retardation. The diagnosis of familial retardation is made when an examination does not reveal the physiological manifestations noted above and when retardation exists among parents, siblings, or other relatives. As will be seen in a later section, several theoreticians have extended the defect notion to this type of retardate. On the basis of differences in performance between retardates and normals on some experimental task rather than on physiological evidence, they have advanced the view that all retardates suffer from some specifiable defect over and above their general intellectual retardation. However, these theoreticians differ as to the specific nature of the defect. The experimental paradigm employed to demonstrate such defects involves equating groups of normals and retardates on Mental Age (MA), thus roughly controlling for general intellectual level, and demonstrating differences in performance between the two groups on some experimental task.

This more general defect approach thus lends support to the conceptualization of the mentally retarded as a homogeneous group of physiologically defective persons. Some order can be brought to the area of mental retardation if a distinction is maintained between physiologically defective retardates, with known etiologies, and familial retardates, whose etiology is unknown.

For the most part, work with physically defective retardates involves investigation into the exact nature of the underlying physiological processes, with prevention or amelioration of the physical and intellectual symptoms as the goals. Jervis (1959) has suggested that such “pathological” mental deficiency is primarily in the domain of medical sciences, whereas familial retardation represents a problem to be solved by behavioral scientists, including educators and behavioral geneticists. Diagnostic and incidence studies of these two types of retardates have disclosed two striking differences. The retardate having an extremely low IQ (below 40) is almost invariably of the defective type. (This does not mean that one cannot find defective retardates at every level of retardation. In fact, brain-damaged individuals may be found at every point along the IQ continuum.) Familial retardates, on the other hand, are almost invariably mildly retarded, usually with IQs above 50. The defect position emphasizes the innate, if not immutable, difference between retardates and normals.

The problem of definition

The decision of whether a person is considered retarded is often based not upon his intellectual characteristics but upon legal and occupational factors as well as his general level of social adjustment. The matter has been put most succinctly by Maher who stated:

What constitutes mentally retarded behavior depends to a large extent upon the society which happens to be making the judgment. An individual who does not create a problem for others in his social environment and who manages to become self-supporting is usually not defined as mentally retarded no matter what his test IQ may be. Mental retardation is primarily a socially defined phenomenon, and it is in large part meaningless to speak of mental retardation without this criterion in mind. (1963, p. 238)

This emphasis on social factors in defining mental retardation may lead to more confusion than clarity as indicated by the discrepancies found among various incidence and survey studies. The data of Table 1 would indicate that the incidence fluctuates not only across age categories but also according to the locality. If mental retardation is defined strictly in terms of IQ, and assuming a certain constancy of IQ score, we would expect no difference in the incidence of mental retardation at different ages. The standardization data of the Wechsler-Bellevue Scale confirm this expectation.

Table 1 – Percentage of persons classified as mentally retarded
  LOCALITY 
 EnglandBaltimoreOnondaga County
AGEand WalesMaryland(Syracuse), New York
Source: Jervis 1959, p. 1290.
Under 50.120.070.45
5-91.551.183.94
10-142.654.367.76
15-191.083.024.49

The incidence figures reported in Table 1 are understandable if one realizes that they reflect diagnoses based on some combination of IQ and the success of the individual in meeting social demands. For example, the extremely low incidence under 5 years of age may reflect the minimal social demands made on young children. The highest incidence obtained at the 10-14 age level occurs when the child is faced with school and more demanding intellectual tasks. It is probably in this age range that the relationship between IQ scores and meeting societal expectancies (i.e., successful school performance) is greatest. Stated somewhat differently, it is probably in this age range where the use of either the IQ or the child’s success in meeting social demands would result in his being classified as mentally retarded. A test-score orientation to mental retardation results in the view that approximately 3 per cent of the population is mentally retarded. The social competence viewpoint, however, results in a much smaller incidence. Data obtained through surveying representative samples of large populations or the entire population of certain limited regions in England and Scandinavia indicate that about 1 per cent or less of adults are classified as mentally retarded (e.g., Fremming 1947).

Armed with the information that a person’s social adequacy has much to do with whether or not he is considered retarded, we begin to get some inkling of the arbitrariness involved in such a classification.

The nature of intelligence

Whether mental retardation is defined by an intelligence-test score or by the person’s social competence, which many claim reflects his intelligence, the essential aspect of mental retardation is lower intelligence than that displayed by the modal member of an appropriate reference group. There is little agreement, however, when the question precipitated by this statement is raised, namely, “What is the nature of intelligence?” We cannot avoid this question by invoking the very unsatisfying cliche that “intelligence is what an intelligence test measures,” since it is perfectly apparent that the test constructor must have some definition of intelligence in mind, either explicitly or implicitly, before he can select test items. However, some consensus can probably be found for the view that intelligence is a hypothetical construct which has as its ultimate referent the cognitive processes of the individual. Given this, we are still faced with the unresolved issue of whether intelligence represents some single cognitive process which permeates every intelligence test or nontest behavior or whether it represents a great variety of relatively discrete cognitive processes which can be sampled and then summated to yield some indication of the amount of intelligence a person possesses [seeIntelligence And Intelligence Testing].

In either case, the more important questions involve an understanding of exactly how such cognitive processes develop over the life span and exactly how innate and environmental factors interact to influence such development. Approached in this way, the problem of defining intelligence becomes one with the problem of the nature of cognition and its development.

Cognitive versus psychometric approach

It follows that if we are to understand the nature of intelligence, we must consult those workers intent on investigating the nature and development of cognitive processes (e.g., thought, memory, concept formation, and reasoning) rather than focus on the work of test constructors and psychometricians. There has been little cross-fertilization between these two groups, which have approached the investigation of intellective functioning quite differently.

The former group of investigators utilizes a variety of techniques and, through extremely detailed analyses, attempts to tease out the intricacies of man’s cognitive functioning. These theorists have tried to evolve a theory of human cognition and its development. If intelligence tests had been developed by this group, psychology might have avoided the perplexing state of affairs encountered in trying to define intelligence. Tests devised by such a group would, by necessity, be indicators of the formal features of the cognitive structure at various times in the life cycle. Recently, workers within this framework (e.g., Laurendeau & Pinard 1963) have taken an interest in the problem of assessment. Although the task of providing an acceptable theory of the development of cognition is far from finished, Laurendeau and Pinard have been able to take the first step toward the construction of an intelligence test based on the formal features of cognition that were isolated by Piaget [seeDevelopmental Psychology, article on A Theory Of Development].

From a historical point of view, the practical demands of society for a test which would measure intellectual functioning meant that intelligence became the province of the second group, namely, the testers and psychometricians. Furthermore, for a variety of reasons, American thinking was not receptive to the approach taken by the cognitive theorists. The practical and empirical nature of the work of the testers can be seen in the efforts of Alfred Binet, whose intent was not to investigate the nature of intelligence but rather to discover those test items which would discriminate between successful and unsuccessful school performance. As has been pointed out, Binet viewed his empirically selected tests as a social screening device rather than as a theoretical interpretation of the nature of intelligence. The success of Binet’s tests in predicting school achievement led workers to the belief that such tests were inextricably bound to man’s intelligence or cognitive functioning.

For the psychometricians, it then became clear that the nature of intelligence could be understood by examining the nature of the tests that were employed to measure it. By discovering the correlations obtained between subtests within a given battery or across different tests, it was felt that the structure of intellect would be revealed. Despite the statistical rigor involved, no very satisfactory theory of intelligence has come out of the correlational or factor-analytic methods. There is, in fact, little agreement among workers even with regard to the one constant theoretical issue throughout this body of work, namely, the global versus the specific nature of intelligent behavior.

It should be emphasized that the weakness of current theories of intelligence has led to a conceptual impasse in the area of mental retardation. If there is no satisfactory theory of intelligence, then the essential aspect of mental retardation must escape us and we must be content with superficial statistical and social approaches to this complex problem. We do not necessarily have to await a completed theory of intelligence, however, to cut through much of the complexity, disputation, and confusion encountered in the area of mental retardation. Some clarification appears possible through the simple process of reorienting or restructuring our approach to intellectual retardation. A rather sizable step forward is taken if our commitment to a simple test approach is abandoned in favor of a concern with cognitive processes.

The process-content distinction

The plea is not that we abandon tests, for every cognitive theorist must eventually employ tests, as defined in the broadest sense. The plea is that workers in the field turn their attention from the superficial content of tests (i.e., the right or wrong answer) and come to grips with the problem of the cognitive structures and processes that give rise to content. It is this distinction between structure and content that has for too long escaped most workers in the area of mental retardation. Conventional tests are viewed by process-oriented cognitive theorists as too analytic and artificial in character and as measuring an end product and not a process (Laurendeau & Pinard 1963, p. 481).

In general, however, Piaget’s approach, with its developmental and normative emphasis, has had very little appeal to workers in the area of mental retardation, since such workers are committed to the study of individual differences. In this context, the test-constructing efforts of Laurendeau and Pinard appear very promising, since these followers of Piaget have formulated the states of cognitive development in terms of the nature of the cognitive operations achieved, thus emphasizing the nature of the cognitive structure and its accompanying processes. In their work we thus see a bridge beween a truly cognitive approach to intelligence and the need in the area of mental retardation for an instrument with which to make individual comparisons.

The focus on the content of test behaviors has been carried over to many nontest behaviors, and often an insufficient distinction is made between intelligence and intelligent behavior. It is the author’s view that intelligence must refer to the formal characteristics of the cognitive structure and the processes that accompany it, whereas intelligent behavior should refer to the content of behavior in respect to the appropriateness (often defined in a relatively arbitrary manner) with which an organism carries out an act. (See Maher 1963, for another discussion of this distinction between intelligence and intelligent behavior.) For example, in a sheltered workshop the author recently encountered a retardate working with a surprisingly complex piece of machinery. His ability to use this machinery defied current knowledge concerning the capabilities of the retarded. The director of the workshop explained that the retardate had been taught to operate the machine through a shaping process not unlike that employed by B. F. Skinner in training pigeons to play Ping-pong. It was also learned that the retardate could handle the machine quite adequately provided its position was not changed. To emphasize this point, the machine was rotated on its axis approximately 90° the retardate then became somewhat agitated and was no longer able to operate the equipment. (Piaget has also commented that remarkable intellectual feats performed by children on some task or other cannot be repeated following relatively minor alterations in the task stimuli.) In terms of the finished product, the retardate was behaving just as intelli-gently as an operator with a normal IQ. However, this accomplishment does not indicate that the retardate has become normal in intelligence. It is obvious that he is using a much more primitive cognitive process to achieve his intelligent behavior than is the normal person. This example should also make it clear that process analyses demand that the investigator make a more careful analysis of the content than that provided by a superficial “product” or criterion of correctness.

Social competence and mental retardation

The content approach is expressed also in the social competence definition of mental retardation. What are the intellectual demands of social competence? We do not know, and very little effort is made to discover what they might be. In the area of mental retardation, social competence usually means the ability to maintain oneself without too frequent contact with state schools, state hospitals, welfare agencies, and police officers. Though social competence defined in this way reflects certain cognitive abilities, it may also reflect a variety of factors reminiscent of nonintellectual aspects of intelligence-test performance. We refer here to factors such as luck, social values, attitudes toward other people, and emotional needs that are relatively in-dependent of intellectual level. Thus, present intelligence tests may predict social competence better than an ideal intelligence test because of the overlap of nonintellectual variables which influence both intelligence-test scores and social competence.

Social competence does not inevitably reflect normal intellectual functioning any more than its absence in the emotionally unstable, the criminal, or the social misfit reflects intellectual subnormality. Social competence is much too heterogeneous a phenomenon and reflects too many nonintellectual factors to be of great value in understanding mental retardation. The basic problem is that the concept of social competence is so value laden, and its definition so vague, that it has little heuristic utility. Windle (1962) has pointed out that the social competence definition of mental retardation is applicable only to institutionalized populations, whereas quite different definitional criteria must be employed with noninstitutionalized retardates. The only clear and acceptable operational definition of social competence would appear to be related to whether the individual has managed to function outside an institutional setting. Even Heber (1962), who has made the strongest case for employing social competence, has admitted that objective measures of adaptive behavior are presently unavailable. He has also stated that the present ambiguity of the social competence construct is such that in practice intelligence-test performance must remain “the most important and heavily weighted of the criteria used.”

There is a further problem with the social competence construct related to a fallacy which has permeated much of our thinking concerning the retarded. We have somehow come to believe that it is impossible for anyone who is “truly” retarded to meet the complex demands of our society. The bulk of retardates who have MAs in the 9-12 range (remembering that an MA of 16 is the upper limit for an individual of average IQ), have the intellectual wherewithal to meet the minimal demands of our society. This becomes immediately apparent if one raises the question of how much intellectual ability is required to arise in the morning, dress oneself, catch a bus or walk to a single location, perform some undemanding sort of labor, and re-turn home. Indeed in the 1920s and 1930s it was discovered that there were no less than 118 occupations in our society suitable for individuals having MAs from 5 to 12. As late as 1956 it was noted that 54 per cent of jobs require no schooling beyond the elementary level (Whitney 1956).

Another major aspect of social competence is the ability of the individual to abide by the values of the society, that is, obey laws, and so on. While the incidence of crime among the retarded is higher than among the nonretarded, this increase of incidence is not very great, especially if one controls for social class. Here again it is an error to view obedience to the law as somehow beyond the ability of the retarded. One simply has to apply the concept of the stages of moral development as investigated by Jean Piaget (1932): fairly young children are capable of a morality based on absolutism, that is, the rules inhere in the very fabric of existence and are not to be broken under any circumstances. Individuals who never achieve a higher stage of moral development are certainly not developmentally adequate, but neither are they likely to break many laws.

In order to make social competence a useful indicator of cognitive functioning, we must thus abandon some simplistic notion of social competence in favor of a variety of continua theoretically based upon the cognitive demands of the social requirements involved. Such indexes could then be considered independent indicators of intellectual functioning. Empirical efforts of this sort may be seen in the Vineland Social Maturity Scale and the Worcester Scale of Social Attainment. A more theoretical effort may be found in the work of Phillips and Zigler (1964) where both intelligence test scores and conventional social competence indexes are combined into an index of developmental or maturational level.

The nature–nurture issue

Attention is now turned to the role of cognitive capacity in mental retardation. Maher (1963) believes that the concept of capacity has considerable heuristic value for workers in the area of mental retardation. Intellectual capacity means something akin to Hebb’s (1949) intelligence A, that is, an innate potential for the development of intellectual functions. Those who have argued that the intellectual capacity notion is a relatively useless one (e.g., Ferguson 1956) appear to be invariably committed to an environmentalistic or learning orientation.

Maher’s position is that the capacity concept has value as related to “the differences between individuals in rate of acquisition of responses under similar learning conditions. Such a concept necessarily implies the existence of structural differences between individuals and is incompatible with a psychology of the empty organism ...” (1963, p. 250). It is in this last sentence that we see the theoretical value of the capacity concept, since it forces us to conceptualize individuals as biological organisms innately differing in respect to the potential manifestation of a multitude of traits. Thus the concept of capacity is intimately related to the biological concept of the genotype.

There has been an interesting effort to make intelligence, and thus mental retardation, a matter of acquired skills and transfer phenomena in the classical learning theory sense (see Ferguson 1956). Although Ferguson appears to abhor a biological concept of intelligence, he nevertheless falls back upon it in dealing with those aspects of early learning which do not reflect transfer effects. In addition, his treatment of transfer as a uniformly manifested phenomenon overlooks differences in ability to transfer from one task to another which may very well be a reflection of biological capacity.

Given such an orientation, we can derive the optimistic view that complete control over learning experiences would do away with individual differences and, thus, mental retardation, at least of the nondefective variety. Such a view, though appealing, flies in the face of what has been observed. Herculean efforts of teaching and training have not resulted in marked change in the intellectual level of most retardates.

The environmentalist, while acknowledging the importance of biological capacity, treats human behavior as the outgrowth of an infinite number of experiences. It is of interest to note that one environmentally oriented theorist (McCandless 1964) has argued that although heredity and environment interact in the production of intelligent behavior, we need only concern ourselves with environment, since “we can do something about environment.” This approach implies that the manipulations of environments are expected to have constant results and, furthermore, ignores the obvious possibility that children with particular capacities will need specific environmental events in order to maximize their cognitive development. The one group that has seriously considered the nature of the interaction between genotype and experiences in producing certain behaviors (phenotypes) has been the behavior geneticists. Employing infrahuman subjects, these investigators have presented evidence that the effects of particular experiences and the behaviors to which they give rise depend upon the biological nature of the organism (e.g., Hirsch 1963).

The attempt to determine the proportion of variance attributable to heredity or to environment is full of difficulties (H. Jones 1946). Despite the shortcomings of the nature-nurture work on intelligence, it is still possible to derive certain conclusions. (For more complete reviews of this work the reader is referred to H. Jones 1946; McCandless 1964.) Studies of parent-child and of sibling resemblances in intelligence, a variety of twin studies, and studies on children in foster homes have made it clear that inherited intellectual endowment is a much more important factor in intelligence than those who are environmentally oriented would have us believe.

At the same time one must not forget the importance of environmental factors to manifest intelligence. The role of environment is evident even in extreme cases where a known gene defect is the cause of mental retardation. In the case of genetically determined phenylketonuria, subnormal intelligence occurs only in an environment which provides phenylalanine in the diet of the affected individual. A specific change in the environment (i.e., withholding phenylalanine from the diet) will prevent the occurrence of subnormal intelligence.

An issue in the nature-nurture controversy of special pertinence to mental retardation concerns the degree to which the environment may produce individual differences in intelligence in contrast to affecting the absolute achievement level of man. It is one thing to assert that the environment may play a role in determining the range of individual differences found among men. It is another thing to assert that environmental events can cause the individual with a normal intellectual endowment to become retarded or, for that matter, shift the entire range of intelligence in such a way that no individual would display that degree of intellectual impairment that we now label retarded.

Different environments (e.g., rural versus urban, racial-cultural, social class) are associated with differences in intelligence. To what extent such differences reflect environmental as opposed to inherited factors remains an open issue. The position of the majority seems to be nurture oriented, and the argument advanced is that it is the social class or cultural environment which produces retardation. To state the matter more simply, the hereditarian asserts that one is in a lower socio-economic class because one is less intelligent, whereas the environmentalist asserts that one is less intelligent because one is in the lower socio-economic class. More specifically, mental retardation is sometimes seen as a major consequence of social deprivation. Such a view assumes that children are capable of “normal” intellectual functioning if we but expose them to enough “cultural enrichment.”

Environmental factors and IQ changes

A matter of considerable import in testing the above hypotheses is the magnitude of change that could be effected as a result of changes in the environment. Many investigators have been relatively pessimistic in their conclusions. McClearn (1962) has pointed out that the magnitude of the difference in IQs attributable to environmental factors, though statistically significant, has been so minute as to be practically negligible.

In support of the environmentalistic point of view, however, instances can be found where rather marked improvements in IQ have been reported following some type of environmental manipulation. The reader is referred to the review by McCandless (1964), whose statement is perhaps one of the strongest in favor of the environmentalistic position.

Other studies have indicated that when a geographic area is subjected to social improvement, such as better schools and improved communication, there is a tendency for the IQs of all the inhabitants to improve. Wheeler’s study of Tennessee mountain children (1942) is of considerable interest. Testing over three thousand subjects in 1930, he found that IQs progressively declined from a mean of 95 at age 6 to a mean of 74 at age 16. Testing a new sample ten years later, he found a mean increase in IQ of approximately 10 points at every age level. However, the steady decline with age, from a mean of 103 at age 6 to a mean of 80 at age 16, was again discovered, despite the general increase.

There has been a certain inconsistency in studies that have attempted to relate IQ changes to environmental factors. In some instances, significant correlations have been found between various subjective ratings of the “goodness” of the environment and increase in IQ (e.g., Thorpe 1946). But in other instances no environmental correlates could be found to account for changes in the IQ (e.g., H. Jones 1946). Jones has given some especially striking case histories of children who have manifested marked changes in IQ without the apparent involvement of environmental factors.

A continuing problem has been the failure to designate just what constitutes a good environment for optimal intellectual development. Little has been added to the implicit view that the American middle-class home represents some sort of standard. A related matter, of course, is the problem of defining cultural or social deprivation. The social deprivation concept has been loosely applied to certain events in early childhood which are characterized as antecedent to certain social behaviors. There is little agreement about either the early events or the resultant behaviors. Major dimensions of childhood deprivations that have been suggested are social isolation, cruelty and neglect, institutional upbringing, adverse childrearing practices, and separation experiences across a wide range of severity. Even factors such as these need much further definition and clarification.

The view that, given a fairly standard environment, it is extremely difficult to improve the quality of cognitive functioning is consistent with the bulk of findings resulting from efforts to improve children’s performance on Piaget-type tasks. Of course, familial retardates do not come from what we consider standard environments. Even with these children there is considerable evidence that no great intellectual improvement is produced through environmental manipulation, and this holds true for a variety of techniques. The reader is referred to E. E. Doll’s excellent history of mental retardation (1962) for evidence on this point. Binet, with his concept of “mental orthopedics,” and Jean M. L. Itard, with his great faith in the possibility of improving the quality of intellect, were responsible for the philosophy underlying the early work with retardates in this country. After several years of employing a variety of techniques, many of which are today being rediscovered, it became apparent that this optimism was unwar-ranted. In the early days, training schools in this country were just what the name implies. They became custodial institutions only when it became apparent that many retardates could not be trained to a level that would make them self-sustaining in the society at large. A reaction appears to have set in at this time, and the view that we could do nothing for retardates except provide them with a comfortable domicile became dominant. There is much for contemporary workers to learn from this marked swing in attitude toward the retarded. It suggests that undue optimism is dangerous, since it breeds undue pessimism.

The conclusion that may be reached concerning the relevance of the heredity and environment controversy for mental retardation has been well stated by Penrose, who after a lifetime of work with the retarded wrote:

The most important work carried out in the field of training defectives is unspectacular. It is not highly technical but requires unlimited patience, good will and common sense. The reward is to be expected not so much in scholastic improvement of the patient as in his personal adjustment to social life. Occupations are found for patients of all grades so that they can take part as fully and usefully as possible in human affairs. This process, which has been termed socialization, contributes greatly to the happiness not only of the patients themselves but also of those who are responsible for their care. ([1949] 1963, p. 282)

It is perhaps within this area of socialization that we can do a great deal to enhance the everyday effectiveness of the retarded. Personality and character traits were discovered to be more influenced by environment than was intellectual level (e.g., Leahy 1935). Such findings bolster the argument that there are many modifiable factors which are important in the determination of social adjustment. It is not rare to encounter individuals with the same intellectual make-up demonstrating quite disparate social adjustments. Perhaps the question is not how to improve the cognitive functioning of familial retardates but rather how to maximize the adjustment of such individuals, whatever their intellectual capacity may be. That considerable change in performance can result from the manipulation of nonintellective (i.e., motivational) factors will be made clear in subsequent passages.

A two-group conception

Hirsch has asserted that we will make little headway in understanding individual differences in intelligence and many other traits unless we incorporate into our thinking the fact that to a large degree such differences reflect the inherent biological properties of man. As Hirsch has noted, we can no longer make the “gratuitous uniformity assumption that all genetic combinations are equally plastic and respond in like fashion to environmental influences ...,” and he added that “without an appreciation of the genotypic structure of populations, the behavioral sciences have no basis for distinguishing individual differences that are attributable to differences whatsoever where there is a common history” (1963, p. 1442).

Work in population genetics appears capable of bringing considerable order to the area of mental retardation. We need simply to accept the generally recognized fact that the gene pool of any population is such that there will always be variations in the behavioral or phenotypic expression of virtually every measurable trait or characteristic of man. From the polygenie model advanced by geneticists, we would deduce that the distribution of intelligence would be a symmetric bell-shaped curve, which is characteristic of such a large number of distributions that we have come to refer to it as the normal curve. This theoretical distribution is a fairly good approximation of what is actually encountered in the observed distribution of intelligence. In the polygenic model of intelligence (see Hirsch 1963; Penrose 1949), the genetic foundation of intelligence is not viewed as dependent upon a single gene. Rather, intelligence is viewed as the result of a number of discrete genetic units. (This is not to assert, however, that singlegene effects are never to be encountered in mental retardation. As noted earlier, certain relatively rare types of mental retardation are the products of such simple genetic effects.)

A variety of specific polygenic models have been advanced that generate theoretical distributions of intelligence that are congruent with observed distributions (e.g., Burt & Howard 1956). Again caution is in order. An environmentalistic model positing five environmental factors acting additively would also generate an approximation to a normal curve. However, such a model appears much less capable of encompassing the raw data encountered in investigations of intelligence. An aspect of polygenic models of special interest for the area of mental retardation is that they generate IQ distributions ranging approximately from 50 to 150. Since an IQ of approximately 50 appears to be the lower limit for familial retardates, it has been concluded (e.g., Burt & Howard 1956; Penrose 1949) that the etiology of this form of retardation reflects the same factors that determine “normal” intelligence. Approached in this way, the familial retardate can be seen as normal, where “normal” is defined as representing an integral part of the distribution of intelligence that we would expect from the normal manifestations of the genetic pool in our population. Within such a framework, it is possible to refer to the familial retardate as less intelligent but it would make no sense to say that he is abnormal. He is just as integral a part of the normal distribution as are the 3 per cent of the population that we view as superior or that more numerous group of individuals that we consider to be average.

The two-group conception of mental retardation calls attention to the fact that the second group of retardates, those who have known physiological defects, represents a distribution of intelligence with a mean which is considerably lower than that of the familial retardates. Such children, for the most part, fall outside the range of normal intelligence, that is, they have an IQ below 50, although there are certain exceptions; brain-damaged children with IQs as high as 150 have been found. Thus the empirical distribution of intelligence may best be represented by two curves. Considerable clarity could be brought to the area of mental retardation if we were to do away with the practice of conceptualizing the intelligence distribution as a single continuous normal curve. The more appropriate representation is to depict the intelligence of the bulk of the population, including the familial retarded, as a normal distribution having a mean IQ of 100 with lower and upper limits of approximately 50 and 150. Superimposed on this curve would be a second nearly normal distribution having a mean IQ of approximately 35 and a range from 0 to 70. The first curve would represent the polygenie distribution of intelligence; the second would represent all those individuals whose intellectual functioning reflected factors other than the normal polygenic expression (i.e., those retardates for whom there is an identifiably physiological defect).

This two-group approach to the problem of mental retardation has been supported by Penrose (1949) among others. The very nature of the empirical distribution of IQs below the mean, especially in the 0-50 range (see Penrose 1949) seems to demand such an approach. This distribution is exactly what we would expect if we combined the two distributions discussed above, as is the general practice. This two-group approach is of particular significance to the issue of mental retardation, since it calls for a reappraisal of the entire concept of normality. Hirsch has pointed out that such a concept, as presently employed, is of little value:

Implicit in our use of “normal” is reference to some region of a distribution arbitrarily designated as not extreme—for example, the median 50 percent, 95 percent, or 99 percent. We choose such a region for every trait. Among n mathematically independent traits– for example, traits dependent on n different chromosomes—the probability that a randomly selected individual will be normal for all n traits is the value for the size of that region raised to the nth power. Where “normal” is the median 50 percent and n = 10, on the average only one individual out of 1024 will be normal (for ten traits). (1963, p. 1437)

Thus, if we consider the whole person with his many variable physiological and psychological systems, it would be extremely rare to find an individual we would consider normal. Indeed, if we were to find him, his very normality would be considered abnormal in the sense that he represented a rare event. In the area of mental retardation the concept of abnormal should be confined to those cases with known physical defects wherever these cases may be found in the distribution of intelligence.

A two-group approach makes the problem of the etiology of the familial retarded just as assailable as the problem of etiology in pathological retardation. In respect to the etiology of familial retardates, McClearn has stated that “these individuals undoubtedly represent the lower tail of the distribution generated by assortment of the polygenes underlying ‘normal’ intelligence, and should no more be considered abnormal than those whose intelligences are an equal distance above the mean” (1962, p. 186).

Once we adopt the position that the familial mental retardate is not defective or pathological but is essentially a normal individual of low intelligence, then the problem of familial retardation becomes part of the general problem of developmental psychology. In terms of cognitive development, the familial retardate would then be viewed as progressing from one intellectual stage to the next in the same sequence as is encountered in other children. He would, of course, progress from stage to stage at a slower rate than other children, and the final stage that he achieves would be lower than that achieved by the more intelligent members of the population. In terms of cognitive functioning alone, the familial retardate with a chrono-logical age (CA) of 10 and an MA of 7 would be conceptualized as being cognitively similar, that is, at the same developmental level as a child with a CA of 7 and an IQ of 100. (The reader must remember that the MA, which is invariably based on the IQ, can be considered only a very rough indicator of the cognitive or developmental level; however, to date, it represents the most adequate measure available.)

To say that two such hypothetical children are cognitively similar is not to assert that they will necessarily behave exactly the same on the intellective and nonintellective tasks with which society confronts them. If nothing else, the retardate is three years older, and if the performance involves lifting weights, or a task that he has encountered much more frequently than the 7-year-old normal child, we would expect the retardate to be superior. Furthermore, performance on even cognitive tasks reflects the wide variety of factors that are the product of the past history of the child rather than his cognitive ability alone. To the extent that these two children have different histories, have experienced different environments, and have developed different values and motives, we would expect differences in performance.

It is no great mystery that a group of children with IQs of 70 and a group with IQs of 100 matched on chronological age differ on a variety of tasks. These children are at different developmental levels, and such differences are exactly what a developmentalist would expect. The mystery is the repeated demonstration that even when groups are matched on MA, the retardate does less well, or at least behaves differently, than the MA-matched “normal” child. Two distinctly different explanations for this phenomenon have been advanced. One view is that these differences reflect a variety of experiential or motivational differences. The second position is that the familial retardate is really not a normal individual developing at a slower rate but is rather an inherently different or abnormal type of organism who, at every level of development, is suffering from some defect in his physiological or cognitive structure. These hypothe-sized defects are then viewed as producing differences in behavior even in those instances where the MA is equated. In the next section we shall consider the defect orientation, and the motivational position will be discussed further in the final section.

The defect and difference orientation

This section deals with those theoretical and empirical efforts that have advanced the view that all retardates, including those conventionally diag-nosed as familial, suffer from some specifiable defect. These efforts are in opposition to the view that the familial retardate suffers from nothing more than a slower and more limited rate of cognitive development. The evidence typically offered by the difference, or defect, theorist is that even when groups of normals and retardates are matched on MA, which grossly controls for differences in the rate of development, the two groups behave differently. This difference in behavior is advanced as proof of the existence of some physiological or cognitive defect which itself is responsible for the slower rate of development. Where the hypothe-sized defect is an explicitly physiological one, it would appear to be a simple matter to obtain direct validation for the defect’s existence. Such evidence would come from biochemical and physiological analyses as well as from pathological studies of familial retardates. A number of such studies have, of course, been carried out. Although there is an occasional report of some physical anomaly, the bulk of the evidence has indicated that the familial retardate does not suffer from any gross physiological defects. Indeed, if such evidence were readily available, the defect theorist would give up his reliance on the more ambiguous data provided by studies examining molar behavior. The failure to find direct evidence for the existence of a physio-logical defect in the familial retarded has not deterred—and probably should not deter—theorists from postulating such defects.

In spite of the negative physiological evidence, such workers as Spitz (1963) maintain that all retardates, including familials, are physically defective and that our failure to discover defects in the familial retarded is due to the relatively primitive nature of our contemporary diagnostic techniques. It is perfectly legitimate for these workers to assert that, although presently not observable, the physical defect that causes familial retardates to behave differently from normals of the same MA will some day be seen. These theorists operate very much like the physicists of a not-too-distant era who asserted that the electron existed, even though it was not directly observable. Analogously, defect theorists in the area of mental retardation validate the existence of a defect by first asserting that its existence should manifest itself in particular phenomena, that is, in particular behaviors of the retarded. They then devise experiments in which, if the predicted behavior is observed, the existence of the hypothesized defect is confirmed. This approach is legitimate and has become increasingly popular.

The majority of theories in the area of mental retardation are basically defect theories. It should be noted that these theories differ among themselves. One difference involves the theoretician’s effort to relate the postulated defect to some specific physiological structure. The theoretical language of some defect positions is explicitly physiological, that of others is nonphysiological, while that of others has remained extremely vague. Such differences are related to the specific nature of the defect postulated. Particular defects that have been attributed to the retarded include the relative impermeability of the boundaries between regions in the cognitive structure (Kounin 1941; Lewin 1926-1933); primary and secondary rigidity caused by subcortical and cortical malformations, respectively (Goldstein 1943); inadequate neural satiation related to brain modifiability or cortical conductivity (Spitz 1963); malfunctioning disinhibitory mechanisms (Siegel & Foshee 1960); improper development of the verbal system resulting in a dissociation between verbal and motor systems (Luria 1963; O’Connor & Hermelin 1959); and the relative brevity in the persistence of the stimulus trace (Ellis 1963).

Luria and verbal mediation theory

Some of the more influential of the defect positions will be examined here, turning first to the position of the Russian investigator, A. R. Luria, whose work has influenced investigators in England and the United States. In respect to Russian efforts it should be noted that, given the political philosophy of the U.S.S.R., workers in the area of mental retardation have no alternative but to accept a defect position. As in the United States, the Russians divide the retarded into three groups, although they use the older terms “idiot,” “imbecile,” and “debile.” However, the generic term for mental retardation is “oligophrenia.” The practice, followed in this article, of distinguishing between the group of approximately 25 per cent of retardates having known organic impairments and that larger group having unknown etiologies is simply not permitted by Soviet investigators.

Although this section of the article is directed at illuminating differences of opinion concerning this larger group, there is a general consensus in the United States that this type of retardate, which we conventionally classify as familial, is the product of complex genetic determinants and cultural deprivation. In contrast, as the subcommittee of the President’s Panel which recently visited the U.S.S.R. has noted (see Mental Retardation in the Soviet Union 1964), Soviet philosophy does not accept the view that mental retardation is deter-mined by genetic factors, nor is cultural causation considered a possible explanation. Thus workers in this area attribute all grades of mental retardation to central-nervous-system damage, suggesting that it occurs initially during the intrauterine period or during early childhood and then results in a disturbance of the child’s subsequent mental development.

It is clear, then, that in the Soviet Union the diagnosis of mental retardation necessarily involves the specification of a defect in some neuro-physiological system, and it is noteworthy that professionals, including researchers and teachers, working with the retarded are called “defectologists.” Knowledgeable visitors (see “Mental Retardation in the Soviet Union” 1964) have pointed out that, given such an approach, diagnosticians will go to great lengths to “discover” some slight indication of possible organicity. However, in observing the pupils in the Soviet schools for the debile, it was apparent that those in attendance were primarily retardates who would be diagnosed as familial in the United States. With rare exceptions, these were the children of unskilled workers and in some instances were actually the children of the graduates of such schools.

Consistent with the over-all Russian philosophy, general intelligence tests have been banned since 1936 by the Communist party because such tests are considered to be methods which discriminate against the peasants and the working class in favor of the culturally advantaged. Diagnosis in mental retardation is made by neurologists and psychophysiologists, who rely heavily on gross pathological signs in the case of the severely retarded and minor physical defects, minute examinations of electroencephalograph (EEC) patterns, and certain qualitative (nonstandardized) tests of perception, conditioning, and concept formation (with special emphasis on the identification of specific types of language disorders) in the case of the more mildly retarded.

Luria’s efforts and the difficulties they pose for non-Russian workers can only be understood in terms of such an orientation toward mental retardation. In his work on verbal mediation, Luria has demonstrated that the behavior of retardates resembles that of chronologically younger normal children in that the verbal instructions do not result in the smooth regulation of motor behavior. His findings clearly indicate that on all his tasks requiring verbal mediation, the retarded subjects have considerable difficulty. In light of these behavioral data, Luria has inferred that the major defect in the retarded child involves both an under-development or a general “inertness” of the verbal system and a dissociation of this system from the motor or action system. The general effect of this dissociation, vaguely conceptualized as a disturbance in normal cortical activity, is that a verbal response cannot serve as an adequate regulator of voluntary behavior.

Unfortunately, it is impossible to utilize Luria’s data to throw any light on the issue of whether the cognitive processes of retardates, typically diagnosed as familial, differ from normal children of the same MA. As noted earlier, a Russian defectologist would not accept this as a legitimate question. Since there is no concern with the IQ, there is no way to determine the MAs of the retardates and normals compared in Luria’s work. Furthermore, the etiological question of whether his retarded subjects are of the physiologically impaired or the familial-cultural type remains unanswered. However, in light of Luria’s discussion of “profound atrophic changes... expressed in the under-development of the complex neuron structures of the first and third strata of the cortex’ and his classification of these retardates as imbeciles rather than debiles, it would appear that these subjects probably suffer from gross physiological impairment.

It must be concluded, then, that these data have extremely limited relevance to the issue of whether those retardates whom we conventionally classify as familial suffer from some physiological defect. We must therefore look to English and American workers for more adequate tests of the basic proposition that all retardates, including the familial, differ from normals in the degree to which they employ verbal cues in regulating voluntary behavior. For example, O’Connor and Hermelin (1959) have found no significant difference between normals and retardates in the number of trials required to learn a size discrimination. however the finding that retardates required significantly fewer trials to learn a reversal was interpreted as supporting Luria’s position. O’Connor and Hermelin reasoned that on the original learning task the normal child employs both motor and verbal mediational responses in his learning, while the retarded child relies primarily on the motor response. When the reversal is introduced, the normal child must unlearn both the original motor and verbal responses. The retardate, having to un-learn only the motor response, would thus be expected to learn the reversal problem more easily. The findings of O’Connor and Hermelin are trouble-some in light of their inconsistency with earlier studies (e.g., Stevenson & Zigler 1957) in which mental retardates were not found to be superior on a discrimination reversal task. In an effort to resolve this discrepancy, Balla and Zigler (1964) ran a reversal-learning study involving several different reversal tasks and different types of retardates at different MA levels. This study provided no support for the Luria position.

Milgram and Furth (1963) compared retarded and normal children of the same MA on a series of concept tasks assumed to vary in the degree to which language might facilitate performance. Their findings were consistent with expectations derived from Luria’s position. However, in an experiment comparing retardates and normals of the same MA on their ability to employ verbal mediators, Rieber (1964) obtained findings that were inconsistent with those that would be derived from Luria’s theory. It thus appears that the evidence to date which has been mustered to support Luria’s position remains equivocal.

Spitz and cortical satiation theory. Another major defect position is that of Herman Spitz (1963), who has extended the Köhler-Wallach cortical satiation theory to the area of mental retardation. Spitz has argued that all retardates suffer from inadequate neural satiation which is related to brain modifiability or cortical conductivity, and has tested this position by comparing normals and retardates of the same CA. Again it should be noted that no direct physiological evidence has been presented to indicate that familial retardates suffer from inadequate neural or cortical functioning. Furthermore, there is direct physiological evidence (Lashley et al. 1951) which calls into question the validity of the entire Kohler-Wallach position [seeGestalt Theory].

As in the case of the earlier gestalt workers, Spitz has primarily employed perceptual tasks to test his position. His extensive program of research has now been summarized (Spitz 1963), and any complete review would be beyond the scope of this paper. Spitz’s most convincing evidence has been obtained on those perceptual tasks (e.g., figural aftereffects and Necker cube reversals) that are thought to be sensitive to hypothesized cortical satiation effects.

The heuristic value of Spitz’s position can be seen in his recent efforts to extend his postulates beyond the visual perception area and to employ them to generate specific predictions concerning the phenomena of learning, transposition, generalization, and problem solving. Spitz has noted a number of studies in these various areas which lend credence to his basic position. He has also been quite explicit in noting the limitations of his view. He has pointed out that, contrary to his theory, cortical satiation as measured by his perceptual indexes does not “in general correlate with IQ, but rather only differentiates the average performance of two distinct groups.” The extensive overlap between normals and retardates on his tests of satiation led him to conclude that “the satiation variable must be only a very small one in the total complex of intelligent behavior.”

Spitz has also been appropriately concerned with the fact that the test-retest reliability of the scores of his retardates is not impressive. Furthermore, he has noted that the lack of any correlation of individual scores across certain of his satiation tasks is troublesome for his position. Across modalities and even in the same modality, correlations have been moderate or nonexistent. In addition to these concerns, Spitz has been sensitive to the issue of how accurately the subject’s response, often a verbal report, reflects the perceptual response being investigated. (See Spivack 1963 for a discussion of this problem in respect to research with the retarded.)

Adding to these difficulties is the fact that several investigators have now discovered that responses to cognitive and perceptual tasks are influenced by a variety of motivational factors (e.g., Zigler & deLabry 1962; Zigler & Unell 1962). In addition certain aspects of Spitz’s work have come in for criticism on the grounds that his findings are inconsistent with those of other investigators. Spivack (1963) has voiced this concern in a review of research on perceptual processes in the retarded, noting that certain of Spitz’s findings “are in marked contrast to the findings of others.”

Of more importance to the central question of this section is the conclusion that Spitz’s data throw little light on the issue of whether familial retardates are inherently different from normals of the same MA. Taking a stand reminiscent of the Russian position, Spitz has argued that the distinction between familial and organic retardates is misleading. In Spitz’s view, all retardates suffer from brain damage in the broader sense, and he has argued (see Garrison 1966) that retardates be conceptualized as belonging to a common class. Therefore his work has been characterized by a relative lack of concern with the problem of etiology, and we have little way of assessing whether the differences he reports are a product of gross organic pathology or may actually reflect the cortical phenomena that Spitz postulates.

That one finds differences between normals and retardates matched on CA is not very surprising, since we are dealing with groups who are at different developmental levels (as defined by MA). One would be tempted to say that Spitz’s work has little relevance to the central issue of this section except for the fact that he has been quite explicit in his view that the differences he obtains are not developmental phenomena but reflect a physical deficit that should manifest itself even in comparisons with MA-matched normals.

The Lewin-Kounin formulation

The final defect position that we shall discuss is that of Lewin (1926-1933) and Kounin (1941). This position is different from the other defect views in that the defect postulated is one in the cognitive structure rather than the physical structure of the retardate. The Lewin-Kounin formulation has had considerable impact not only on our conceptualization of the retarded but also on the treatment and training practices that have been employed over the years. (For a more complete historical review and critique of the Lewin-Kounin formulation, the reader is referred to Zigler 1962.)

In Lewin’s general theory the individual is treated as a dynamic system with differences among individuals derivable from a diversity of (1) structure of the total system, (2) material and state of the system, or (3) meaningful content of the system. The first two of these factors play the most important role in Lewin’s theory of retardation. Lewin viewed the retarded child as having a less-differentiated cognitive structure, that is, having fewer regions or cells, than a normal child of the same CA. Thus, in terms of structure, the retarded child resembles a normal younger child. In relation to the material and state of the system, Lewin stated that even though a retarded child corresponded in degree of differentiation to a normal younger child, these children were not to be regarded as entirely similar. He considered “the major dynamic difference between a feebleminded and normal child of the same degree of differentiation to consist in a greater stiffness, a smaller capacity for dynamic rearrangement in the psychical systems of the former.” (Degree of differentiation was later operationally defined as MA.)

Although Lewin undoubtedly felt that lack of differentiation could lead to rigid behaviors (e.g., pedantry, fixation, stereotypy, inelasticity, perseveration), he was quite clear that this lack of differentiation was not what he meant by rigidity. To Lewin, lack of differentiation referred to the number of regions within the total system, while rigidity was defined in terms of the fluidity between regions. (By rigidity, Lewin was referring to the nature of the boundary between cells in the cognitive structure.) It follows from Lewin’s theory that an individual whose system is characterized by either lack of differentiation or rigidity, or both, is more likely to emit behaviors commonly referred to as rigid. The failure to draw a clear distinction between the meaning of rigidity as he employed it and rigid behaviors as such appears to be a major factor leading to the subsequent controversy in the area.

The clearest experimental support for the position that familial retarded individuals are more rigid than normal individuals having the same degree of differentiation is contained in the work of Kounin (1941; 1948). Kounin, building upon Lewin’s work, advanced the view that rigidity is a positive, monotonic function of CA. Again, it is imperative to note that by rigidity Kounin, like Lewin, referred to “that property of a functional boundary which prevents communication between neighboring regions” and not to rigid behaviors as such.

Kounin (1941) offered the findings of five experiments in support of his theory. In these experiments he employed three groups, older familial retarded individuals, younger familial retarded individuals, and normals. Noting the inadequacies of Lewin’s own experimental efforts, Kounin instituted certain experimental controls. He defined the degree of differentiation as the MA of an individual and controlled for this factor by equating the three groups on MA. He also attempted to reduce what he later referred to as “motivational factors (such as low success expectation and hesitance to enter unfamiliar regions) that might produce those very types of behavior that are sometimes lumped together in the pseudo-descriptive category of behavioral rigidity” (Kounin 1948). To control for these factors, Kounin attempted to make each subject feel confident and secure in the experimental tasks by having them engage in each of the activities prior to the experiment proper. As Kounin predicted, the three groups differed in certain instruction-initiated tasks (e.g., drawing cats until satiated and then drawing bugs until satiated, lowering a lever in order to release marbles and then raising the lever to release marbles). As predicted from the Lewin-Kounin formulation, the normals showed the greatest amount of transfer effects from task to task, the younger retarded a lesser amount of transfer, and the older retarded the least amount of transfer. That is, on the drawing task the retarded individuals drew longer on the second task following satiation of the first task than did normals, and the older retardates longer than the younger. On the lever-pressing task, the greatest number of errors, that is, lowering rather than raising the lever on part two, were made by the normals, the least number by the older retarded, with the younger retarded falling between these two groups.

One should note that on this last task the lesser rigidity, as defined by Lewin and Kounin, of the normals results in a higher incidence of a behavioral response often characterized as rigid (i.e., perseverative responses). Furthermore, this lack of influence of one region upon another in the performance of the retarded would only be predicted in those cases where the retarded individual is “psychologically” placed into a new region by employing an instructional procedure. In those instances where the individual must, on his own, move from one region to another, the LewinKounin formulation would predict that such movement would be more difficult for the retarded than for the normal individual. This prediction was also confirmed by Kounin in his concept-switching experiment in which the child was asked first to sort a deck of cards, which could be sorted either on the basis of color or form, and then to put the cards together some other way. Here the normals evidenced the least difficulty in shifting, the older retarded the most difficulty, and the younger retarded group again fell between the other two groups. Thus, when a movement to a new region is self-initiated, it is the retarded who evidence the higher incidence of perseverative responses.

The Lewin-Kounin theory of rigidity is a conceptually demanding one in that it sometimes predicts a higher and sometimes a lower incidence of “rigid” behaviors in retarded as compared to normal individuals. However, the fact that it generates specific predictions as to when one or the other state of affairs will obtain is a tribute to the theory. Kounin thus offered impressive experimental support for the view that, with MA held constant, the older or more retarded (or both) an individual is, the more will his behaviors be characterized by dynamic rigidity, that is, greater rigidity in the boundaries between regions.

This model and its experimental support was so impressive that until fairly recently very few further experimental tests were attempted. However, recent explicit tests of the model (Balla & Zigler 1964; Stevenson & Zigler 1957; Zigler & Unell 1962) have failed to provide support for it. Much evidence now indicates that the differences found by Kounin were not a product of the inherent rigidity of retardates, but rather reflected a number of motivational differences between normal children and institutionalized retardates of the same MA. These motivational factors will be discussed in the final section.

Motivational and emotional factors

A recurring theme in the present article has been the importance of a variety of nonintellective factors as determinants of the level at which the retarded functions. We shall never comprehend the behavior of the retarded if we assume that every behavior he manifests is the immutable product of his low intelligence. Furthermore, we must go beyond the overly simplistic theories that have been advanced, such as the view that all retardates manifest a highly similar pattern of behavior which is determined by their common defect. In-deed, a striking feature encountered when groups of retardates are observed is the variety of behavior patterns displayed. Clearly, we are not dealing with a homogeneous group of simple organisms. Once we concern ourselves with the total behavior of the retarded child, we find him an extremely complex psychological system. To the extent that his behavior deviates from the norms associated with his MA, he is even more difficult to understand than the normal individual.

It is unfortunate that so little work emanating from a personality point of view has been done with the retarded. Some progress has been made, however, and much of the recent work supports the view that it is not necessary to employ constructs other than those used to account for the behavior of normal individuals in explaining the behavior of the familial retarded. It appears that many of the reported differences between retardates and normals of the same MA are a result of motivational and emotional differences which reflect differences in environmental histories and are not a function of innate deficiencies.

That personality factors are as important in the retardate’s adjustment as are intellective factors has been noted (e.g., Penrose 1949; see also Windle 1962 for an especially comprehensive review of the importance of nonintellective factors in the prognosis of mental retardation). Many of the early workers in this country felt that the difference between social adequacy and inadequacy in that large group of borderline retardates was a matter of personality and character rather than intelligence. A number of studies have confirmed this view (see Windle 1962). Perhaps the best of these is the comprehensive study by Weaver (1946) of the adjustment of 8,000 retardates inducted into the U.S. Army, most of whom had IQs below 75. Of the total group, 56 per cent of the males and 62 per cent of the females made a satis-factory adjustment to military life. The median IQs of the successful and unsuccessful groups were 72 and 68 respectively. Weaver concluded that “personality factors far overshadowed the factor of intelligence in the adjustment of the retarded to military service.”

This tendency to overemphasize the importance of the intellect in adjustment has been made clear by Windle (1962). On the basis of a survey, he found that most institutions presume that intelligence is the critical factor in adjustment after re-lease. Windle goes on to point out that the vast majority of studies (over 20) on outcome “after release from institutions have reported no relation between intellectual level and later adjustment.” In examining this literature we find that the factors which led to poor social adjustment include anxiety, jealousy, overdependency, poor self-evaluation, hostility, hyperactivity, and failure to follow orders even when requests were well within the range of intellectual competence.

It is hardly surprising that retardates evidence such difficulties in light of their atypical social histories. The specific atypical features of their socialization histories and the extent to which they are atypical may vary from child to child. Two sets of parents who are themselves familially retarded may provide quite different socialization histories for their children. At one extreme we may find a familially retarded child who grows up in an abysmal home environment and who is ultimately institutionalized, not because of lack of intelligence but because his own home represents such a poor environment. That many borderline retardates are institutionalized for just such reasons has been con-firmed by Kaplun (1935) in a study of 642 high-grade retardates; Zigler’s recent finding (1961) that a positive relationship exists between the institutionalized familial retardate’s IQ and the amount of preinstitutional deprivation he experienced provides further support for this claim. This latter finding does not indicate that social deprivation produces greater intelligence but rather that our institutions contain borderline retardates who would not be institutionalized except for their extremely poor home environments.

At the other extreme, the familially retarded set of parents of an institutionalized child may have provided him with a relatively normal home, even though it might differ in certain important respects (e.g., values, goals, and attitudes) from the typical home in which the families are of average or superior intelligence. In the first example the child not only experiences a quite different socialization history while still living with his parents, but he also differs from the child in the second situation to the extent that institutionalization affects his personality structure. Given the penchant of many investigators for comparing institutionalized retardates with children of average intellect who live at home, the factor of institutionalization becomes an extremely important one. One cannot help but wonder how many differences discovered in such comparisons reflect some cognitive aspect of mental retardation as opposed to the effects of institutionalization, the factors that led to the child’s institutionalization, or some complex interaction between these factors and institutionalization.

To add even more complexity, the socialization histories of both institutionalized and noninstitutionalized familial retardates differ markedly from the history of the brain-damaged retardates. The brain damaged do not show the same gross differences in the frequency of good versus poor environments as do familials. In the face of such complexity, we need not consider the problem unassailable, nor need we assert that each retarded child is unique and that it is therefore impossible for us to isolate the ontogenesis of those factors which we feel are important in influencing the retardate’s level of functioning. Once we conceptualize the retardate as occupying a position on a continuum of normality, we can allow our knowledge of normal development to give direction to our efforts.

This does not mean that we ignore the importance of the lowered intelligence per se, since per- sonality traits and behavior patterns do not develop in a vacuum. However, in some instances the personality characteristics of the retarded will reflect environmental factors that have little or nothing to do with intellectual endowment. For example, many of the effects of institutionalization may be constant regardless of the person’s intelligence level. In other instances, we must think in terms of an interaction; that is, given his lowered intellectual ability, a person will have certain experiences and develop certain behavior patterns differing from those of a person with greater intellectual endowment. An obvious example is the greater amount of failure which the retardate typically experiences. But again what must be emphasized is that the behavior pattern developed by the retardate as a result of such a history of failure will not differ in kind or ontogenesis from those developed by an individual of normal intellect who, by some environmental circumstance, also experiences an in-ordinate amount of failure. By the same token, if the retardate can somehow be guaranteed a more typical history of success, we would expect his behavior to be more normal, independent of his intellectual level. Within this framework, the author will discuss the personality factors which have been known to influence the performance of the retarded.

Caution is needed in evaluating the role of motivational and emotional factors in the performance of the retarded. Performance on a task is most appropriately conceptualized as a function of two types of factors, intellective (i.e., cognitive) and nonintellective (i.e., motivational). The contribution of each factor will vary with the nature of the task. Motivational factors will more readily influence a perseveration task (e.g., how long a retardate will continue to put marbles into a box) than they will a discrimination-learning or concept-formation task. It has been demonstrated that the performance of retardates on tasks of the latter type is also influenced by motivational factors (Butterfield & Zigler 1965a; Zigler & deLabry 1962), but this should not be interpreted as evidence that basic intellectual capacity has been changed. Rather, these demonstrations suggest ways in which one may help the mentally retarded to utilize their intellectual capacity optimally. As such, they should not be viewed as manipulations which can make the retarded “normal” in their intellectual functioning.

Anxiety

Considerable evidence has now been collected indicating the importance of anxiety on performance for a wide variety of tasks (Taylor 1956). The attenuating effects of anxiety on performance appear to be a function of both the task-irrelevant defensive responses employed by the person to alleviate his anxiety and the drive features of anxiety itself. The drive approach to anxiety (Taylor 1956), which has received considerable confirmation, conceptualizes high anxiety as beneficial on extremely nondemanding tasks (e.g., classical eyelid conditioning) but detrimental on complex tasks where a variety of responses are available to the person. The higher anxiety level of retardates, as compared to normals, has now been noted by several investigators (e.g., Garfield 1963) who have either demonstrated or suggested that the heightened anxiety level of retardates could well have produced certain of the differences between retardates and MA-control normals reported in the literature. Work with retardates that has either focused on anxiety or raised the anxiety issue in a post hoc manner is of considerable value “in that it applies concepts and techniques to the study of retarded individuals, which for the most part had not been applied or seen as relevant for this group” (Garfield 1963, p. 594). [SeeAnxiety.]

The facts that anxiety level affects the performance of retardates much as that of normals and that retardates might have higher levels of anxiety than normals tell us little about the ontogenesis of anxiety in retardates. To understand their atypical anxiety levels, we must examine the relatively atypical experiences of the retarded, as well as a variety of other motivational states which influence their performance.

Social deprivation

It has now become increasingly clear that our understanding of the performance of the institutionalized familial retardates will be enhanced if we consider the inordinate amount of preinstitutional social deprivation they have experienced (Clarke & Clarke 1954; Kaplun 1935; Zigler 1961). A series of recent studies (Green & Zigler 1962; Zigler 1961; Zigler & Williams 1963) has indicated that one result of such early deprivation is a heightened motivation to interact with a supportive adult. (In the process of conducting these studies, a social deprivation scale was constructed which promises to bring some added objectivity to the social deprivation concept.) These studies suggest that, given this heightened motivation, retardates exhibit considerable compliance with instructions when the effect of such compliance is to increase or maintain the social interaction with the adult. Compliance is apparently reduced in those instances where it leads to terminating the interaction.

It now appears that the perseveration so frequently noted in the behavior of the retarded is primarily a function of this motivational factor rather than the inherent cognitive rigidity suggested by Lewin (1926-1933) and Kounin (1941). Evidence on this latter point comes from findings indicating that (1) the degree of perseveration is directly related to the degree of preinstitutional deprivation experienced (Zigler 1961) and (2) institutionalized children of normal intellect are just as perseverative as institutionalized retardates, while noninstitutionalized retardates are no more perseverative than noninstitutionalized children of normal intellect (Green & Zigler 1962). The finding that institutionalization (or the social history factors leading to institutionalization) is the crucial factor in determining the child’s response to social reinforcement on a simple task has also been found by Stevenson and Fahel (1961). The heightened motivation to interact with an adult, stemming from a history of social deprivation, would appear to be consistent with the often-made observation of certain behaviors in the retarded, such as seeking attention and wishing for affection (Doll 1962).

It is impossible to place too much emphasis on the role of overdependency in the institutional familial retarded and on the socialization histories that give rise to such over dependency., Given some minimal intellectual level, the shift from dependence to independence is perhaps the single most important factor necessary for the retardate to become a self-sustaining member of our society. It appears that the institutionalized retardate must satisfy certain affectional needs before he can cope with problems in a manner characterized by individuals whose affectional needs have been relatively satiated. These affectional needs can best be viewed as ones which often interfere with certain problem-solving activities. Because the retardate is highly motivated to satisfy such needs through maximizing interpersonal contact, he is relatively unconcerned with the specific solution to these problems. Of course the two goals will not always be incompatible, but in many instances they will be. Some evidence that this attenuating aspect of retarded behavior can be overcome has been presented by McKinney and Keele (1963), who found improvement in a variety of behaviors in the men-tally retarded following an experience of increased mothering.

Zigler and Williams (1963) have provided some evidence on the interaction between preinstitutional social deprivation and institutionalization in influencing the child’s motivation for social inter-action and support. It was found that although institutionalization generally increased this motivation, it was increased much more for children coming from relatively nondeprived homes than for those coming from more socially deprived backgrounds.

Change in IQ scores. An unexpected finding of the Zigler and Williams study was that a general decrease in the IQs of retardates was discovered between the administration of two IQ tests, the first of which occurred at the time of admission five years prior to this follow-up study. This change in IQ, discovered in the context of a study employing the amount of preinstitutional social deprivation as an independent variable, is reminiscent of a finding by Clarke and Clarke (1954). These investigators found that changes in the IQs of retardates following institutionalization were related to their preinstitutional histories. They discovered that children coming from extremely poor homes showed an increase in IQ which was not observed in children coming from relatively good homes. Zigler and Williams, however, found that the magnitude of the IQ change in their subjects was not significantly related to preinstitutional deprivation. Although this finding appears inconsistent with that of Clarke and Clarke, it should be noted that some support for a relationship was suggested, since the only subjects in the Zigler and Williams study who evidenced an increase in IQ were the highly deprived group. The failure of Zigler and Williams to replicate the findings of Clarke and Clarke may be due to two factors: the subjects used by Clarke and Clarke were older and had been institutionalized at a later age than the retardates employed by Zigler and Williams and the IQ changes reported by Clarke and Clarke took place during two years of institutionalization, while the IQ changes reported in the Zigler and Williams study were based on five years of institutionalization. This latter factor becomes increasingly important in view of E. C. Jones and Carr-Saunders’ finding (1927) that normal institutionalized children show an increase in IQ early in institutionalization and then a decrease in IQ with longer institutionalization.

The work of Clarke and Clarke, Jones and Carr-Saunders, and others, dealing with changes in IQ following institutionalization has given central importance to the degree of intellectual stimulation provided by the institution in contrast to that provided by the original home. This orientation suggests that it is the actual intellectual potential of the person which is altered. The Zigler and Williams study, however, suggests that the change in IQ reflects a change in the child’s motivation for social interaction. That is, as social deprivation, resulting from increased length of institutionaliza- tion, increases, the desire to interact with the adult experimenter increases. Thus, for the deprived child the desire to be correct must compete in the testing situation with the desire to increase the amount of social interaction. This argument would appear to provide the conceptual framework for Clarke and Clarke’s finding that highly deprived subjects evidence an increase in IQ with relatively short institutionalization, while the less deprived subjects demonstrate no greater increase than a test-retest control group. One would further expect that with continued institutionalization all children would exhibit a decrease in IQ, the phenomenon found by Jones and Carr-Saunders (1927) and one that appears in the Zigler and Williams study. Direct support for this view comes from the finding in the Zigler and Williams study of a positive relationship between the magnitude of the decrease in IQ and the child’s motivation for social interaction.

It should be noted that the Jones and Carr-Saunders (1927) study involved institutionalized children of approximately average intellect, thus indicating that the dynamics under discussion here are the same for both normal and retarded children. Furthermore, the position advanced here is quite consistent with the findings for normal children obtained by Barrett and Koch (1930); these investigators found that the greatest increase in IQ was obtained by children who showed the greatest improvement in their personality traits or by children who evidenced a marked change in the nature of their relationship with the examiner. Conversely, what must be emphasized in respect to lowered IQs is not the lowered test scores per se but rather that the factors which attenuate these test scores will, in all probability, reduce the adequacy of many problem-solving behaviors performed in a social situation.

Although there is considerable observational and experimental evidence that social deprivation results in a heightened motivation to interact with a supportive adult, it appears to have other effects as well. Again, the nature of these effects is suggested in those observations of the retarded that have emphasized their fearfulness, wariness or avoidance of strangers, or their suspicion and mistrust. The experimental work done by Zigler and his associates on the behavior of the institutionalized retarded has indicated that social deprivation results in both a heightened motivation to interact with supportive adults (positive-reaction tendency) as well as a reluctance and wariness to do so (negative-reaction tendency). That both of these tendencies are influenced by the quality of past relationships with adults and are amenable to experimental manipulations has been demonstrated in recent studies employing both normal and retarded children (e.g., Shallenberger & Zigler 1961). However, little work has been done on the range of behaviors that might be influenced by the negative-reaction tendency.

Failure and performance . Another factor frequently mentioned as a determinant in the performance of the retarded is their high expectancy of failure (Cromwell 1963). This failure expectancy has been viewed as an outgrowth of a lifetime characterized by frequent confrontations with tasks for which the retarded are intellectually ill-equipped to deal. That failure experiences and the failure expectancies to which they give rise affect a wide variety of behaviors in the intellectually normal has now been amply documented. Of special interest to workers in the area of mental retardation is Lantz’s finding (1945) that a relatively simple failure experience prevented children from profiting by practice which ordinarily leads to improvement on intelligence-test scores [seeAchievement Motivation].

The results of experimental work employing the success—failure dimensions with retardates are still somewhat inconsistent. The work of Cromwell and his students (reviewed in Cromwell 1963) has lent support to the general proposition that retardates have a higher expectancy of failure than do normals. This results in a style of problem solving for the retardate which causes him to be much more motivated to avoid failure than to achieve success. However, the inconsistent research findings suggest that this fairly simple proposition is in need of some further refinement. One investigator found that retardates performed better following success and poorer following failure as compared to a control group. Another investigator (Heber 1957) found that the performances of normals and retardates were equally enhanced following both a failure and a success condition, although in the success condition the performance of retardates was enhanced more than that of normals.

Conversely, Kass and Stevenson (1961) found that success enhanced the performance of normals more than that of retardates. Another study also found that failure had a general enhancing effect for both normals and retardates but that failure enhanced the performance of normals more than that of retardates (Gardner 1958). In a recent study by Butterfield and Zigler (1965a), one factor which may have produced this type of inconsistency was isolated. These investigators found that both normal and retarded children reacted differentially to success and failure experiences as a function of their responsivity to adults, that is, their desire to gain an adult’s support and approval. The nature of the difference between normals and retardates in their reaction to success or failure experiences appeared to be determined by this desire for approval. Among high-responsive subjects, failure, as compared to success, attenuated the performance of retarded subjects while improving the performance of normal subjects. Among low-responsive subjects, failure, as compared to success, attenuated the performance of normals while improving the performance of retardates. Debilitating effects of prolonged failure on the performance of the retarded have been found by Zeaman and House (1962). These investigators discovered that following such failure, retardates were unable to solve a simple problem, although they had previously been able to do so. Assuming a failure set in retardates, Stevenson and Zigler (1958) confirmed the prediction that retardates would be more willing to “settle for” a lower degree of success than would normal children of the same MA. The fear of failure in the mentally retarded also appears to be an important factor in differences that have been found between normals’ and retardates’ achievement motivation (Jordan & DeCharms 1959).

Recent studies (Green & Zigler 1962; Turnure & Zigler 1964) have indicated that the high incidence of failure experienced by retardates generates a cognitive style of problem solving characterized by outer-directedness. That is, the retarded child comes to distrust his own solutions to problems and therefore seeks guides to action in the immediate environment. This outer-directedness may explain the great suggestibility so frequently attributed to the retarded child. Evidence has now been presented indicating that, compared to normals of the same MA, the retarded child is more sensitive to verbal cues given by an adult, is more imitative of the behaviors of both adults and peers, and engages in more visual scanning. Furthermore, certain findings (Green & Zigler 1962) suggest that the noninstitutionalized retardate is more outer-directed in his problem solving than the institutionalized retardate. This makes considerable sense if one remembers that the noninstitutionalized retardate does not reside in an environment adjusted to his intellectual shortcomings and should therefore experience more failure than the institutionalized retardate.

Turnure and Zigler (1964) have suggested that the distractability so frequently encountered in the retarded reflects, in part, this outer-directed style of problem solving. This interpretation is of particular interest, since distractability has often been viewed as a neurophysiologically determined characteristic of the retarded rather than the reflection of a style of problem solving emanating from the particular experiential histories of such children. Work on the outer-directedness of the retarded also appears related to the locus of control work done by Cromwell and his associates (Cromwell 1963). These investigators found that retardates, as compared to normals, manifest an external locus of control, that is, they attribute certain events caused by their own behavior to outside forces over which they have little control. (This internal-control versus external-control dimension has been employed by Cromwell to bring some further order to the inconsistent findings in the success—failure literature.)

The reinforcer hierarchy . Another nonintellective factor important in understanding the behavior of the retarded is the retardate’s motivation under various types of incentives. That performance by normals and retardates on a variety of tasks is influenced by the nature of the incentive is certainly well documented. The social deprivation work discussed earlier in this section indicates that retardates have an extremely high motivation for attention, praise, and encouragement. Several investigators (e.g., Cromwell 1963; Zigler 1963) have suggested that in normal development the effectiveness of attention and praise as reinforcers diminishes with maturity and is replaced by the reinforcement inherent in the information that one is correct. This latter type of reinforcer appears to serve primarily as a cue for the administration of self-reinforcement [seeLearning, article on REINFORCEMENT].

Zigler and his associates (Zigler 1962; Zigler & deLabry 1962; Zigler & Unell 1962) have argued that a variety of experiential factors in the history of the retarded cause them to be less motivated to be correct for the sake of correctness than normals of the same MA. Stated somewhat differently, these investigators have argued that the position of various reinforcers in the reinforcer hierarchies of normal and retarded children of the same MA differ. To date, the experimental work of this group has centered on the reinforcement which inheres in being correct. It is this reinforcer that is the most frequently dispensed, immediate incentive in most real-life tasks. Furthermore, it is a frequently used incentive in many experimental cognitive and perceptual tasks on which retardates and normals are compared, and it also seems to be the most important incentive in the typical test situation. When such an incentive is employed in experimental studies, one wonders how many of the differences found are attributable to differences in capacity between retardates and normals rather than to differences in performance which result from the different values that such incentives might have for the two types of subject.

Clearest support for the view that the retardate is much less motivated to be correct than is the middle-class child, so typically used in comparisons with the retarded, is contained in a study by Zigler and deLabry (1962). These investigators tested middle-class, lower-class, and retarded children equated on MA on a concept-switching task (Kounin 1941) under two conditions of reinforcement. In the first condition, similar to that employed by Kounin, the only reinforcement dispensed was the information that the child was correct. In the second condition, the child was rewarded with a toy of his choice if he switched from one concept to another. In the “correct” condition these investigators found, as Kounin did, that retardates were poorer in their concept switching than were middle-class children. That this was not a simple matter of cognitive rigidity was indicated by the finding that lower-class children equated with the middle-class children on MA were also inferior to the middle-class children. In the toy condition this inferiority disappeared, and retarded and lower-class children performed as well as the middle-class children. This study highlights an assumption that has been noted as erroneous by many educators; namely, that the lower-class child and the retarded child are motivated by the same incentives that motivate the typical middle-class child. An intriguing avenue of further research is the degree to which the position of various reinforcers in the hierarchy can be manipulated.

General effects of institutionalization . No discussion of motivational factors in the performance of the retarded would be complete without some mention of the effects of institutionalization. The institutionalization variable has probably contaminated more research in the area of mental retardation than any other single variable. Given our general lack of knowledge concerning the effects of institutionalization on human behavior, the extent of this contamination cannot be determined. That the effects of institutionalization on the behavior of retardates are considerable has been suggested by several investigators (e.g., McCandless 1964; Windle 1962). In view of the general consensus concerning the importance of institutionalization, it is amazing that more work has not been done to investigate its effects on retarded children.

Some fairly clear findings with retardates have demonstrated that institutionalization causes a decrement in the quality of language behavior (Lyle 1959), reduces the level of abstraction on vocabulary tests (Badt 1958), interferes with the ability to conceptualize an emotional continuum (Iscoe & McCann 1965), and increases the child’s orientation toward punishment (Abel 1941). These studies, though suggestive, have shed little light on the specific aspects of institutionalization which affect such behaviors or on the exact nature of the process through which behaviors are affected. Whether the deficiencies in the behavior of the institutionalized retardate are motivational in nature or reflect an actual change in intellectual capacity is still an open question.

Evidence that institutions for the retarded differ in their effects on behavior has recently been reported by Butterfield and Zigler (1965b). It was found that children residing in a cold, restrictive institution showed a higher motivation for adult support and approval than children residing in an institution having a warm, accepting social climate. These investigators are presently conducting a cross-institutional longitudinal study of six state schools for the retarded in an effort to isolate the institutional factors and psychological processes underlying such effects.

Much of this work on motivational and emotional factors in the performance of the retarded is very recent. The research conducted on several of the factors discussed in this section is more suggestive than definitive. It is clear, however, that these factors are extremely important in determining the retardate’s general level of functioning. Furthermore, these factors seem much more open to environmental manipulation than do the cognitive processes discussed earlier. An increase in knowledge concerning motivational and emotional factors and their ontogenesis and manipulation holds considerable promise for alleviating much of the social ineffectiveness displayed by that sizable group of persons who must function at a relatively low intellectual level.

Edward Zigler

[Directly related are the entriesAchievement TESTING; Intelligence AND INTELLIGENCE TESTING; other relevant material may be found inCreativity, article on GENIUS AND ABILITY; Infancy, article onTHE EFFECTS OF EARLY EXPERIENCE; Systems ANALYSIS, article on PSYCHOLOGICAL SYSTEMS; Thinking;and in the biographies ofBinetandMontessori]

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Mental Retardation

views updated May 21 2018

Mental retardation

Definition

Mental retardation is a developmental disability that first appears in children under the age of 18. It is defined as an intellectual functioning level (as measured by standard tests for intelligence quotient) that is well below average and significant limitations in daily living skills (adaptive functioning).

Description

According to statistics made available by the Centers for Disease Control and Prevention in the 1990s, mental retardation occurs in 2.5 to 3 percent of the general population. About 6 to 7.5 million mentally retarded individuals live in the United States alone. Mental retardation begins in childhood or adolescence before the age of 18. In most cases, it persists throughout adulthood. A diagnosis of mental retardation is made if an individual has an intellectual functioning level well below average and significant limitations in two or more adaptive skill areas. Intellectual functioning level is defined by standardized tests that measure the ability to reason in terms of mental age (intelligence quotient or IQ). Mental retardation is defined as IQ score below 70 to 75. Adaptive skills are the skills needed for daily life. Such skills include the ability to produce and understand language (communication); home-living skills; use of community resources; health, safety , leisure, self-care, and social skills; self-direction; functional academic skills (reading, writing, and arithmetic); and work skills.

In general, mentally retarded children reach developmental milestones such as walking and talking much later than the general population. Symptoms of mental retardation may appear at birth or later in childhood. Time of onset depends on the suspected cause of the disability. Some cases of mild mental retardation are not diagnosed before the child enters preschool . These children typically have difficulties with social, communication, and functional academic skills. Children who have a neurological disorder or illness such as encephalitis or meningitis may suddenly show signs of cognitive impairment and adaptive difficulties.

Mental retardation varies in severity. There are four different degrees of mental retardation: mild, moderate, severe, and profound. These categories are based on the functioning level of the individual.

Mild mental retardation

Approximately 85 percent of the mentally retarded population is in the mildly retarded category. Their IQ score ranges from 50 to 75, and they can often acquire academic skills up to the sixth grade level. They can become fairly self-sufficient and in some cases live independently, with community and social support.

Moderate mental retardation

About 10 percent of the mentally retarded population is considered moderately retarded. Moderately retarded individuals have IQ scores ranging from 35 to 55. They can carry out work and self-care tasks with moderate supervision. They typically acquire communication skills in childhood and are able to live and function successfully within the community in a supervised environment such as a group home.

Severe mental retardation

About 3 to 4 percent of the mentally retarded population is severely retarded. Severely retarded individuals have IQ scores of 20 to 40. They may master very basic self-care skills and some communication skills. Many severely retarded individuals are able to live in a group home.

Profound mental retardation

Only 1 to 2 percent of the mentally retarded population is classified as profoundly retarded. Profoundly retarded individuals have IQ scores under 20 to 25. They may be able to develop basic self-care and communication skills with appropriate support and training. Their retardation is often caused by an accompanying neurological disorder. The profoundly retarded need a high level of structure and supervision.

The American Association on Mental Retardation (AAMR) has developed another widely accepted diagnostic classification system for mental retardation. The AAMR classification system focuses on the capabilities of the retarded individual rather than on the limitations. The categories describe the level of support required. They are: intermittent support, limited support, extensive support, and pervasive support. Intermittent support, for example, is support needed only occasionally, perhaps during times of stress or crisis. It is the type of support typically required for most mildly retarded individuals. At the other end of the spectrum, pervasive support, or life-long, daily support for most adaptive areas, would be required for profoundly retarded individuals.

Demographics

For children, the mental retardation rate is 11.4 per 1,000 and varies approximately nine fold, ranging from 3.2 in New Jersey to 31.4 in Alabama. For adults, the rate is 6.6 and varies approximately six fold, ranging from 2.5 in Alaska to 15.7 in West Virginia. In 42 states, the rate for children is higher than that for adults; in seven states, the rate for adults is higher, and in two states, both rates are similar. The correlation between state-specific rates for children and for adults is 0.66. Overall, 69 percent of the state-specific variation in prevalence rates for adults is accounted for by median household income, the percentage of total births to teenaged mothers, and the percentage of the population with less than a ninth-grade education. Low educational attainment was the most important correlate of mental retardation rates among adults.

Causes and symptoms

Low IQ scores and limitations in adaptive skills are the hallmarks of mental retardation. Aggression, self-injury, and mood disorders are sometimes associated with the disability. The severity of the symptoms and the age at which they first appear depend on the cause. Children who are mentally retarded reach developmental milestones significantly later than expected, if at all. If retardation is caused by chromosomal or other genetic disorders, it is often apparent from infancy. If retardation is caused by childhood illnesses or injuries, learning and adaptive skills that were once easy may suddenly become difficult or impossible to master. In about 35 percent of cases, the cause of mental retardation cannot be found. Biological and environmental factors that can cause mental retardation include genetics, prenatal illnesses and issues, childhood illnesses and injuries, and environmental factors.

Genetics

About 5 percent of mental retardation is caused by hereditary factors. Mental retardation may be caused by an inherited abnormality of the genes, such as fragile X syndrome . Fragile X, a defect in the chromosome that determines sex, is the most common inherited cause of mental retardation. Single gene defects such as phenylketonuria (PKU) and other inborn errors of metabolism may also cause mental retardation if they are not found and treated early. An accident or mutation in genetic development may also cause retardation. Examples of such accidents are development of an extra chromosome 18 (trisomy 18) and Down syndrome . Down syndrome is caused by an abnormality in the development of chromosome 21. It is the most common genetic cause of mental retardation.

Prenatal illnesses and issues

Fetal alcohol syndrome affects one in 600 children in the United States. It is caused by excessive alcohol intake in the first twelve weeks (trimester) of pregnancy. Some studies have shown that even moderate alcohol use during pregnancy may cause learning disabilities in children. Drug abuse and cigarette smoking during pregnancy have also been linked to mental retardation.

Maternal infections and illnesses such as glandular disorders, rubella , toxoplasmosis , and cytomegalovirus infection may cause mental retardation. When the mother has high blood pressure (hypertension ) or blood poisoning (toxemia), the flow of oxygen to the fetus may be reduced, causing brain damage and mental retardation.

Birth defects that cause physical deformities of the head, brain, and central nervous system frequently cause mental retardation. Neural tube defect, for example, is a birth defect in which the neural tube that forms the spinal cord does not close completely. This defect may cause children to develop an accumulation of cerebrospinal fluid on the brain (hydrocephalus ). By putting pressure on the brain hydrocephalus can cause learning impairment.

Childhood illnesses and injuries

Hyperthyroidism, whooping cough, chickenpox, measles , and Hib disease (a bacterial infection) may cause mental retardation if they are not treated adequately. An infection of the membrane covering the brain (meningitis) or an inflammation of the brain itself (encephalitis) cause swelling that in turn may cause brain damage and mental retardation. Traumatic brain injury caused by a blow or a violent shake to the head may also cause brain damage and mental retardation in children.

Environmental factors

Ignored or neglected infants who are not provided the mental and physical stimulation required for normal development may suffer irreversible learning impairments. Children who live in poverty and suffer from malnutrition , unhealthy living conditions, and improper or inadequate medical care are at a higher risk. Exposure to lead can also cause mental retardation. Many children develop lead poisoning by eating the flaking lead-based paint often found in older buildings.

When to call the doctor

If mental retardation is suspected, a comprehensive physical examination and medical history should be done immediately to discover any organic cause of symptoms. Conditions such as hyperthyroidism and PKU are treatable. If these conditions are discovered early, the progression of retardation can be stopped and, in some cases, partially reversed. If a neurological cause such as brain injury is suspected, the child may be referred to a neurologist or neuropsychologist for testing.

The symptoms of mental retardation are usually evident by a child's first or second year. In the case of Down syndrome, which involves distinctive physical characteristics, a diagnosis can usually be made shortly after birth. Mentally retarded children lag behind their peers in developmental milestones such as smiling, sitting up, walking, and talking. They often demonstrate lower than normal levels of interest in their environment and responsiveness to others, and they are slower than other children in reacting to visual or auditory stimulation. By the time a child reaches the age of two or three, retardation can be determined using physical and psychological tests . Testing is important at this age if a child shows signs of possible retardation because alternate causes, such as impaired hearing, may be found and treated.

Diagnosis

A complete medical, family , social, and educational history is compiled from existing medical and school records (if applicable) and from interviews with parents. Children are given intelligence tests to measure their learning abilities and intellectual functioning. Such tests include the Stanford-Binet Intelligence Scale, the Wechsler Intelligence Scales, the Wechsler Preschool and Primary Scale of Intelligence, and the Kaufmann Assessment Battery for Children. For infants, the Bayley Scales of Infant Development may be used to assess motor, language, and problem-solving skills. Interviews with parents or other caregivers are used to assess the child's daily living, muscle control, communication, and social skills. The Woodcock-Johnson Scales of Independent Behavior and the Vineland Adaptive Behavior Scale (VABS) are frequently used to test these skills.

Treatment

Federal legislation entitles mentally retarded children to free testing and appropriate, individualized education and skills training within the school system from ages three to 21. For children under the age of three, many states have established early intervention programs that assess, recommend, and begin treatment programs. Many day schools are available to help train retarded children in basic skills such as bathing and feeding themselves. Extracurricular activities and social programs are also important in helping retarded children and adolescents gain self-esteem .

Training in independent living and job skills is often begun in early adulthood. The level of training depends on the degree of retardation. Mildly retarded individuals can often acquire the skills needed to live independently and hold an outside job. Moderate to profoundly retarded individuals usually require supervised community living. Family therapy can help relatives of the mentally retarded develop coping skills. It can also help parents deal with feelings of guilt or anger. A supportive, warm home environment is essential to help the mentally retarded reach their full potential. However, as of 2004, there is no cure for mental retardation.

A promising but controversial treatment for mental retardation involves stem cell research. In the early 2000s scientists are exploring the potential of adult stem cells in treating mental retardation. They have transplanted bone marrow cells into living embryos in the uteri of animals to approach congenital diseases, birth defects, and mental retardation. Stem cells are primitive cells that are capable of forming diverse types of tissue. Because of this remarkable quality, human stem cells hold huge promise for the development of therapies to regenerate damaged organs and heal people who are suffering from terrible diseases. Embryonic stem cells are derived from human embryos. Their use is controversial because such stem cells cannot be used in research without destroying the living embryo. Other sources of stem cells are available, however, and can be harvested from umbilical cord blood as well as from fat, bone marrow, and other adult tissue without harm to the donor. An enormous amount of research involving adult stem cells is going on as of 2004 in laboratories in the United States.

Prognosis

Individuals with mild to moderate mental retardation are frequently able to achieve some self-sufficiency and to lead happy and fulfilling lives. To reach these goals, they need appropriate and consistent educational, community, social, family, and vocational supports. The outlook is less promising for those with severe to profound retardation. Studies have shown that these individuals have a shortened life expectancy. The diseases that are usually associated with severe retardation may cause the shorter life span. People with Down syndrome develop in later life the brain changes that characterize Alzheimer's disease and may develop the clinical symptoms of this disease as well.

Prevention

Immunization against diseases such as measles and Hib prevents many of the illnesses that can cause mental retardation. In addition, all children should undergo routine developmental screening as part of their pediatric care. Screening is particularly critical for those children who may be neglected or undernourished or may live in disease-producing conditions. Newborn screening and immediate treatment for PKU and hyperthyroidism can usually catch these disorders early enough to prevent retardation. Good prenatal care can also help prevent retardation. Pregnant women should be educated about the risks of drinking and the need to maintain good nutrition during pregnancy. Tests such as amniocentesis and ultrasonography can determine whether a fetus is developing normally in the womb.

Parental concerns

All states are required by law to offer early intervention programs for mentally retarded children from the time they are born. The sooner the diagnosis of mental retardation is made, the more the child can be helped. With mentally retarded infants, the treatment emphasis is on sensorimotor development, which can be stimulated by exercises and special types of play . It is required that special education programs be available for retarded children starting at three years of age. These programs concentrate on essential self-care, such as feeding, dressing, and toilet training . There is also specialized help available for language and communication difficulties and physical disabilities. As children grow older, training in daily living skills, as well as academic subjects, is offered.

Counseling and therapy are another important type of treatment for the mentally retarded. Retarded children are prone to behavioral problems caused by short attention span, low tolerance for frustration, and poor impulse control. Behavior therapy with a mental health professional can help combat negative behavior patterns and replace them with more functional ones. A counselor or therapist can also help retarded children cope with the low self-esteem that often results from the realization that they are different from other children, including siblings. Counseling can also be valuable for the family of a retarded child to help parents cope with painful feelings about the child's condition and with the extra time and patience needed for the care and education of a special-needs child. Siblings may need to talk about the pressures they face, such as accepting the extra time and attention their parents must devote to a retarded brother or sister. Sometimes parents have trouble bonding with an infant who is retarded and need professional help and reassurance to establish a close and loving relationship.

Current social and healthcare policies encourage keeping mentally retarded persons in their own homes or in informal group home settings rather than institutions. The variety of social and mental health services available to the mentally retarded, including pre-vocational and vocational training, are geared toward making this possible.

KEY TERMS

Amniocentesis A procedure performed at 1618 weeks of pregnancy in which a needle is inserted through a woman's abdomen into her uterus to draw out a small sample of the amniotic fluid from around the baby for analysis. Either the fluid itself or cells from the fluid can be used for a variety of tests to obtain information about genetic disorders and other medical conditions in the fetus.

Developmental delay The failure of a child to meet certain developmental milestones, such as sitting, walking, and talking, at the average age. Developmental delay may indicate a problem in development of the central nervous system.

Down syndrome A chromosomal disorder caused by an extra copy or a rearrangement of chromosome 21. Children with Down syndrome have varying degrees of mental retardation and may have heart defects.

Hib disease An infection caused by Haemophilus influenza type b (Hib). This disease mainly affects children under the age of five. In that age group, it is the leading cause of bacterial meningitis, pneumonia, joint and bone infections, and throat inflammations.

Inborn error of metabolism One of a group of rare conditions characterized by an inherited defect in an enzyme or other protein. Inborn errors of metabolism can cause brain damage and mental retardation if left untreated. Phenylketonuria, Tay-Sachs disease, and galactosemia are inborn errors of metabolism.

Phenylketonuria (PKU) A rare, inherited, metabolic disorder in which the enzyme necessary to break down and use phenylalanine, an amino acid necessary for normal growth and development, is lacking. As a result, phenylalanine builds up in the body causing mental retardation and other neurological problems.

Trisomy An abnormal condition where three copies of one chromosome are present in the cells of an individual's body instead of two, the normal number.

Ultrasonography A medical test in which sound waves are directed against internal structures in the body. As sound waves bounce off the internal structure, they create an image on a video screen. Ultrasonography is often used to diagnose fetal abnormalities, gallstones, heart defects, and tumors. Also called ultrasound imaging.

Resources

BOOKS

Ainsworth, Patricia, and Pamela Baker. Understanding Mental Retardation. Jackson, MS: University Press of Mississippi, 2004.

Libal, Autumn. My Name Is Not Slow: Youth with Mental Retardation. Broomall, PA: Mason Crest Publishers, 2004.

Wehmeyer, Michael L., et al. Teaching Students with Mental Retardation: Providing Access to the General Curriculum. Baltimore: Brookes Publishing Co., 2001.

PERIODICALS

Cinamon, Rachel Gali, and Limor Gifsh. "Conceptions of Work among Adolescents and Young Adults with Mental Retardation." Career Development Quarterly 52 (March 2004): 21224.

Howard, Barbara J. "Mental Retardation Challenges." Pediatric News 38 (September 2004): 201.

Kerker, Bonnie D., et al. "Mental Health Disorders among Individuals with Mental Retardation: Challenges to Accurate Prevalence Estimates." Public Health Reports 119 (August 2004): 40917.

Ly, Tran M., and Robert M. Hodapp. "Maternal Attribution of Child Noncompliance in Children with Mental Retardation: Down Syndrome versus Other Causes." Journal of Developmental & Behavioral Pediatrics 23 (October 2002): 32229.

ORGANIZATIONS

American Association on Mental Retardation. 444 North Capitol Street NW, Suite 846, Washington, DC 200011512. Web site: <www.aamr.org>.

National Academy of Child & Adolescent Psychiatry. 3615 Wisconsin Ave. NW, Washington, DC 20016. Web site: <www.aacap.org>.

WEB SITES

"Introduction to Mental Retardation." The Arc, 2004. Available online at <www.thearc.org/faqs/mrqa.html> (accessed November 11, 2004).

"Mental Retardation." National Dissemination Center for Children with Disabilities, January 2004. Available online at <www.nichcy.org/pubs/factshe/fs8txt.htm> (accessed November 11, 2004).

"Morbidity and Mortality Weekly Report." Centers for Disease Control and Prevention, January 26, 1996. Available online at <www.cdc/mmwr/preview/mmwrhtml/00040023.htm> (accessed November 11, 2004).

Paula Anne Ford-Martin Ken R. Wells

Mental Retardation

views updated May 21 2018

Mental Retardation

Definition

Mental retardation is a developmental disability in which a person has intellectual functioning that is significantly below average; usually defined as an intelligence quotient (IQ) of 70 or below. Mental retardation includes disabilities in various skills and possible behavioral issues.

Description

Mental retardation is the most common developmental disorder. The term “retarded” is sometimes viewed as derogatory; the terms mentally handicapped, mentally disabled, or mentally challenged are often used instead. Mental retardation is caused by a brain defect that is either genetic (inherited) or occurs during early development—before, at, or shortly after birth. This disorder is usually diagnosed during early childhood and almost always by the age of 18. Older adults with mental retardation have typically had this condition all of their lives. Mental retardation due to certain genetic disordersmay not appear ormaynot be recognized until adulthood. In cases where intellectual deficits are minimal, mental retardation may not be diagnosed until behavioral symptoms appear in later life.

The most common cause of mental retardation is Down syndrome. Most people with Down syndrome have mild to moderate retardation, but some are severely retarded. The majority of American adults with Down syndrome are employed and live in group homes or other independent living arrangements and some are married.

Fragile X syndrome is a common inherited cause of mental retardation in males and also a significant cause in females. Autism, a disorder characterized by social and communication difficulties, is common in people with fragile X syndrome and other types of mental retardation. About 25% of people with autism have some degree of mental retardation.

Approximately two-thirds of people with cerebral palsy (a neurological disorder that affects muscle coordination and body movement) have some degree of mental retardation. The most severe form of cerebral palsy, spastic quadriplegia/quadriparesis, is often associated with moderate to severe retardation. People with cerebral palsy who also have epilepsy or an abnormal electroencephalogram have increased risk for mental retardation.

About 30% of children born with spina bifida (incomplete development of the spinal cord or its covering) have mild to severe mental retardation.

Older adults with mental retardation have many of the same concerns as older people in the general population. In addition, older adults with mental disabilities generally have lower incomes, fewer opportunities to make choices for themselves, and less knowledge of options. Many mentally retarded adults are unemployed, underemployed, or in day or sheltered programs with little or no pay and no pensions.

Special health concerns

The rates of and risk factors for age-related health conditions are similar for people with mental retardation and the general population. Approximately 50% of people born with Down syndrome have congenital heart defects; however, the majority of these defects can be surgically corrected during childhood. Individuals with Down syndrome are 15–20 times more likely to develop leukemia, with most cases occurring in the first few years of life.

People with mental retardation often show signs of aging earlier than the general population and are more prone to dementia. It is estimated that at least 25% of people with Down syndrome over the age of 35 develop signs and symptoms of Alzheimer's-type dementia. Many people with Down syndrome experience functional decline due to treatable health problems such as hypothyroidism, depression , or hearing or vision loss. These conditions may co-exist with Alzheimer's disease or be mistaken for symptoms of dementia.

Obesity is a common problem for the mentally disabled, particularly among women and those with Down syndrome. Between 1985 and 2000 the percentage of mentally disabled adults with obesity increased from 19.4% to 36.4%, whereas the percentage in the general population increased from 11.4% to 20.6%. Obesity puts these individuals at risk for:

Mentally retarded adults may have less access to primary healthcare, cancer screening, dental care, and other needs than the general population. They may have difficulties communicating their symptoms and concerns, cooperating during screenings and diagnostic tests, and participating in rehabilitation. These difficulties can be compounded by mental health disorders, symptoms of dementia, or other physical conditions.

Women's health concerns

Women with Down syndrome are likely to experience adaptive, sensory, and/or rational thinking losses at an earlier age than the general population. Some studies suggest that women with Down syndrome enter menopause at an earlier age. Women with mental retardation may be at higher risk for osteoporosis and related bone fractures due to:

  • amenorrhea—the absence of menstrual periods
  • earlier menopause
  • inactivity
  • increased likelihood of falling
  • need for certain medications such as anticonvulsants, excessive thyroid medications, and steroids

Older women with mental disabilities are often less educated, in worse health, and more dependent on government services than other people with disabilities. Mentally retarded women are also less likely to receive regular screenings for breast, cervical, ovarian, and uterine cancers and are less likely to recognize and report warning signs of cancer and other disorders.

Demographics

Down syndrome occurs in 1 out of every 733 live births and there are more than 350,000 Americans with this condition. It affects people of both genders and all races and socioeconomic groups. Fragile X syndrome affects about 1 in 4,000 males and 1 in 8,000 females of all racial and ethnic groups. The symptoms are usually more severe in males than in females.

The number of older people with Down syndrome and other forms of mental retardation is increasing. An estimated 500,000 Americans over age 60 are mentally retarded. This number is expected to double by 2030.

Causes and symptoms

Causes of mental retardation

Mental retardation can be caused by disease, a brain abnormality, or injury that occurs during fetal development, birth, or childhood. In many instances the cause of the mental retardation is not known. Known causes of mental retardation are:

  • Down syndrome—the presence of part or all of an extra chromosome 21
  • fetal alcohol syndrome
  • fragile X syndrome—a mutation in a gene on the X chromosome
  • spina bifida
  • chromosomal abnormalities such as cri du chat and Prader-Willi syndromes
  • Niemann-Pick disease—a group of inherited defects in lipid metabolism that cause brain damage with varying degrees of mental retardation
  • congenital hypothyroidism—the thyroid gland does not produce enough thyroid hormones
  • birth defects in the brain such as hydrocephalus or cortical atrophy
  • infections such as congenital cytomegalovirus
  • toxoplasmosis—a disease caused by a parasite found in cat feces and undercooked meat
  • rubella or German measles—nearly 90% of infants whose mothers contracted rubella during the first trimester of pregnancy are mentally retarded

Mental retardation can be caused during or soon after birth by:

  • asphyxia or lack of oxygen
  • neonatal hypothyroidism—inadequate production of thyroid hormones by the thyroid gland in newborns
  • kernicterus—a neurological condition caused by severe jaundice
  • certain inherited metabolic disorders including phenylketonuria (PKU) and galactosemia

Older children can become mentally retarded due to:

  • head injury
  • physical abuse such as shaken-baby syndrome
  • stroke
  • extreme malnutrition l exposure to poisons such as lead or mercury
  • infections such as meningitis and pertussis (whooping cough)

Before the development of a vaccine against Haemophilus influenza type b (Hib), Hib meningitis caused mental retardation in one out of three infected children.

Medical conditions of mentally retarded seniors

About 50% of mentally retarded people cannot care for themselves. A similar percentage has a physical disability or problems with mobility. About 25% have no useful speech and approximately 10% lack basic comprehension and are completely dependent on others.

Approximately two-thirds of mentally retarded individuals living at home have long-term medical conditions or major physical disabilities. As they age, adults with mental retardation tend to develop more medical problems than other people of the same age. The more severe the retardation, the more medical problems are likely to occur. However, as many as half of the medical problems may go undiagnosed.

Psychiatric disorders are about five times more commonin adults with mental retardation than in other adults of the same age. Autistic traits appear in about 50% of older people with mental disability. Approximately 75% of the mentally disabled aged 65 and older have a major psychiatric disorder such as depression, bipolar disorder , schizophrenia, or dementia.

Dementia is associated with Down syndrome in older adults, but not necessarily with other forms of mental retardation. Older adults with Down syndrome are also at an increased risk for Alzheimer's disease. It is believed that the genes that increase risk of Alzheimer's disease are located on chromosome 21, which is partially or completely duplicated in Down syndrome. The incidence of Alzheimer's disease in people with Down syndrome is estimated to be 5–10 times higher than in the general population and symptoms may appear as early as age 30. By age 40 almost all adults with Down syndrome develop at least some characteristics of early-onset Alzheimer's and nearly half have symptoms of Alzheimer's after age 50. Seizures are also very common after age 50. Early menopause appears to be a risk factor for early dementia among women with Down syndrome. About 75% of people with Down syndrome develop symptoms of dementia before the age of 70. Almost all older adults with Down syndrome have brain conditions indicative of Alzheimer's disease, they do not necessarily exhibit symptoms of dementia.

Common symptoms of dementia among people with Down syndrome include:

  • lack of adaptability
  • socially inappropriate behavior
  • apathy
  • depression
  • increased agitation or aggressive behavior

Older mentally retarded adults can develop severe behavioral problems. Because of their limited coping skills, older mentally retarded adults may find it difficult to adjust to changes in their home or work situations. Transitions such as moving to a new environment or losing a familiar companion can cause behavioral problems including:

  • social withdrawal
  • continuous repetition of a specific behavior
  • self-injury
  • aggression

Diagnosis

Mental retardation is usually diagnosed in childhood. Physical examinations, laboratory tests, and sophisticated neurological tests can diagnose the cause of mental retardation in almost 50% of cases. Identifying the cause of the retardation may help with diagnosis of medical problems since certain conditions are associated with different types of retardation.

Diagnosis of medical conditions in persons with mental retardation is the same as for the general population, but it can be much more difficult, particularly when patients have low verbal skills and cannot express their thoughts and feelings. As a result, medical conditions often go undetected in people with mental retardation. In addition, illnesses and medical conditions may present atypical clinical symptoms in the mentally retarded. Prompt diagnosis and treatment of medical and mental disorders in people with mental retardation increases their life expectancy.

Health care providers must phrase their questions carefully so as to be understandable, and commonly used psychiatric evaluation tools may not be appropriate. Information about medical history and symptoms from family members, caregivers, and other professionals, in addition to behavioral and functional assessments can be crucial for diagnosis. Chronic pain or mental illness is sometimes diagnosed by behavioral changes such as withdrawal, apathy, or lack of responsiveness. Agitation, aggression, or sleeplessness may be symptoms of delusions or hallucinations.

It is recommended that people with Down syndrome receive a baseline test for dementia at age 30 and be screened annually thereafter for cognitive deterioration.

Treatment

Treatment of physical and mental disorders in older adults with mental retardation is similar to that in the general population, although mental limitations may complicate treatment. Psychiatric problems may be treated with drugs and behavioral therapy. Patients who are mentally disabled are at an increased risk for side effects of antipsychotic medications. Side effects may include movement problems, and tardive dyskinesia or involuntary movements, particularly of the facial muscles. Studies have shown that risperidone is well-tolerated in patients with mental retardation and provides sustained improvement in disruptive behaviors. Ziprasidone has also been shown to reduce the frequency of maladaptive behaviors and improve weight in the mentally retarded.

Prognosis

In 1930 the average lifespan of a person with mental retardation was 20 years, by 1980 it was 60 years. The average life expectancy of older adults with mental retardation has since increased to 66 years and continues to lengthen, with women living somewhat longer than men. Up to 80% of people with Down syndrome now live to age 55.

The problems experienced by people with mental disabilities tend to increase with age due to mental decline and loss of mobility. With proper support, these older adults can remain in their homes.

Common causes of death among people with mental retardation are:

Prevention

Several forms of mental retardation originate during pregnancy and can be avoided. The most preventable cause of mental retardation is fetal alcohol syndrome, which is caused by the mother consuming alcohol during pregnancy. Folic acid , a B vitamin, taken during pregnancy helps protect against spina bifida and other spinal cord defects that cause mental retardation. Rubella, pertussis, and Hib infections can be prevented with vaccines. Most newborns are tested for PKU. The effects of PKU and galactosemia, including mental retardation, can be prevented by a strict diet initiated shortly after birth. Hypothyroidism can be successfully treated if it is detected early. Early diagnosis and treatment of jaundice can help prevent kernicterus, a disorder caused by the presence of bile in the brain and spinal cord. Neural-tube defects, chromosome abnormalities, and gene mutations that cause mental retardation may be screened for prior to birth and people with family histories of inherited disorders may receive genetic screening and counseling.

QUESTIONS TO ASK YOUR DOCTOR

Caregivers or family members may want to ask a physician the following questions about people with mental retardation.

  • Will the patient age differently than people in the general population?
  • If the patient has Down syndrome are they more likely to have dementia?
  • How is dementia diagnosed?
  • What are special challenges confronting the patient?
  • What type of therapies will benefit the patient?
  • What is the best living situation for the patient?
  • What arrangements should be made for the patient as their caregivers age?

As with the general population, diet, exercise , other lifestyle factors, and access to quality healthcare greatly affect the health and well-being of older adults with mental disabilities. Studies have shown that exercise improves physical fitness, psychological health, sociability, and life satisfaction, and decreases depression in older people with Down syndrome.

Caregiver concerns

Seniors with mental retardation may not know about bodily changes associated with aging or recognize warning signs of disease. It is important for caregivers to:

  • watch for behavioral changes that may indicate an underlying medical problem, especially in patients with poor communication skills
  • provide access to health information and to healthcare professionals who are experienced in treating the mentally disabled
  • provide necessary support for medical examinations, tests, and treatment
  • be alert for any potential mistreatment of the person in their care

About 75% of mentally disabled adults live at home and are cared for by family members. In the United States, more than 25% of these caregivers are estimated to be over 60 years of age. With increasing age these family members may no longer be able to provide adequate care or cope with behavioral problems. For the first time in history the vast majority of people with mental disabilities are expected to outlive their caregivers. In addition, an increasing number of older adults with mental disabilities are being moved out of institutions and into the community. As this population grows there is an increased need for support services, regardless of whether the individuals are living in their own homes, with their families, or in other residential situations.

KEY TERMS

Alzheimer's disease —A degenerative brain disease that is the most common form of dementia.

autism —A spectrum of developmental disorders characterized by impaired social and communication skills and certain behavioral patterns.

cerebral palsy —A disability caused by brain damage before, during, or shortly after birth that is characterized by poor muscular coordination and speech difficulties.

cognitive —Refers to intellectual activities including thinking, reasoning, and remembering.

Dementia —A usually progressive mental deterioration.

Down syndrome —Also called trisomy 21; a congenital condition characterized by an extra partial or complete chromosome 21, mental retardation, and specific physical attributes.

fetal alcohol syndrome —A wide range of birth defects, including mental retardation, in children whose mothers consumed large amounts of alcohol during pregnancy.

fragile X syndrome —An inherited disorder caused by repeated sequences on the X chromosome resulting in mental retardation and other abnormalities in males, but few if any problems in females who have a normal second X chromosome.

hypothyroidism —A deficiency in hormone production in the thyroid gland.

intelligence quotient (IQ) —A number used to express a person's relative intelligence based on a standardized test.

maladaptive —An inability or poor ability to adjust to change.

phenylketonuria (PKU) —An inherited metabolic disorder caused by an enzyme deficiency that results in the accumulation of the amino acid phenylalanine and its metabolites in the blood.

spina bifida —A neural-tube defect in which the spinal column does not completely enclose and protect the spinal cord.

Older family caregivers of aging mentally disabled adults need to plan for the future. Important considerations are:

  • respite services to provide the caregiver with time off
  • future living arrangements
  • financial planning l guardianship

Resources

BOOKS

Davidson, P. W., et al. Mental Health, Intellectual Disabilities and the Aging Process. Oxford, UK: Blackwell, 2003.

Marks, B. A., et al. Exercise and Nutrition Health Education Curriculum for Adults with Developmental Disabilities, 3rd ed. Chicago: University of Illinois, 2006.

PERIODICALS

Fisher, Kathleen, and Paul Kettl. “Aging with Mental Retardation: Increasing Population of Older Adults with MR Require Health Interventions and Prevention Strategies.” Geriatrics 60, no. 4 (April 2005): 26–9.

Seltzer, Martha, T. Heller, and M. W. Krauss. “Special Issue on Aging.” American Journal on Mental Retardation 109, no. 2 (March 2004).

OTHER

“Caring for Someone with Developmental Disabilities.” National Family Caregiver Support Program Resources. November 1, 2004. [cited April 13, 2008]. U.S. Department of Health and Human Services Administration on Aging. http://www.aoa.gov/press/nfc_month/2004/fact_sheets/Fact%20Sheet%20-%20Careing%20for%20someone%20with%20DD.pdf

“Elder Health at Your Fingertips: Ch. 37: Mental Retardation.” Aging in the Know. May 31, 2005 [cited April 13, 2008]. American Geriatrics Society. http://www.healthinaging.org/agingintheknow/chapters_ch_trial.asp?ch=37

“Fact Sheet: Aging: Older Adults and Their Aging Caregivers.” American Association on Intellectual and Developmental Disabilities. March 23, 2005 [cited April 13, 2008]. http://www.aamr.org/Policies/faq_aging.shtml

Lott, Ira. “Alzheimer's Disease and Down Syndrome.” National Down Syndrome Society. 2002 [cited April 13, 2008]. http://www.ndss.org/index.php?option=com_docman&task=doc_view&gid=112

ORGANIZATIONS

American Association on Intellectual and Developmental Disabilities, 444 North Capitol Street, NW, Suite 846, Washington, DC, 20001-1512, (800) 424-3688, (202) 387-2193, http://www.aamr.org.

American Geriatrics Society, Foundation for Health in Aging, The Empire State Building, 350 Fifth Avenue, Suite 801, New York, NY, 10118, (212) 755-6810, (800) 563-4916, (212) 832-8646, staff@healthinaging.org, http://www.healthinaging.org.

American Psychiatric Association, 1000 Wilson Boulevard, Suite 1825, Arlington, VA, 22209-3901, (703) 907-7300, apa@psych.org, http://www.psych.org.

The Arc of the United States, 1010 Wayne Avenue, Suite 650, Silver Spring, MD, 20910, (301) 565-3842, (800) 433-5255, (301) 565-3843/(301) 565-5342, info@thearc.org, http://thearc.org.

National Down Syndrome Society, 666 Broadway, New York, NY, 10012, (800) 221-4602, (212) 979-2873, info@ndss.org, http://www.ndss.org.

Rehabilitation Research and Training Center on Aging with Developmental Disabilities, Department of Disability and Human Development, College of Applied Health Sciences, University of Illinois at Chicago, 1640 W. Roosevelt Road, Suite 436 IIDD, MC 626, Chicago, IL, 60608, (312) 413-1647, (312) 413-1630, http://www.uic.edu/orgs/rrtcamr.

Margaret Alic Ph.D.

Mental Retardation

views updated Jun 11 2018

Mental Retardation

What Is Mental Retardation?

What Causes Mental Retardation?

Diagnosing Mental Retardation

Living with Mental Retardation

Resources

Mental retardation is a condition marked by significantly lower intelligence than the average for individuals of the same age and by delays in developing social skills, communication skills, and the ability to care for oneself and live independently.

KEYWORDS

for searching the Internet and other reference sources

Adaptive behaviors

Americans with Disabilities Act

Cognitive disabilities

Developmental disabilities

Individuals with Disabilities Education Act (IDEA)

Intelligence

What Is Mental Retardation?

The definition of mental retardation changes as researchers study its causes and develop new ways of understanding its effects. Current definitions focus on intelligence levels and on the skills and behaviors for everyday living that people develop as they grow.

Intelligence

An intelligence quotient (IQ) is a test score that doctors and schools use to measure thinking, learning, and problem-solving skills. The IQ score for an average person always is set at 100. People who score above 120 are considered gifted. People who score below 80 are considered to have mental retardation. IQ scores define the severity of mental retardation using the following ranges:

  • IQ 7079: borderline
  • IQ 5569: mild
  • IQ 4054: moderate
  • IQ 2539: severe IQ
  • IQ below 25: profound.

Did You Know?

About 1 percent of the U.S. population has mental retardation.

About 85 percent of those people fall into the mild to moderate range, which means that with the proper support they can learn to lead independent lives as adults.

The other 15 percent fall into the severe to profound range, which means they are likely to need support with activities of daily living for most of their lives.

Mental retardation affects people of all ethnic, social, and economic backgrounds.

A mentally retarded person is likely to be limited in most or all kinds of intelligence. The lower a persons IQ score, the more impaired his or her learning capacity is apt to be.

Adaptive behaviors

People with mental retardation are more limited than the average person in how well and how quickly they can learn to function in their environment. Limitations often involve language and communication, social skills, self-care, health and safety skills, leisure skills, the ability to live at home and/or in the community, and the ability to perform up to average standards in school or at work. This does not mean all people with mental retardation are unable to take care of themselves, however. Those with borderline mental retardation often are able to lead independent lives as adults if they receive extra support while they catch up to their peers in learning adaptive behaviors.

Mental illness

Mental retardation is not a mental illness. Sometimes people with mental retardation also have depression, anxiety, or other mental illnesses, just as people with average intelligence do. Oftentimes, though, they lead happy and healthy lives.

What Causes Mental Retardation?

Mental retardation sometimes has a genetic cause, resulting from one or more chromosomal abnormalities. Other times, though, mental retardation may be the result of problems during pregnancy that affect development of the fetal brain and central nervous system. Babies may be born with mental retardation if their mothers do not receive proper nutrition and medical care during pregnancy, if their mothers have infections during pregnancy or childbirth, or if their mothers are exposed to alcohol, drugs, or environmental toxins during pregnancy. Many different causes of mental retardation have been identified, but often a specific cause cannot be pinpointed for a specific individual.

Chromosomal abnormalities

Chromosomes are the threadlike structures in body cells that carry genetic information. Most cells in the human body have 23 pairs of chromosomes. Chromosome pair 23 determines whether a person is female (two X chromosomes) or male (one X chromosome and one Y chromosome) as well as other traits. Chromosomes 1 through 22 determine all our other traits and characteristics. Mental retardation may occur when a baby has an extra chromosome, an abnormal or partially missing chromosome, or a mislocated chromosome. The chromosomal abnormalities most often linked to mental retardation are Down syndrome and Fragile X.

Definitions Change

Just 100 years ago, people with mental retardation were identified as eternal children, mentally deficient, mental defectives, imbeciles, and the feeble-minded. Even doctors used those terms, publishing medical texts with titles such as Mental Defectives: Their History, Treatment and Training (1904), Mentally Deficient Children: Their Treatment and Training (1900), and On the Permanent Care of the Feeble Minded, published in The Lancet medical journal (1903).

Fortunately, times have changed and so have attitudes toward people with mental retardation. We now know that many people with retardation can live meaningful, fulfilling lives, as long as they are in the right environment and get the extra support they need.

Down syndrome

Down syndrome results from an abnormality on chromosome 21. People with Down syndrome may have three copies of this chromosome throughout the body (trisomy 21), or they may have three copies in some but not all cells (mosaic trisomy 21), or some of the genetic material from chromosome 21 may have become attached to a different chromosome (translocation trisomy 21). The physical differences that may result from chromosome 21 errors include mild to moderate mental retardation, a flat facial profile, an upward slant to the eyes, a short neck, a single deep crease on the palm, and increased risk of hearing loss, vision problems, thyroid disorders, and heart disease. Chromosome 21 errors have been linked to a mothers age. The incidence of Down syndrome in the children of mothers older than age 45 is 1 in 20, while for children of mothers younger than age 30 the incidence is less than 1 in 1,000.

Fragile X

Fragile X results from an abnormality on the X chromosome. It affects girls (XX) about twice as often as boys (XY), but symptoms are more severe in boys, because boys do not have a second X chromosome to help counter the effects of the defective one. The physical differences caused by Fragile X may include severe mental retardation, autism, a large head, protruding ears, a prominent jaw, and large testicles.

Metabolic disorders

Sometimes called inborn errors of metabolism, these conditions result from abnormalities in the genes that govern how the body produces and handles amino acids, proteins, enzymes, hormones, and nutrients. One metabolic disorder that can cause mental retardation is phenylketonuria (FEN-il-KEE-toe-NOOR-ee-a), which is linked to a lack of the enzyme needed to process the amino acid phenylalanine (FEN-ill-AL-a-neen). Other such disorders include hypothyroidism (HY-poe-THY-royd-iz-um), linked to an underdeveloped, underactive, or damaged thyroid gland, which is needed to produce hormones essential for normal growth and brain development. Many metabolic disorders can be detected at birth by a blood test and treated through special diets, medications, and hormone therapy. If treatment is started early enough, mental retardation often can be prevented.

Brain development disorders

Problems that interfere with fetal development of the brain, spinal cord, and central nervous system may result in mental retardation, making proper prenatal medical care and good nutrition essential for pregnant women. Factors that are linked to brain development disorders include the mothers intake of folic acid (a B vitamin) and her exposure to teratogens (toxins), such as environmental waste, alcohol, tobacco, street drugs, and even some prescription medications. Brain development disorders include anencephaly*, hydrocephalus*, spina bifida*, autism, and fetal alcohol syndrome. Many people with either spina bifida or autism have brain development disorders but are not mentally retarded.

* anencephaly
(AN-en-SEF-uhlee) is a condition present at birth in which most of the brain is missing.
* hydrocephalus
(HY-droe-SEFuh-lus) is a condition, sometimes present at birth, in which there is an abnormal buildup of fluid within the skull, leading to enlargement of the skull and pressure on the brain.
* spina bifida
(SPY-nuh BIF-ihduh) is a condition present at birth in which the spinal column is imperfectly closed, leaving part of the spinal cord exposed and often leading to neurological and other problems.

Fetal alcohol syndrome

When a pregnant woman drinks alcohol or takes drugs (legal or illegal), these substances are transmitted directly to the fetus. Mental retardation that is linked to a mothers drinking is known as fetal alcohol syndrome (FAS). In addition to mental retardation, children with FAS may have attention disorders, learning disabilities, skeletal problems, and distinctive facial characteristics, including widely spaced eyes, a shortened or flattened nose, and abnormalities in the shape and placement of the ears.

Infections

Serious infections can harm a babys developing brain before birth or during early life. Viral infections linked to mental retardation include cytomegalovirus (SIE-toe-MEG-a-lo-VY-rus) and the rubella virus, which causes German measles. Encephalitis (en-SEF-uhLIE-tis) and meningitis (MEN-in-JY-tis), two infections that involve inflammation of the brain, also can cause mental retardation.

Other causes

Other possible causes of mental retardation include premature or difficult birth, severe head injury, and lead poisoning. In many cases, however, doctors cannot identify specific causes, particularly when the mental retardation is mild. Because mental skills and intelligence are defined statistically by their distribution along a normal (bell) curve and by their variance from an average defined as 100, there always will be some individuals who are classified as intellectually gifted (IQ above 120) and others who are classified as mentally retarded (IQ below 80).

Diagnosing Mental Retardation

Chromosomal abnormalities and metabolic disorders often are diagnosed by doctors during prenatal testing or at birth. In other cases, however, a parent, caregiver, or teacher may be the first to notice that a baby or young child is not demonstrating new skills at the same pace as his or her peers. For example, the child may not crawl, walk, or talk by the expected age.

Idea 1990

In 1975, the U.S. Congress passed Public Law 94-142, the Education for All Handicapped Children Act, which was renamed the Individuals with Disabilities Education Act (IDEA) in 1990. IDEA guaranteed all children with disabilities a free appropriate public education. It said that children with disabilities should be educated alongside their nondisabled peers to the maximum extent appropriate, a practice known as mainstreaming. Since then, teachers, principals, parents, civil rights advocates, and even courts of law have debated whether or not students with mental retardation should be educated in the same class-rooms as their nondisabled peers. Some argue that this practice places too great a burden on teachers.

In general, current policy favors including students with mental retardation in regular classrooms to whatever extent is possible. Under IDEA, every disabled child has the right to an annual, written individualized education plan (IEP) starting at age 3. Teachers, therapists, and parents work together to develop the best plan for educating the child, which may mean full inclusion in regular classes, partial inclusion supplemented by special education classes, or separate classes full-time. IDEA also ensures that children with special needs get free access to any education-related services they need, including transportation, counseling, and special therapy.

Using thorough physical and psychological examinations, doctors try to rule out other possible causes of the childs delays, such as hearing or vision problems, neuromuscular disorders, emotional or behavioral problems, learning or speech disorders, abuse, or a troubled home life. Pediatricians use blood tests, brain scans, genetic testing, and other medical tests to look for underlying physical disorders. Psychologists use developmental tests to help determine whether babies and children actually are behind peers, and they use standardized intelligence tests to compare the abilities of school-aged children to those of average children in the same age group. Psychologists also may observe the child at play, in school, and interacting with family members before making a diagnosis of mental retardation. Because developmental delays are not always linked to mental retardation, and because they may improve with physical treatment or changes in the childs environment, psychologists often schedule repeated evaluations over time to measure delays and assess improvements in intelligence and adaptive behaviors.

Living with Mental Retardation

Families

Parents who learn that an infant or child has mental retardation often are shocked, and they may be overwhelmed by feelings of sadness, helplessness, or anger until they adjust to the news. Family counselors and support groups often are needed to help parents learn how to meet the special needs of mentally retarded children and balance those needs with other family responsibilities, particularly to siblings who also must adjust to the situation. To help children with mental retardation, many families work with a team of specialists that includes psychologists, speech and language pathologists, physical and occupational therapists, social workers, and special education teachers.

Children

Children with mental retardation face many emotional challenges. They may know that they are different from their peers in ways that they may not understand. They may think that their families consider them a burden or an annoyance or a reason for shame, and they may be aware that they are special needs students in school. However, children with mental retardation can benefit from treatment and support in learning academic skills and the adaptive behaviors needed for everyday living. They also may get a boost in self-esteem by realizing that they, like other children, are unique and valuable individuals.

Adults

Adults with severe or profound mental retardation requiring constant supervision often enter nursing homes or other residential facilities that offer intensive 24-hour care. However, the majority of adults with mild to moderate mental retardation can achieve varying degrees of independence. Because they may want or need some support and guidance, many continue to live with family members or in group homes, apartment clusters, or hostels designed especially for people with special needs. Some are able to hold jobs and participate in community events such as the Special Olympics, which can help them develop greater self-esteem. Others are able to get married and start their own families.

Special Olympics and Best Buddies

Since John Fitzgerald Kennedy became president in 1960, his family often has been in the spotlight. Some members of the Kennedy family have chosen to use their celebrity status to improve the quality of life for people with mental retardation, to honor JFKs sister Rosemary Kennedy, who was born with severe mental retardation in 1918.

Eunice Kennedy Shriver founded the Special Olympics in 1968, when she organized the First International Special Olympics Games in Chicago, Illinois. Since then, the Special Olympics has expanded into an international program of year-round sports training and athletic competition for more than 1 million children and adults with mental retardation. The program is designed to help participants develop physical fitness and motor skills, self-esteem, and a sense of community. In the United States alone, about 25,000 communities now have Special Olympics programs, and 150 countries worldwide also have accredited programs.

Just over a decade ago, Eunice Shrivers son Anthony started his own program to help the mentally retarded. Best Buddies is a mentoring program that pairs people with mental retardation with high school and college students in the community. More than 500 campuses in the United States, Canada, Greece, and Egypt now have a Best Buddies program.

To learn more about these organizations, visit their websites at www.specialolympics.org and www.bestbuddies.org.

See also

Attention Deficit Hyperactivity Disorder

Birth Defects and Brain Development

Disability

Emotions

Fetal Alcohol Syndrome

Genetics and Behavior

Intelligence

Learning Disabilities

Testing and Evaluation

Resources

Books

Burke, Chris, and Jo Beth McDaniel. A Special Kind of Hero: Chris Burkes Own Story. New York: Doubleday, 1991. This book tells the life story of Chris Burke, a young actor with Down syndrome who starred in the television show Life Goes On.

Levitz, Mitchell, and Jason Kingsley. Count Us In: Growing Up with Down Syndrome. New York: Harcourt, 1993. Two young men with Down syndrome write about their experiences growing up with the condition and share their viewpoints about education, employment, ambitions, families, and marriage.

Organizations

American Association on Mental Retardation, 444 North Capitol Street Northwest, Suite 846, Washington, DC 20001-1512. Founded in 1876, this is the oldest and largest multidisciplinary organization of professionals and others concerned with mental retardation and related disabilities. Telephone 800-424-3688 http://www.aamr.org

The Arc of the United States, 1010 Wayne Avenue, Suite 650, Silver Spring, MD, 20910. This is a national organization for people with mental retardation and related developmental disabilities. Its publications include Its My Future!: Planning for What I Want in My Life, a spiral-bound planning guide for adults with cognitive and developmental disabilities, and Different Moms, a video about parents with developmental disabilities. Telephone 301-565-3842 http://www.thearc.org

U.S. National Information Center for Children and Youth with Disabilities, P.O. Box 1492, Washington, DC 20013. This national clearinghouse offers fact sheets, publications, resources, and referrals in English and Spanish for families and teachers. Telephone 800-695-0285 (voice/TTY) http://www.nichcy.org

Mental Retardation

views updated May 29 2018

Mental Retardation

LIMITATIONS IN INTELLECTUAL FUNCTIONING

LIMITATIONS IN ADAPTIVE BEHAVIOR

CLASSIFICATIONS

EDUCATIONAL OPTIONS

DETERMINING THE CAUSES OF MENTAL RETARDATION

SOCIETAL STIGMA AND LABELING

BIBLIOGRAPHY

The U.S. Department of Education defines mental retardation as significantly subaverage general intellectual functioning existing concurrently with deficits in adaptive behavior and manifested during the developmental period that adversely affects a childs educational performance (34 C.F.R., Sec. 300.7[b][5]). The American Association on Mental Retardation (AAMR) defines it in a similar way: Mental retardation is a disability characterized by significant limitations both in intellectual functioning and in adaptive behavior as expressed in conceptual, social, and practical adaptive skills. This disability originates before age 18 (AAMR 2002, p. 1). Finally, the Diagnostic and Statistical Manual of Mental Disorders (DSM -IV) of the American Psychiatric Association (APA) describes the disorder as characterized by significantly subaverage intellectual functioning (an IQ of approximately 70 or below) with onset before age 18 years and concurrent with deficits or impairments in adaptive functioning (APA 2000, p. 37). Each of the three definitions has the inclusion of an impairment of adaptive functioning in common, while only the DSM -IV lists a specific intellectual quotient (IQ) score. Thus, the two major characteristics of mental retardation are limitations in intellectual functioning and limitation in adaptive behavior.

LIMITATIONS IN INTELLECTUAL FUNCTIONING

Intelligence refers to an individuals cognitive ability to think, reason, problem solve, remember information, learn skills, and generalize knowledge from one setting or situation to another. This ability level is often described using an intelligence quotient obtained from assessment with one or more individually administered standardized intelligence tests, such as the Wechsler Intelligence Scale for Children III or the Stanford-Binet Intelligence Scales (SB5). Significantly subaverage intellectual functioning is defined as an IQ of 70 or below (approximately two standard deviations below the mean). Regardless of IQ, individuals with mental retardation have impaired functioning in memory (especially short-term memory), generalization (transferring learned knowledge or behavior from one task to another or from one setting to another), and decreased motivation (which may result from repeated failures).

LIMITATIONS IN ADAPTIVE BEHAVIOR

Adaptive behavior refers to an individuals ability to perform successfully in various environments. Skill limitations occur in three primary domains as defined by AAMR (2002)conceptual, social, and practical adaptive skills. Conceptual skills include self-determination, reading, and writing, while social skills involve taking responsibility and following rules. The individual with mental retardation will also have difficulty with daily living and employment skills. Age, cultural expectations, and environmental demands will all influence the individuals adaptive behavior.

CLASSIFICATIONS

Several classification systems have been developed to more clearly define the range of mental retardation. Each method reflects the attempts of a particular discipline (e.g., education or medicine) to explain the needs of the individual with mental retardation. Most classification systems are based on the necessary supports required by these individuals to function optimally in the home and community. Severity of condition is characterized in the DSM -IV (2000) as mild, moderate, severe, and profound, with mild describing the highest level of performance and profound describing the lowest level. Separate codes are provided for each level, as well as for mental retardation, severity unspecified.

Individuals with mild mental retardation have been termed educationally as educable in the past, with an IQ range of 5055 to approximately 70. This constitutes the largest segment (about 85 percent) of the group of individuals with mental retardation.

Individuals with moderate mental retardation have an IQ range of 3540 to 5055, and were once referred to by the outdated educational term trainable. This term wrongly implies that these individuals can only be trained and will not benefit from educational programming. Approximately 10 percent of the population of individuals with mental retardation is classified in this range.

The group categorized as severe makes up 3 to 4 percent of the population with mental retardation, while those with profound mental retardation constitute extremely low numbers of individuals (12 percent). The IQ level for severe mental retardation ranges from 2025 to 3540, and the IQ range for profound mental retardation is below 2025.

Mental retardation, severity unspecified is used most often when there is a strong indication of mental retardation, but the individuals intelligence is untestable using standardized assessments. This occurs when individuals are too impaired or uncooperative for testing.

EDUCATIONAL OPTIONS

Public education for students with mental retardation is a relatively new concept, particularly for those with the most significant disabilities. In the past, the emphasis on academic achievement (i.e., reading, writing, and arithmetic) in public school programs made access difficult for these students. With the passage in 1975 of the Education for All Handicapped Children Act, Public Law 94-142 (now called the Individuals with Disabilities Education Act, or IDEA), public schools were required to provide both access and an appropriate education for all students, including those with mental retardation. The U.S. Department of Education (2002) indicated that approximately 94 percent of students with mental retardation between age six and twenty-one attend general education school, with 14 percent being served in a regular class at least 80 percent of the time.

The 1986 amendments to the Education for All Handicapped Children Act provided services to preschool-age children with disabilities, while the 1997 amendments provided for programming for infants and toddlers (birth to age two). Children with mild mental retardation may exhibit developmental delays when compared to their same-age peers. Intervention based on a developmental milestone approach is provided in either the natural environment (home-based intervention for infants and toddlers) or in preschool programs. Education focuses on assisting young children to develop, remedy, or adapt the skills appropriate for their chronological age.

Educational programs at the elementary level for children with mental retardation focus on decreasing the childs dependence on others and teaching adaptation to the environment. This generally includes facilitating the development of motor, self-help, social, communication, and academic skills. Students with mental retardation benefit from either basic or functional academic programs. A significant relationship exists between the level of retardation present and success in both reading and mathematics. The critical element is the teaching of functional academics that will aid the childs independence. For example, Diane Browder and Martha Snell describe functional academics as simply the most useful parts of the three Rsreading, writing, and arithmetic (2000, p. 497). Useful is defined on an individual basis, and is determined by that which will support the childs current daily routines, predicted future needs, and the priorities of the family.

The goal of programs for adolescents with mental retardation is to increase independence, enhance opportunities for participation in the community, prepare for future employment, and aid in the students transition from school to adult life. Programming includes the development of skills in personal care and self-help, leisure activities, and access to community programs and supports. Employment preparation is undertaken with consideration of both functioning level and preferencethe environment and tasks the individual enjoys.

DETERMINING THE CAUSES OF MENTAL RETARDATION

There are two categories of causes of mental retardation according to the American Association on Mental Retardation (2002, p. 126). One category involves timing, when the mental retardation occurred, and the other involves type, what factors were responsible for the mental retardation.

Timing is determined by onset of the disabilityprenatal (before birth), perinatal (at birth), or postnatal (after birth). While research by Marshalyn Yeargin-Allsopp and colleagues (1997) showed that 12 percent of school-age children with mental retardation had a prenatal cause, 6 percent had a perinatal cause, and 4 percent had a postnatal cause, probable cause could not be determined for 78 percent of the children.

Type of cause is divided into four separate categories. Biomedical factors relate to biologic processes such as genetic disorders or nutrition. Down syndrome is a well-known genetic disorder for which mental retardation is characteristic. Mark Batshaw and Bruce Shapiro (2002) describe social factors that involve adverse influences related to social, behavioral, and educational areas, such as stimulation and adult responsiveness. Behavioral factors relate to behaviors with the potential to cause mental retardation, such as dangerous activities or maternal substance abuse. Finally, educational factors are related to the availability of supports that promote mental development. For example, mothers who lack information about prenatal health are more likely to have children with mental retardation. There is also a strong relationship between poverty and mental retardation. Of course, many of these factors evoke the age-old argument of nature versus nurture and whether ability is related more to sociocultural influences or genetics.

SOCIETAL STIGMA AND LABELING

There is considerable controversy about labeling and its consequences on both the individual and his or her family. Labels can be helpful in acquiring services, but the stigma attached to mental retardation can cause others to regard the individual as less than what they truly are. Stereotypical images of mental retardation are extremely difficult to change. People with mental retardation are at a higher risk of wrongful convictions for crimes. The label can also lead to segregation in educational placement, work, and the community. Because of the stigma attached to mental retardation, people with this disability often become adept at hiding it. Focus must be placed on the supports necessary for independence and success rather than on the individuals limitations.

SEE ALSO Disability; Intelligence; Psychometrics; Scales; Stigma

BIBLIOGRAPHY

American Association on Mental Retardation (AAMR). 2002. Mental Retardation: Definition, Classification, and Systems of Supports. 10th ed. Washington, DC: Author.

American Psychiatric Association (APA). 2000. Diagnostic and Statistical Manual of Mental Disorders (DSM-IV-TR). 4th ed., text rev. Washington, DC: Author.

Batshaw, Mark L., and Bruce K. Shapiro. 2002. Mental Retardation. In Children with Disabilities, ed. Mark L. Batshaw. 5th ed., 287305. Baltimore, MD: Brookes.

Browder, Diane M., and Martha E. Snell. 2000. Teaching Functional Academics. In Instruction of Students with Severe Disabilities, eds. Martha E. Snell and Fredda Brown, 493542. Upper Saddle River, NJ: Merrill.

Education for All Handicapped Children Act, 20 U.S.C. 1400. 1975.

Individuals with Disabilities Education Act (IDEA) (Public Law 10517), C.F.R. 300. 1997.

Roid, Gale H. 2003. Stanford-Binet Intelligence Scales (SB5). 5th ed. Itasca, IL: Riverside.

U.S. Office of Special Education and Rehabilitative Service. 1987. To Assure the Free Appropriate Education of All Handicapped Children. In Ninth Annual Report to Congress on the Implementation of the Education of the Handicapped Act. Washington, DC: Office of Special Education Programs.

U.S. Department of Education. 2001. To Assure the Free Appropriate Public Education of All Children with Disabilities: Twenty-third Annual Report to Congress on the Implementation of the Individuals with Disabilities Education Act. Washington, DC: Author.

U.S. Department of Education. 2002. To Assure the Free Appropriate Public Education of All Children with Disabilities: Twenty-fourth Annual Report to Congress on the Implementation of the Individuals with Disabilities Education Act. Washington, DC: U.S. Government Printing Office.

Wechsler, David. 1991. Wechsler Intelligence Scale for Children III (WISC-III ). San Antonio, TX: Psychological Corporation.

Yeargin-Allsopp, Marshalyn, Catherine Murphy, José Cordero, et al. 1997. Reported Biomedical Causes and Associated Medical Conditions for Mental Retardation among 10-yearold Children, Metropolitan Atlanta, 1985 to 1987. Developmental Medicine and Child Neurology 39 (3): 142149.

Sally Roberts

Mental Retardation

views updated May 11 2018

Mental Retardation

Definition

Mental retardation is a developmental disability that first appears in children under the age of 18. It is defined as an intellectual functioning level (as measured by standard tests for intelligence quotient) that is well below average and significant limitations in daily living skills (adaptive functioning).

Description

Mental retardation occurs in 2.5-3% of the general population. About 6-7.5 million mentally retarded individuals live in the United States alone. Mental retardation begins in childhood or adolescence before the age of 18. In most cases, it persists throughout adulthood. A diagnosis of mental retardation is made if an individual has an intellectual functioning level well below average and significant limitations in two or more adaptive skill areas. Intellectual functioning level is defined by standardized tests that measure the ability to reason in terms of mental age (intelligence quotient or IQ). Mental retardation is defined as IQ score below 70-75. Adaptive skills are the skills needed for daily life. Such skills include the ability to produce and understand language (communication); home-living skills; use of community resources; health, safety, leisure, self-care, and social skills; self-direction; functional academic skills (reading, writing, and arithmetic); and work skills.

In general, mentally retarded children reach developmental milestones such as walking and talking much later than the general population. Symptoms of mental retardation may appear at birth or later in childhood. Time of onset depends on the suspected cause of the disability. Some cases of mild mental retardation are not diagnosed before the child enters preschool. These children typically have difficulties with social, communication, and functional academic skills. Children who have a neurological disorder or illness such as encephalitis or meningitis may suddenly show signs of cognitive impairment and adaptive difficulties.

Mental retardation varies in severity. The Diagnostic and Statistical Manual of Mental Disorders, Fourth Edition (DSM-IV ) is the diagnostic standard for mental healthcare professionals in the United States. The DSM-IV classifies four different degrees of mental retardation: mild, moderate, severe, and profound. These categories are based on the functioning level of the individual.

Mild mental retardation

Approximately 85% of the mentally retarded population is in the mildly retarded category. Their IQ score ranges from 50-75, and they can often acquire academic skills up to the 6th grade level. They can become fairly self-sufficient and in some cases live independently, with community and social support.

Moderate mental retardation

About 10% of the mentally retarded population is considered moderately retarded. Moderately retarded individuals have IQ scores ranging from 35-55. They can carry out work and self-care tasks with moderate supervision. They typically acquire communication skills in childhood and are able to live and function successfully within the community in a supervised environment such as a group home.

Severe mental retardation

About 3-4% of the mentally retarded population is severely retarded. Severely retarded individuals have IQ scores of 20-40. They may master very basic self-care skills and some communication skills. Many severely retarded individuals are able to live in a group home.

Profound mental retardation

Only 1-2% of the mentally retarded population is classified as profoundly retarded. Profoundly retarded individuals have IQ scores under 20-25. They may be able to develop basic self-care and communication skills with appropriate support and training. Their retardation is often caused by an accompanying neurological disorder. The profoundly retarded need a high level of structure and supervision.

The American Association on Mental Retardation (AAMR) has developed another widely accepted diagnostic classification system for mental retardation. The AAMR classification system focuses on the capabilities of the retarded individual rather than on the limitations. The categories describe the level of support required. They are: intermittent support, limited support, extensive support, and pervasive support. To some extent, the AAMR classification mirrors the DSM-IV classification. Intermittent support, for example, is support needed only occasionally, perhaps during times of stress or crisis. It is the type of support typically required for most mildly retarded individuals. At the other end of the spectrum, pervasive support, or life-long, daily support for most adaptive areas, would be required for profoundly retarded individuals.

Causes and symptoms

Low IQ scores and limitations in adaptive skills are the hallmarks of mental retardation. Aggression, self-injury, and mood disorders are sometimes associated with the disability. The severity of the symptoms and the age at which they first appear depend on the cause. Children who are mentally retarded reach developmental milestones significantly later than expected, if at all. If retardation is caused by chromosomal or other genetic disorders, it is often apparent from infancy. If retardation is caused by childhood illnesses or injuries, learning and adaptive skills that were once easy may suddenly become difficult or impossible to master.

In about 35% of cases, the cause of mental retardation cannot be found. Biological and environmental factors that can cause mental retardation include:

Genetics

About 5% of mental retardation is caused by hereditary factors. Mental retardation may be caused by an inherited abnormality of the genes, such as fragile X syndrome. Fragile X, a defect in the chromosome that determines sex, is the most common inherited cause of mental retardation. Single gene defects such as phenylketonuria (PKU) and other inborn errors of metabolism may also cause mental retardation if they are not found and treated early. An accident or mutation in genetic development may also cause retardation. Examples of such accidents are development of an extra chromosome 18 (trisomy 18) and Down syndrome. Down syndrome, also called mongolism or trisomy 21, is caused by an abnormality in the development of chromosome 21. It is the most common genetic cause of mental retardation.

Prenatal illnesses and issues

Fetal alcohol syndrome affects one in 600 children in the United States. It is caused by excessive alcohol intake in the first twelve weeks (trimester) of pregnancy. Some studies have shown that even moderate alcohol use during pregnancy may cause learning disabilities in children. Drug abuse and cigarette smoking during pregnancy have also been linked to mental retardation.

Maternal infections and illnesses such as glandular disorders, rubella, toxoplasmosis, and cytomegalovirus infection may cause mental retardation. When the mother has high blood pressure (hypertension ) or blood poisoning (toxemia), the flow of oxygen to the fetus may be reduced, causing brain damage and mental retardation.

Birth defects that cause physical deformities of the head, brain, and central nervous system frequently cause mental retardation. Neural tube defect, for example, is a birth defect in which the neural tube that forms the spinal cord does not close completely. This defect may cause children to develop an accumulation of cerebrospinal fluid on the brain (hydrocephalus ). Hydrocephalus can cause learning impairment by putting pressure on the brain.

Childhood illnesses and injuries

Hyperthyroidism, whooping cough, chickenpox, measles, and Hib disease (a bacterial infection) may cause mental retardation if they are not treated adequately. An infection of the membrane covering the brain (meningitis) or an inflammation of the brain itself (encephalitis) cause swelling that in turn may cause brain damage and mental retardation. Traumatic brain injury caused by a blow or a violent shake to the head may also cause brain damage and mental retardation in children.

Environmental factors

Ignored or neglected infants who are not provided the mental and physical stimulation required for normal development may suffer irreversible learning impairments. Children who live in poverty and suffer from malnutrition, unhealthy living conditions, and improper or inadequate medical care are at a higher risk. Exposure to lead can also cause mental retardation. Many children have developed lead poisoning by eating the flaking lead-based paint often found in older buildings.

Diagnosis

If mental retardation is suspected, a comprehensive physical examination and medical history should be done immediately to discover any organic cause of symptoms. Conditions such as hyperthyroidism and PKU are treatable. If these conditions are discovered early, the progression of retardation can be stopped and, in some cases, partially reversed. If a neurological cause such as brain injury is suspected, the child may be referred to a neurologist or neuropsychologist for testing.

A complete medical, family, social, and educational history is compiled from existing medical and school records (if applicable) and from interviews with parents. Children are given intelligence tests to measure their learning abilities and intellectual functioning. Such tests include the Stanford-Binet Intelligence Scale, the Wechsler Intelligence Scales, the Wechsler Preschool and Primary Scale of Intelligence, and the Kaufmann Assessment Battery for Children. For infants, the Bayley Scales of Infant Development may be used to assess motor, language, and problem-solving skills. Interviews with parents or other caregivers are used to assess the child's daily living, muscle control, communication, and social skills. The Woodcock-Johnson Scales of Independent Behavior and the Vineland Adaptive Behavior Scale (VABS) are frequently used to test these skills.

Treatment

Federal legislation entitles mentally retarded children to free testing and appropriate, individualized education and skills training within the school system from ages 3-21. For children under the age of three, many states have established early intervention programs that assess, recommend, and begin treatment programs. Many day schools are available to help train retarded children in basic skills such as bathing and feeding themselves. Extracurricular activities and social programs are also important in helping retarded children and adolescents gain self-esteem.

Training in independent living and job skills is often begun in early adulthood. The level of training depends on the degree of retardation. Mildly retarded individuals can often acquire the skills needed to live independently and hold an outside job. Moderate to profoundly retarded individuals usually require supervised community living.

Family therapy can help relatives of the mentally retarded develop coping skills. It can also help parents deal with feelings of guilt or anger. A supportive, warm home environment is essential to help the mentally retarded reach their full potential.

Prognosis

Individuals with mild to moderate mental retardation are frequently able to achieve some self-sufficiency and to lead happy and fulfilling lives. To reach these goals, they need appropriate and consistent educational, community, social, family, and vocational supports. The outlook is less promising for those with severe to profound retardation. Studies have shown that these individuals have a shortened life expectancy. The diseases that are usually associated with severe retardation may cause the shorter life span. People with Down syndrome will develop the brain changes that characterize Alzheimer's disease in later life and may develop the clinical symptoms of this disease as well.

Prevention

Immunization against diseases such as measles and Hib prevents many of the illnesses that can cause mental retardation. In addition, all children should undergo routine developmental screening as part of their pediatric care. Screening is particularly critical for those children who may be neglected or undernourished or may live in disease-producing conditions. Newborn screening and immediate treatment for PKU and hyperthyroidism can usually catch these disorders early enough to prevent retardation.

Good prenatal care can also help prevent retardation. Pregnant women should be educated about the risks of drinking and the need to maintain good nutrition during pregnancy. Tests such as amniocentesis and ultrasonography can determine whether a fetus is developing normally in the womb.

Resources

ORGANIZATIONS

American Association on Mental Retardation (AAMR). 444 North Capitol St., NW, Suite 846, Washington, D.C. 20001-1512. (800) 424-3688. http://www.aamr.org.

The Arc. 900 Varnum Street NE, Washington, D.C. 20017. (202) 636-2950. http://thearc.org.

OTHER

Americans With Disabilities Act (ADA) Page. http://www.usdoj.gov/crt/ada/adahom1.htm.

KEY TERMS

Amniocentesis A test usually done between 16 and 20 weeks of pregnancy to detect any abnormalities in the development of the fetus. A small amount of the fluid surrounding the fetus (amniotic fluid) is drawn out through a needle inserted into the mother's womb. Laboratory analysis of this fluid can detect various genetic defects, such as Down syndrome, or neural tube defects.

Developmental delay The failure to meet certain developmental milestones, such as sitting, walking, and talking, at the average age. Developmental delay may indicate a problem in development of the central nervous system.

Down syndrome A disorder caused by an abnormality at the 21st chromosome. One symptom of Down syndrome is mental retardation.

Extensive support Ongoing daily support required to assist an individual in a specific adaptive area, such as daily help with preparing meals.

Hib disease An infection caused by Haemophilus influenza type b (Hib). This disease mainly affects children under the age of five. In that age group, it is the leading cause of bacterial meningitis, pneumonia, joint and bone infections, and throat inflammations.

Inborn error of metabolism A rare enzyme deficiency; children with inborn errors of metabolism do not have certain enzymes that the body requires to maintain organ functions. Inborn errors of metabolism can cause brain damage and mental retardation if left untreated. Phenylketonuria is an inborn error of metabolism.

Limited support A predetermined period of assistance required to deal with a specific event, such as training for a new job.

Phenylketonuria (PKU) An inborn error in metabolism that prevents the body from using phenylalanine, an amino acid necessary for normal growth and development.

Trisomy An abnormality in chromosomal development. Chromosomes are the structures within a cell that carry its genetic information. They are organized in pairs. Humans have 23 pairs of chromosomes. In a trisomy syndrome, an extra chromosome is present so that the individual has three of a particular chromosome instead of the normal pair. An extra chromosome 18 (trisomy 18) causes mental retardation.

Ultrasonography A process that uses the reflection of high-frequency sound waves to make an image of structures deep within the body. Ultrasonography is routinely used to detect fetal abnormalities.

Mental Retardation

views updated May 17 2018

Mental Retardation

Definition

Description

Demographics

Causes and symptoms

Diagnosis

Treatment

Prognosis

Prevention

Resources

Definition

Mental retardation (MR) is a developmental disability that first appears in children under the age of 18. It is defined as a level of intellectual functioning (as measured by standard intelligence tests ) that is well below average and results in significant limitations in daily living skills (adaptive functioning).

Description

Mental retardation begins in childhood or adolescence before the age of 18. In most cases, it persists throughout adult life. A diagnosis of mental retardation is made if an individual has an intellectual functioning level well below average, as well as significant limitations in two or more adaptive skill areas. Intellectual functioning level is defined by standardized tests that measure the

ability to reason in terms of mental age (intelligence quotient or IQ). Mental retardation is generally defined as an IQ score below 70–75. “Adaptive skills” is a term that refers to skills needed for daily life. Such skills include the ability to produce and understand language (communication); home-living skills; use of community resources; health, safety, leisure, self-care, and social skills; self-direction; functional academic skills (reading, writing, and arithmetic); and job-related skills.

In general, children with intellectual and developmental impairments reach such developmental milestones as walking and talking much later than children in the general population. Symptoms of mental retardation may appear at birth or later in childhood. The child’s age at onset depends on the suspected cause of the disability. Some people with mild mental retardation may not be diagnosed before entering preschool or kindergarten. These children typically have difficulties with social, communication, and functional academic skills. Children who have a neurological disorder or illness such as encephalitis or meningitis may suddenly show signs of cognitive impairment and adaptive difficulties.

The level of impairment varies in severity. The Diagnostic and Statistical Manual of Mental Disorders, fourth edition, text revision (DSM-IV-TR), which is the diagnostic standard for mental health care professionals in the United States, classifies four different degrees of mental retardation: mild; moderate; severe; and profound. These categories are based on the person’s level of functioning.

Mild mental retardation

Approximately 85% of people who fall into these categories of mental retardation are in the mildly retarded category. Their IQ scores range from 50 to 70, and they can often learn academic skills up to about the sixth-grade level. They can become fairly self-sufficient and in some cases live independently, with community and social support.

Moderate mental retardation

About 10% of people with mental retardation are considered moderately retarded. People in this category have IQ scores ranging from 35 to 55. They can carry out work and self-care tasks with moderate supervision. They typically acquire communication skills in childhood and are able to live and function successfully within the community in such supervised environments as group homes .

Severe mental retardation

About 3–4% of people with mental retardation are classified as severely retarded. People in this category have IQ scores of 20–40. They may master very basic self-care skills and some communication skills. Many people with this level of impairment can live in a group home.

Profound mental retardation

Only 1–2% of people with mental retardation are classified as profoundly retarded, meaning that they have IQ scores under 20–25. They may be able to develop basic self-care and communication skills with appropriate support and training. Their retardation is often caused by an accompanying neurological disorder. People who are profoundly retarded need high levels of structure and supervision.

The American Association on Intellectual and Developmental Disabilities (AAIDD) (formerly the American Association on Mental Retardation, or AAMR) has developed another widely accepted diagnostic classification system for mental retardation. In this system, mental retardation is defined in terms of environment and context in which the person functions. The AAIDD gives five assumptions that are necessary for defining the presence of mental retardation. A practitioner must consider the limitations of functioning in a community environmental context, including the person’s age group and culture. In addition, cultural and linguistic differences and differences in behavioral, sensory, and other factors should be considered. Strengths should be given consideration along with weaknesses, and the purpose of identifying limitations is to determine what supports the person needs. The final assumption is that when the appropriate supports are available, the quality of life and functional ability of a person with mental retardation will improve. This organization is also systematically pursuing a change in the term “mental retardation,” proposing instead that the more accurate appellation would be “people with intellectual disability.” Members of AAIDD argue for this change based on the stigma associated with the term “mental retardation” or “mentally retarded.”

Demographics

The prevalence of mental retardation in North America is a subject of heated debate. It is thought to be between 1% and 3% depending upon the population, methods of assessment, and criteria of assessment that are used. Many people believe that the actual prevalence is probably closer to 1%, and that the 3% figure is based on misleading mortality rates; cases that are diagnosed in early infancy; and the instability of the diagnosis across the age span. If the 1% figure is accepted, however, it means that about 3 million people with mental retardation live in the United States. The three most common causes of mental retardation, accounting for about 30% of cases, are Down syndrome, fragile X syndrome, and fetal alcohol syndrome . Males are more likely than females to have mental retardation in a 1.5:1 ratio, primarily because of the association with fragile X.

Causes and symptoms

Low IQ scores and limitations in adaptive skills are the hallmarks of mental retardation. Aggression, self-injury, and mood disorders are sometimes associated with the disability. The severity of the symptoms and the age at which they first appear depend on the cause. Children with mental retardation reach developmental milestones significantly later than expected, if at all. If retardation is caused by chromosomal or other genetic disorders, it is often apparent from infancy. If retardation is caused by childhood illnesses or injuries, learning and adaptive skills that were once easy may suddenly become difficult or impossible to master.

In about 40% of cases, the cause of mental retardation cannot be found. The following biological and environmental factors that can cause mental retardation.

Genetic factors

In about 30% of cases of mental retardation, hereditary factors are the cause. Mental retardation may be caused by an inherited genetic abnormality, such as fragile X syndrome. Fragile X—a defect in the X chromosome in which a repeated group of letters in the DNA sequence reaches a certain threshold number that results in impairment—is the most common inherited cause of mental retardation. Single-gene disorders such as phenylketonuria (PKU) and other inborn errors of metabolism may also cause mental retardation if they are not discovered and treated early, although testing of infants for PKU is required at birth and problems associated with this disorder can be avoided through dietary measures. Abnormalities in chromosome number can also be the cause of mental retardation. The presence of an extra chromosome 18 (trisomy 18) or chromosome 21 (trisomy 21 or Down syndrome) will result in some level of mental retardation. In addition, there may be only a partial extra chromosome as a result of accidents at the cellular level, which can result sometimes in milder forms of mental retardation compared to complete trisomies.

Prenatal illnesses and issues

Fetal alcohol syndrome (FAS) affects one in 3,000 children in Western countries. It is caused when mothers drink heavily during the first twelve weeks (trimester) of pregnancy. Some studies have shown that even moderate alcohol use during pregnancy may cause learning disabilities in children. Drug abuse and cigarette smoking during pregnancy have also been linked to mental retardation.

Maternal infections and such illnesses as glandular disorders, rubella, toxoplasmosis, and cytomegalovirus (CMV) infection can result in mental retardation in the child, among many other problems, if the developing fetus is exposed. When the mother has high blood pressure (hypertension) or develops toxemia (also called pregnancy-induced hypertension or preeclampsia) during pregnancy, the flow of oxygen to the fetus may in some cases be reduced, potentially resulting in brain damage and mental retardation.

Birth defects that cause physical deformities of the head, brain, and central nervous system frequently cause mental retardation. A neural tube defect, for example, is a birth defect in which the neural tube that forms the spinal cord does not close completely. This defect, which occurs with varying levels of severity, may cause children to develop an accumulation of cerebrospinal fluid inside the skull (hydroce-phalus). The pressure on the brain resulting from hydrocephalus can lead to changes that cause learning impairment.

Childhood illnesses and injuries

Hyperthyroidism, whooping cough, chicken pox, measles, and Hib disease (a bacterial infection caused by Haemophilus influenzae type B) may cause mental retardation if they are not treated adequately. An infection of the membrane covering the brain (meningitis) or an inflammation of the brain itself (encephalitis) can cause swelling that in turn may cause brain damage and mental retardation. Traumatic brain injury caused by a blow to the head or by violent shaking of the upper body may also cause brain damage and mental retardation in children.

Environmental factors

Neglected infants who are not provided with the mental and physical stimulation required for normal development may suffer irreversible learning impairment. Children who live in poverty and/or suffer from malnutrition, unhealthy living conditions, abuse, and improper or inadequate medical care are at a higher risk. Exposure to lead or mercury can also cause mental retardation. Many children have developed lead poisoning from eating the flaking lead-based paint often found in older buildings.

Diagnosis

If mental retardation is suspected, a comprehensive physical examination and medical history should be done immediately to discover any organic cause of symptoms. Conditions such as hyperthyroidism and PKU are treatable if discovered early enough when the progression of retardation can be stopped and, in some cases, partially reversed. If a neurological cause such as brain injury is suspected, the child may be referred to a neurologist or neuropsychologist for testing.

A complete medical, family, social, and educational history is compiled from existing medical and school records (if applicable) and from interviews with parents. Children are given intelligence tests to measure their learning abilities and intellectual functioning. Such tests include the Stanford-Binet Intelligence Scale , the Wechsler Intelligence Scales, the Wechsler Preschool and Primary Scale of Intelligence, and the Kaufman Assessment Battery for Children. For infants, the Bayley Scales of Infant Development may be used to assess motor, language, and problem-solving skills. Interviews with parents or other caregivers are used to assess the child’s daily living, muscle control, communication, and social skills. The Woodcock-Johnson Scales of Independent Behavior and the Vineland Adaptive Behavior Scales (VABS) are frequently used to evaluate these skills.

Treatment

Federal legislation entitles children with intellectual impairments and developmental disabilities to free testing and appropriate, individualized education and skills training within the school system from ages three to 21. For children under the age of three, many states have established early intervention programs

KEY TERMS

Amniocentesis —A test usually done between 16 and 20 weeks of pregnancy to detect any abnormalities in the development of the fetus. A small amount of the fluid surrounding the fetus (amni-otic fluid) is drawn out through a needle inserted into the mother’s womb. Laboratory analysis of this fluid can detect various genetic defects, such as Down syndrome, or neural tube defects.

Developmental delay —The failure to meet certain developmental milestones, such as sitting, walking, and talking, at the average age. Developmental delay may indicate a problem in development of the central nervous system.

Down syndrome —A genetic disorder characterized by an extra chromosome 21 (trisomy 21), mental retardation, and susceptibility to early-onset Alzheimer’s disease.

Extensive support —Ongoing daily support required to assist individuals in a specific adaptive area, such as daily help with preparing meals.

Hib disease —An infection caused by Haemophilus influenza, type B (Hib). This disease mainly affects children under the age of five. In that age group, it is the leading cause of bacterial meningitis, pneumonia, joint and bone infections, and throat inflammations.

Inborn error of metabolism —A rare enzyme deficiency. Children with inborn errors of metabolism do not have certain enzymes that the body requires to maintain organ functions. Inborn errors of metabolism can cause brain damage and mental retardation if left untreated. Phenylketonuria is an inborn error of metabolism.

Limited support —A predetermined period of assistance required to deal with a specific event, such as training for a new job.

Phenylketonuria (PKU) —An inherited disease in which the body cannot metabolize the amino acid phenylalanine properly. If untreated, phenylketonuria can cause mental retardation.

Trisomy —An abnormality in chromosomal development. Chromosomes are the structures within a cell that carry its genetic information. They are organized in pairs. Humans have 23 pairs of chromosomes. In a trisomy syndrome, an extra chromosome is present so that the individual has three of a particular chromosome instead of the normal pair. An extra chromosome 18 (trisomy 18) causes mental retardation.

Ultrasonography —A process that uses the reflection of high-frequency sound waves to make an image of structures deep within the body. Ultrasonography is routinely used to detect fetal abnormalities.

that assess children, make recommendations, and begin treatment programs. Many day schools are available to help train children with developmental and intellectual impairments in skills such as bathing and feeding themselves. Extracurricular activities and social programs are also important in helping children and adolescents who have developmental and intellectual impairments gain self-esteem.

Training in independent living and job skills is often begun in early adulthood. The level of training depends on the degree of impairment. People with mild levels of functional and intellectual impairment can often learn the skills needed to live independently and hold outside jobs. People with a great level of impairment may require supervised community living in group homes or other residential settings.

Family therapy can help relatives of people with mental retardation develop coping skills. It can also help parents deal with feelings of guilt or anger. A supportive, warm home environment is essential to help people with mental retardation reach their full potential.

Prognosis

People with mild to moderate mental retardation are frequently able to achieve some self-sufficiency and to lead happy and fulfilling lives. To reach these goals, they need appropriate and consistent educational, community, social, family, and vocational supports. The outlook is less promising for those with severe to profound retardation. Studies have shown that these people have a shortened life expectancy. The diseases that are usually associated with severe retardation may cause a shorter life span. People with Down syndrome will develop the brain changes that characterize Alzheimer’s disease in later life and may develop the clinical symptoms of this disease as well.

Prevention

Immunization against diseases such as measles and Hib prevents many of the illnesses that can cause mental retardation. In addition, all children should undergo routine developmental screening as part of their pediatric care. Screening is particularly critical for those children who may be neglected or undernourished or may live in disease-producing conditions. Newborn screening and immediate treatment for PKU and hyperthyroidism can usually catch these disorders early enough to prevent adverse intellectual and developmental effects.

Good prenatal care can also be preventive. Pregnant women should be educated about the risks of alcohol consumption and the need to maintain good nutrition during pregnancy. Tests such as amniocent-esis and ultrasonography can determine whether a fetus is developing normally.

See alsoChildhood disintegrative disorder; Pica.

Resources

BOOKS

American Psychiatric Association. “Mental Retardation.” Diagnostic and Statistical Manual of Mental Disorders, 4th ed., text rev. Washington D.C.: American Psychiatric Press, 2000.

Jaffe, Jerome H., MD. “Mental Retardation.” Comprehensive Textbook of Psychiatry, Benjamin J. Sadock, MD, and Virginia A. Sadock, MD, eds. 7th ed. Philadelphia, PA: Lippincott Williams and Wilkins, 2000.

Julian, John N. “Mental Retardation.” Psychiatry Update and Board Preparation, Thomas A. Stern, MD, and John B. Herman, MD, eds. New York: McGraw Hill, 2000.

PERIODICALS

Bozikas, Vasilis, MD, and others. “Gabapentin for Behavioral Dyscontrol with Mental Retardation.” American Journal Psychiatry (June 2001): 965–66.

Margolese, Howard C., MD, and others. “Olanzapine-Induced Neuroleptic Malignant Syndrome with Mental Retardation.” American Journal Psychiatry (July 1999): 1115A–1116.

ORGANIZATIONS

American Association on Intellectual and Developmental Disabilities (AAIDD) (formerly the American Association on Mental Retardation, or AAMR). 444 North Capitol Street, NW, Washington, DC 20001. Telephone: (800) 424-3688. Web site: http://www.aamr.org

The Arc of the United States (formerly Association of Retarded Citizens of the United States). 1010 Wayne Avenue, Silver Spring, MD 20910. Telephone: (301) 565-3842. Web site: http://thearc.org

National Information Center for Children and Youth and Disabilities. P.O. Box 1492, Washington, DC 20013. Telephone: (800) 695-0285. Web site: http://www.nichcy.org

Paula Anne Ford-Martin, MS
Emily Jane Willingham, PhD

Mental Retardation

views updated May 21 2018

Mental retardation

Definition

Mental retardation (MR) is a developmental disability that first appears in children under the age of 18. It is defined as a level of intellectual functioning (as measured by standard intelligence tests) that is well below average and results in significant limitations in the person's daily living skills (adaptive functioning).

Description

Mental retardation begins in childhood or adolescence before the age of 18. In most cases, it persists throughout adult life. A diagnosis of mental retardation is made if an individual has an intellectual functioning level well below average, as well as significant limitations in two or more adaptive skill areas. Intellectual functioning level is defined by standardized tests that measure the ability to reason in terms of mental age (intelligence quotient or IQ). Mental retardation is defined as an IQ score below 7075; a normal score is 100. Adaptive skills refer to skills needed for daily life. Such skills include the ability to produce and understand language (communication); home-living skills; use of community resources; health, safety, leisure, self-care, and social skills; self-direction; functional academic skills (reading, writing, and arithmetic); and job-related skills.

In general, mentally retarded children reach such developmental milestones as walking and talking much later than children in the general population. Symptoms of mental retardation may appear at birth or later in childhood. The child's age at onset depends on the suspected cause of the disability. Some cases of mild mental retardation are not diagnosed before the child enters preschool or kindergarten. These children typically have difficulties with social, communication, and functional academic skills. Children who have a neurological disorder or illness such as encephalitis or meningitis may suddenly show signs of cognitive impairment and adaptive difficulties.

Mental retardation varies in severity. The Diagnostic and Statistical Manual of Mental Disorders, fourth edition, text revision (DSM-IV-TR), which is the diagnostic standard for mental healthcare professionals in the United States, classifies four degrees of mental retardation: mild, moderate, severe, and profound. These categories are based on the person's level of functioning.

Mild mental retardation

Approximately 85% of the mentally retarded population is in the mildly retarded category. Their IQ score ranges from 5070, and they can often acquire academic skills up to about the sixth-grade level. They can become fairly self-sufficient and, in some cases, live independently, with community and social support.

Moderate mental retardation

About 10% of the mentally retarded population is considered moderately retarded. These people have IQ scores ranging from 3555. They can carry out work and self-care tasks with moderate supervision. They typically acquire communication skills in childhood and are able to live and function successfully within the community in such supervised environments as group homes.

Severe mental retardation

About 34% of the mentally retarded population is severely retarded. They have IQ scores of 2040. They may master very basic self-care skills and some communication skills. Many severely retarded individuals are able to live in a group home.

Profound mental retardation

Only 12% of the mentally retarded population is classified as profoundly retarded. These individuals have IQ scores under 2025. They may be able to develop basic self-care and communication skills with appropriate support and training. Their retardation is often caused by an accompanying neurological disorder. Profoundly retarded people need a high level of structure and supervision.

AAMR classifications

The American Association on Mental Retardation (AAMR) has developed another widely accepted diagnostic classification system for mental retardation. The AAMR classification system focuses on the capabilities of retarded individuals rather than on their limitations. The categories describe the level of support required, including intermittent support, limited support, extensive support, and pervasive support. To some extent, the AAMR classification mirrors the DSM-IV-TR classification. Intermittent support, for example, is support that is needed only occasionally, perhaps during times of stress or crisis for the retarded person. It is the type of support typically required for most mildly retarded people. At the other end of the spectrum, pervasive support, which is life-long, daily support for most adaptive areas, would be required for profoundly retarded persons. The AAMR classification system refers to the "below-average intellectual function" as an IQ of 7075 or below.

Demographics

The prevalence of mental retardation in North America is a subject of heated debate. It is thought to be 13% of the population, depending on the methods of assessment and criteria of assessment that are used. Many people believe that the actual prevalence is probably closer to 1%, and that the 3% figure is based on misleading mortality rates, cases that are diagnosed in early infancy, and the instability of the diagnosis across the age span. If the 1% figure is accepted, however, that means that 2.5 million mentally retarded people reside in the United States. Males are more likely than females to be mentally retarded at a 1.5:1 ratio.

Causes and symptoms

Causes

A variety of problems can lead to mental retardation. The three most common causes of mental retardation, accounting for about 30% of cases, are Down syndrome, fragile X, and fetal alcohol syndrome. In about 40% of cases, the cause of mental retardation cannot be found. The causes of mental retardation can be divided into broad classifications, including genetic factors, prenatal illnesses and exposures, childhood illnesses and injuries, and environmental factors.

GENETIC FACTORS About 30% of cases of mental retardation are caused by hereditary factors. Mental retardation may be caused by an inherited genetic abnormality such as fragile X syndrome. Fragile X, a defect in the chromosome that determines sex, is the most common inherited cause of mental retardation. Single-gene defects such as phenylketonuria (PKU) and other inborn errors of metabolism may also cause mental retardation if they are not discovered and treated early. An accident or mutation in genetic development may also cause retardation. Examples of such accidents are development of an extra chromosome 18 (trisomy 18) and Down syndrome. Down syndrome, also called mongolism or trisomy 21, is caused by an abnormality in the development of chromosome 21. It is the most common genetic cause of mental retardation.

PRENATAL ILLNESSES AND EXPOSURES Fetal alcohol syndrome (FAS) affects one in 3,000 children in Western countries. Fetal alcohol syndrome results from the mother's heavy drinking during the first 12 weeks (trimester) of pregnancy. Some studies have shown that even moderate alcohol use during pregnancy may cause learning disabilities in children. Drug abuse and cigarette smoking during pregnancy have also been linked to mental retardation. It is generally accepted that pregnant women should avoid all alcohol, tobacco, and recreational drugs.

Maternal infections and such illnesses as glandular disorders, rubella, toxoplasmosis, and cytomegalovirus (CMV) infection may cause mental retardation. When the mother has high blood pressure (hypertension) or blood poisoning (toxemia), the flow of oxygen to the fetus may be reduced, causing brain damage and mental retardation.

Birth defects that cause physical deformities of the head, brain, and central nervous system frequently cause mental retardation. Neural tube defect, for example, is a birth defect in which the neural tube that forms the spinal cord does not close completely. This defect may cause children to develop an accumulation of cerebrospinal fluid inside the skull (hydrocephalus ). Hydrocephalus can cause learning impairment by putting pressure on the brain.

CHILDHOOD ILLNESSES AND INJURIES Hyperthyroidism, whooping cough, chicken pox, measles, and Hib disease (a bacterial infection) may cause mental retardation if they are not treated adequately. An infection of the membrane covering the brain (meningitis) or an inflammation of the brain itself (encephalitis) can cause swelling that in turn may cause brain damage and mental retardation. Traumatic brain injury caused by a blow to the head or by violent shaking of the upper body may also cause brain damage and mental retardation in children.

ENVIRONMENTAL FACTORS Ignored or neglected infants who are not provided with the mental and physical stimulation required for normal development may suffer irreversible learning impairment. Children who live in poverty and suffer from malnutrition, unhealthy living conditions, abuse, and improper or inadequate medical care are at a higher risk. Exposure to lead or mercury can also cause mental retardation. Many children have developed lead poisoning from eating the flaking lead-based paint often found in older buildings.

Symptoms

Low IQ scores and limitations in adaptive skills are the hallmarks of mental retardation. Aggression, self-in-jury, and mood disorders are sometimes associated with the disability. The severity of the symptoms and the age at which they first appear depend on the cause. Children who are mentally retarded reach developmental milestones significantly later than expected, if at all. If retardation is caused by chromosomal or other genetic disorders, it is often apparent from infancy. If retardation is caused by childhood illnesses or injuries, learning and adaptive skills that were once easy may suddenly become difficult or impossible to master.

Diagnosis

If mental retardation is suspected, a comprehensive physical examination and medical history should be done immediately to discover any organic cause of symptoms. Such conditions as hyperthyroidism and PKU are treatable. The progression of retardation can be stopped and, in some cases, partially reversed if these conditions are discovered early. If a neurological cause such as brain injury is suspected, the child may be referred to a neurologist or neuropsychologist for testing.

A complete medical, family, social, and educational history is compiled from existing medical and school records (if applicable) and from interviews with parents. Children are given intelligence tests to measure their learning abilities and intellectual functioning. Such tests include the Stanford-Binet Intelligence Scale, the Wechsler Intelligence Scales, the Wechsler Preschool and Primary Scale of Intelligence, and the Kaufman Assessment Battery for Children. For infants, the Bayley Scales of Infant Development may be used to assess motor, language, and problem-solving skills. Interviews with parents or other caregivers are used to assess the child's daily living, muscle control, communication, and social skills. The Woodcock-Johnson Scales of Independent Behavior and the Vineland Adaptive Behavior Scale are frequently used to evaluate these skills.

Treatment team

The treatment team will depend on the underlying cause of mental retardation. A neurologist, neuropsychologist, child psychiatrist, and/or development pediatrician may be helpful for nearly all cases of mental retardation, both to assess underlying cause and to plan for appropriate and helpful interventions. Other members of the treatment team will depend on the underlying cause of mental retardation, accompanying medical problems, and the severity of the deficits.

Treatment

Federal legislation entitles mentally retarded children to free testing and appropriate, individualized education and skills training within the school system from ages three to 21. For children under the age of three, many states have established early intervention programs that assess children, make recommendations, and begin treatment programs. Many day schools are available to help train retarded children in such basic skills as bathing and feeding themselves. Extracurricular activities and social programs are also important in helping retarded children and adolescents gain self-esteem.

Training in independent living and job skills is often begun in early adulthood. The level of training depends on the degree of retardation. Mildly retarded people can often acquire the skills needed to live independently and hold an outside job. Moderate to profoundly retarded persons usually require supervised community living in a group home or other residential setting.

Family therapy can help relatives of the mentally retarded develop coping skills. It can also help parents deal with feelings of guilt or anger. A supportive, warm home environment is essential to help the mentally retarded reach their full potential.

Prognosis

People with mild to moderate mental retardation are frequently able to achieve some self-sufficiency and to lead happy and fulfilling lives. To reach these goals, they need appropriate and consistent educational, community, social, family, and vocational supports. The outlook is less promising for those with severe to profound retardation. Studies have shown that these persons have a shortened life expectancy. The diseases that are usually associated with severe retardation may cause the shorter lifespan. People with Down syndrome will develop the brain changes that characterize Alzheimer's disease in later life and may develop the clinical symptoms of this disease as well.

Special concerns

Prevention

Immunization against diseases such as measles and Hib prevents many of the illnesses that can cause mental retardation. In addition, all children should undergo routine developmental screening as part of their pediatric care. Screening is particularly critical for those children who may be neglected or undernourished or may live in diseaseproducing conditions. Newborn screening and immediate treatment for PKU and hyperthyroidism can usually catch these disorders early enough to prevent retardation.

Good prenatal care can also help prevent retardation. Pregnant women should be educated about the risks of alcohol consumption and the need to maintain good nutrition during pregnancy. Such tests as amniocentesis and ultrasonography can determine whether a fetus is developing normally in the womb.

Resources

BOOKS

American Psychiatric Association. "Mental Retardation." In Diagnostic and Statistical Manual of Mental Disorders, 4th ed., text revision. Washington, DC: American Psychiatric Press, Inc., 2000.

Jaffe, Jerome H., M.D. "Mental Retardation." In Comprehensive Textbook of Psychiatry, edited by Benjamin J. Sadock, MD, and Virginia A. Sadock, MD. 7th edition. Philadelphia, PA: Lippincott Williams and Wilkins, 2000.

Julian, John N. "Mental Retardation." In Psychiatry Update and Board Preparation, edited by Thomas A. Stern, MD, and John B. Herman, MD. New York: McGraw Hill, 2000.

PERIODICALS

Bozikas, Vasilis, MD, et al. "Gabapentin for Behavioral Dyscontrol with Mental Retardation." American Journal Psychiatry June 2001: 965966.

Margolese, Howard C., MD, et al. "Olanzapine-Induced Neuroleptic Malignant Syndrome with Mental Retardation." American Journal Psychiatry July 1999: 1115A1116.

ORGANIZATIONS

American Association on Mental Retardation (AAMR). 444 North Capitol Street, NW, Washington, D.C. 20001. (800) 424-3688. <http://www.aamr.org>.

The Arc of the United States (formerly Association of Retarded Citizens of the United States). 1010 Wayne Avenue, Silver Spring, M.D. 20910. (301) 565-3842. <http://thearc.org>.

OTHER

National Information Center for Children and Youth and Disabilities. P.O. Box 1492, Washington, D.C. 20013. (800) 695-0285. <http://www.nichcy.org>.

Paula Anne Ford-Martin

Rosalyn Carson-DeWitt, MD

Mental retardation

views updated May 21 2018

Mental retardation

Definition

Mental retardation (MR) is a developmental disability that first appears in children under the age of 18. It is defined as a level of intellectual functioning (as measured by standard intelligence tests ) that is well below average and results in significant limitations in the person's daily living skills (adaptive functioning).

Description

Mental retardation begins in childhood or adolescence before the age of 18. In most cases, it persists throughout adult life. A diagnosis of mental retardation is made if an individual has an intellectual functioning level well below average, as well as significant limitations in two or more adaptive skill areas. Intellectual functioning level is defined by standardized tests that measure the ability to reason in terms of mental age (intelligence quotient or IQ). Mental retardation is defined as an IQ score below 7075. Adaptive skills is a term that refers to skills needed for daily life. Such skills include the ability to produce and understand language (communication); home-living skills; use of community resources; health, safety, leisure, self-care, and social skills; self-direction; functional academic skills (reading, writing, and arithmetic); and job-related skills.

In general, mentally retarded children reach such developmental milestones as walking and talking much later than children in the general population. Symptoms of mental retardation may appear at birth or later in childhood. The child's age at onset depends on the suspected cause of the disability. Some cases of mild mental retardation are not diagnosed before the child enters preschool or kindergarten. These children typically have difficulties with social, communication, and functional academic skills. Children who have a neurological disorder or illness such as encephalitis or meningitis may suddenly show signs of cognitive impairment and adaptive difficulties.

Mental retardation varies in severity. The Diagnostic and Statistical Manual of Mental Disorders , fourth edition, text revision (DSM-IV-TR ), which is the diagnostic standard for mental health care professionals in the United States, classifies four different degrees of mental retardation: mild, moderate, severe, and profound. These categories are based on the person's level of functioning.

Mild mental retardation

Approximately 85% of the mentally retarded population is in the mildly retarded category. Their IQ score ranges from 5070, and they can often acquire academic skills up to about the sixth-grade level. They can become fairly self-sufficient and in some cases live independently, with community and social support.

Moderate mental retardation

About 10% of the mentally retarded population is considered moderately retarded. Moderately retarded persons have IQ scores ranging from 3555. They can carry out work and self-care tasks with moderate supervision. They typically acquire communication skills in childhood and are able to live and function successfully within the community in such supervised environments as group homes .

Severe mental retardation

About 34% of the mentally retarded population is severely retarded. Severely retarded persons have IQ scores of 2040. They may master very basic self-care skills and some communication skills. Many severely retarded individuals are able to live in a group home.

Profound mental retardation

Only 12% of the mentally retarded population is classified as profoundly retarded. Profoundly retarded individuals have IQ scores under 2025. They may be able to develop basic self-care and communication skills with appropriate support and training. Their retardation is often caused by an accompanying neurological disorder. Profoundly retarded people need a high level of structure and supervision.

The American Association on Mental Retardation (AAMR) has developed another widely accepted diagnostic classification system for mental retardation. The AAMR classification system focuses on the capabilities of the retarded individual rather than on his or her limitations. The categories describe the level of support required. They are: intermittent support; limited support; extensive support, and pervasive support. To some extent, the AAMR classification mirrors the DSM-IV-TR classification. Intermittent support, for example, is support that is needed only occasionally, perhaps during times of stress or crisis for the retarded person. It is the type of support typically required for most mildly retarded people. At the other end of the spectrum, pervasive support, or life-long, daily support for most adaptive areas, would be required for profoundly retarded persons. The AAMR classification system refers to the "below-average intellectual function" as an IQ of 7075 or below.

Demographics

The prevalence of mental retardation in North America is a subject of heated debate. It is thought to be between 1%3% depending upon the population, methods of assessment, and criteria of assessment that are used. Many people believe that the actual prevalence is probably closer to 1%, and that the 3% figure is based on misleading mortality rates; cases that are diagnosed in early infancy; and the instability of the diagnosis across the age span. If the 1% figure is accepted, however, it means that 2.5 million mentally retarded people reside in the United States. The three most common causes of mental retardation, accounting for about 30% of cases, are Down syndrome, fragile X, and fetal alcohol syndrome. Males are more likely than females to have MR in a 1.5:1 ratio.

Causes and symptoms

Low IQ scores and limitations in adaptive skills are the hallmarks of mental retardation. Aggression, self-injury, and mood disorders are sometimes associated with the disability. The severity of the symptoms and the age at which they first appear depend on the cause. Children who are mentally retarded reach developmental milestones significantly later than expected, if at all. If retardation is caused by chromosomal or other genetic disorders, it is often apparent from infancy. If retardation is caused by childhood illnesses or injuries, learning and adaptive skills that were once easy may suddenly become difficult or impossible to master.

In about 40% of cases, the cause of mental retardation cannot be found. Biological and environmental factors that can cause mental retardation include:

Genetic factors

About 30% of cases of mental retardation is caused by hereditary factors. Mental retardation may be caused by an inherited genetic abnormality, such as fragile X syndrome. Fragile X, a defect in the chromosome that determines sex, is the most common inherited cause of mental retardation. Single-gene defects such as phenylketonuria (PKU) and other inborn errors of metabolism may also cause mental retardation if they are not discovered and treated early. An accident or mutation in genetic development may also cause retardation. Examples of such accidents are development of an extra chromosome 18 (trisomy 18) and Down syndrome. Down syndrome, also called mongolism or trisomy 21, is caused by an abnormality in the development of chromosome 21. It is the most common genetic cause of mental retardation.

Prenatal illnesses and issues

Fetal alcohol syndrome (FAS) affects one in 3,000 children in Western countries. It is caused by the mother's heavy drinking during the first twelve weeks (trimester) of pregnancy. Some studies have shown that even moderate alcohol use during pregnancy may cause learning disabilities in children. Drug abuse and cigarette smoking during pregnancy have also been linked to mental retardation.

Maternal infections and such illnesses as glandular disorders, rubella, toxoplasmosis, and cytomegalovirus (CMV) infection may cause mental retardation. When the mother has high blood pressure (hypertension) or blood poisoning (toxemia), the flow of oxygen to the fetus may be reduced, causing brain damage and mental retardation.

Birth defects that cause physical deformities of the head, brain, and central nervous system frequently cause mental retardation. Neural tube defect, for example, is a birth defect in which the neural tube that forms the spinal cord does not close completely. This defect may cause children to develop an accumulation of cerebrospinal fluid inside the skull (hydrocephalus). Hydrocephalus can cause learning impairment by putting pressure on the brain.

Childhood illnesses and injuries

Hyperthyroidism, whooping cough, chickenpox, measles, and Hib disease (a bacterial infection) may cause mental retardation if they are not treated adequately. An infection of the membrane covering the brain (meningitis) or an inflammation of the brain itself (encephalitis) can cause swelling that in turn may cause brain damage and mental retardation. Traumatic brain injury caused by a blow to the head or by violent shaking of the upper body may also cause brain damage and mental retardation in children.

Environmental factors

Ignored or neglected infants who are not provided with the mental and physical stimulation required for normal development may suffer irreversible learning impairment. Children who live in poverty and suffer from malnutrition, unhealthy living conditions, abuse, and improper or inadequate medical care are at a higher risk. Exposure to lead or mercury can also cause mental retardation. Many children have developed lead poisoning from eating the flaking lead-based paint often found in older buildings.

Diagnosis

If mental retardation is suspected, a comprehensive physical examination and medical history should be done immediately to discover any organic cause of symptoms. Such conditions as hyperthyroidism and PKU are treatable. If these conditions are discovered early, the progression of retardation can be stopped and, in some cases, partially reversed. If a neurological cause such as brain injury is suspected, the child may be referred to a neurologist or neuropsychologist for testing.

A complete medical, family, social, and educational history is compiled from existing medical and school records (if applicable) and from interviews with parents. Children are given intelligence tests to measure their learning abilities and intellectual functioning. Such tests include the Stanford-Binet Intelligence Scale , the Wechsler Intelligence Scales, the Wechsler Preschool and Primary Scale of Intelligence, and the Kaufman Assessment Battery for Children . For infants, the Bayley Scales of Infant Development may be used to assess motor, language, and problem-solving skills. Interviews with parents or other caregivers are used to assess the child's daily living, muscle control, communication, and social skills. The Woodcock-Johnson Scales of Independent Behavior and the Vineland Adaptive Behavior Scale (VABS) are frequently used to evaluate these skills.

Treatment

Federal legislation entitles mentally retarded children to free testing and appropriate, individualized education and skills training within the school system from ages three to 21. For children under the age of three, many states have established early intervention programs that assess children, make recommendations, and begin treatment programs. Many day schools are available to help train retarded children in such basic skills as bathing and feeding themselves. Extracurricular activities and social programs are also important in helping retarded children and adolescents gain self-esteem.

Training in independent living and job skills is often begun in early adulthood. The level of training depends on the degree of retardation. Mildly retarded people can often acquire the skills needed to live independently and hold an outside job. Moderate to profoundly retarded persons usually require supervised community living in a group home or other residential setting.

Family therapy can help relatives of the mentally retarded develop coping skills. It can also help parents deal with feelings of guilt or anger. A supportive, warm home environment is essential to help the mentally retarded reach their full potential.

Prognosis

People with mild to moderate mental retardation are frequently able to achieve some self-sufficiency and to lead happy and fulfilling lives. To reach these goals, they need appropriate and consistent educational, community, social, family, and vocational supports. The outlook is less promising for those with severe to profound retardation. Studies have shown that these persons have a shortened life expectancy. The diseases that are usually associated with severe retardation may cause the shorter life span. People with Down syndrome will develop the brain changes that characterize Alzheimer's disease in later life and may develop the clinical symptoms of this disease as well.

Prevention

Immunization against diseases such as measles and Hib prevents many of the illnesses that can cause mental retardation. In addition, all children should undergo routine developmental screening as part of their pediatric care. Screening is particularly critical for those children who may be neglected or undernourished or may live in disease-producing conditions. Newborn screening and immediate treatment for PKU and hyperthyroidism can usually catch these disorders early enough to prevent retardation.

Good prenatal care can also help prevent retardation. Pregnant women should be educated about the risks of alcohol consumption and the need to maintain good nutrition during pregnancy. Such tests as amniocentesis and ultrasonography can determine whether a fetus is developing normally in the womb.

See also Childhood disintegrative disorder; Pica

Resources

BOOKS

American Psychiatric Association. "Mental Retardation." InDiagnostic and Statistical Manual of Mental Disorders. 4th ed., text revision. Washington, DC: American Psychiatric Press, Inc., 2000.

Jaffe, Jerome H., M.D. "Mental Retardation." InComprehensive Textbook of Psychiatry, edited by Benjamin J. Sadock, M.D. and Virginia A. Sadock, M.D. 7th edition. Philadelphia, PA: Lippincott Williams and Wilkins, 2000.

Julian, John N. "Mental Retardation." In Psychiatry Update and Board Preparation, edited by Thomas A. Stern,M.D., and John B. Herman, M.D. New York: McGraw Hill, 2000.

PERIODICALS

Bozikas,Vasilis, M.D., and others. "Gabapentin for Behavioral Dyscontrol with Mental Retardation." American Journal Psychiatry June 2001: 965-966.

Margolese, Howard C., M.D., and others. "Olanzapine-Induced Neuroleptic Malignant Syndrome with Mental Retardation." American Journal Psychiatry July 1999: 1115A-1116.

ORGANIZATIONS

American Association on Mental Retardation (AAMR) [The organization voted to change its name to American Association on Intellectual Disabilities on March 25,2002.]. 444 North Capitol Street, NW, Washington, D.C.20001. (800) 424-3688. <http://www.aamr.org>.

The Arc of the United States (formerly Association of Retarded Citizens of the United States). 1010 Wayne Avenue, Silver Spring, M.D. 20910. (301) 565-3842. <http://thearc.org>.

OTHER

National Information Center for Children and Youth and Disabilities. P.O. Box 1492,Washington, D.C. 20013.(800) 695-0285. <http://www.nichcy.org>.

Paula Anne Ford-Martin, M.A.

Mental Retardation

views updated Jun 08 2018

Mental retardation

Below-average intellectual abilities that are present before the age of 18 and interfere with developmental processes and with the ability to function normally in daily life (adaptive behavior).

The term mental retardation is commonly used to refer to people with an intelligence quotient (IQ) below70. An IQ of 80-130 is considered the normal range, and 100 is considered average. According to the definition in the American Psychiatric Association's Diagnostic and Statistical Manual (DSM-IV), a mentally retarded person is significantly limited in at least two of the following areas: self-care, communication, home living, social/interpersonal skills, self-direction, use of community resources, functional academic skills, work, leisure, health, and safety. Mental retardation affects roughly 1% of the American population. According to the U.S. Department of Education, about 11% of school-aged children were enrolled in special education programs for students with mental retardation.

There are four categories of mental retardation: mild, moderate, severe, and profound. The roughly 80% of retarded persons who are classified as mildly retarded have an IQ between 50 or 55 and 70. Mild retardation, which may not be detected in early childhood , usually involves little sensorimotor impairment. Persons in this category can be educated up to a sixth-grade level. With adequate vocational guidance, they can live and work productively in the community as adults, either independently or with some degree of supervision.

About 10% of retarded persons are classified as moderately retarded, with IQs generally between 35 and 50. Although they usually do not progress beyond the second-grade level academically, as adults they can take care of themselves within supervised settings and perform unskilled or semiskilled work.

Persons with severe retardation, who account for 3-4% of the retarded population, have serious language and motor impairment. They usually do not speak in early childhood but can learn communication and basic self-care during the school years. Their language skills may be limited to the most basic functional words necessary to meet their daily needs. As adults, they live either with their families, in group homes, or, when necessary, in facilities that can provide skilled medical or nursing care.

Profound retardation, which accounts for 1-2% of the retarded population, is usually associated with a neurological condition. It is characterized by severe sensorimotor difficulties beginning in early childhood and serious long-term limitations on both communication and the ability to care for oneself. Some profoundly retarded individuals are never able to speak or to be toilet trained. Most need constant care throughout their lives.

In addition to the categories of mild, moderate, severe, and profound retardation, separate categories are sometimes used to designate those retarded persons who can benefit from some degree of academic training. Those designated "educable mentally retarded" (EMR) can handle academic work at a third-to sixth-grade level, and usually have IQs that fall between 50 and 75. The "trainable mentally retarded" (TMR) have IQs of between 30 and 50 and can progress as far as second-grade level work. It is important to note that IQ scores are not foolproof ways of detecting the abilities and potential of mentally retarded children. Some children with lower IQs ultimately prove to be more capable of leading independent, productive lives than others who score higher. Factors such as emotional support, medical attention , and vocational training can play as great a role as IQ in determining the future of a retarded child.

Causes of mental retardation

There are many different causes of mental retardation, both biological and environmental. In about 5% of cases, retardation is transmitted genetically, usually through chromosomal abnormalities, such as Down syndrome or fragile X syndrome. Down syndrome occurs when there is an extra chromosome in the 21st pair of chromosomes (known as trisomy 21). People with Down syndrome have 47 chromosomes instead of the normal46. The disorder occurs in one out of every 600-700 births worldwide. Women over 35 are at greater risk of bearing a child with Down syndrome than younger women, and Down syndrome births are over 20 times more likely in women over 45 than in those under the age of 30. Children and adults with Down syndrome demonstrate both mental and motor retardation. Most are severely retarded, with IQs between 20 and 49, and prone to a number of physical problems, including poor vision , hearing and heart defects, and low resistance to respiratory infections. Individuals with Down syndrome (formerly called mongoloidism) also have distinctive physical features, including upward-slanting, almond-shaped eyes and a short, stocky build with a short neck and a smaller than average skull, which is usually flat in back.

Besides Down syndrome, the chromosomal condition that most commonly causes mental retardation is fragile X syndrome, in which a segment of the chromosome that determines gender is abnormal. Fragile X syndrome primarily affects males, in whom the incidence of the condition is 1 in 1,000, as opposed to 1 in 2,500 for females. Males with fragile X syndrome tend to have long, thin faces with prominent ears and jaws, and they often have characteristics of autism . Some researchers suspect that as many as 15% of people diagnosed with autism actually have fragile X syndrome. About 20% of genetically caused mental retardation results from single gene mutations, including Tay-Sachs disease, phenylketonuria (PKU), and metachromatic leukodystrophy.

Mental retardation may be caused by problems that occur during pregnancy and birth , including maternal nutritional deficiencies, toxemia, infections such as rubella, maternal phenylketonuria (even if the fetus doesn't have the condition), use of drugs or alcohol, maternal injury during pregnancy, extreme prematurity, low birth weight, perinatal injury, or lack of oxygen at birth. Retardation can also be the result of medical conditions and injuries that occur after birth, including metabolic disorders, severe childhood malnutrition, prolonged high fever, near drowning, lead poisoning, severe mental disorders such as autism, and infections such as meningitis that affect the brain . Environmental factors influencing mental retardation include deprivation of physical or emotional nurturance and stimulation. Altogether, there are hundreds of possible causes of, or factors contributing to, mental retardation.

Mentally retarded people are more prone to both physical and mental disorders than the general population. Some of the conditions that cause mental retardation may also be characterized by seizures, hearing problems, congenital heart defects, and other symptoms. Mental disorders are much more common among the mentally retarded than among the general population: an estimated one million Americans have some degree of mental retardation as well as a mental disorder of some kind. The most severely retarded appear to be most at risk for mental disorders, and the more severe the retardation the more serious the disorder. Diagnosis and treatment of these disorders can be especially difficult due to communication problems. In addition, mental illness in the retarded may also be caused by the stresses, frustrations, and loneliness they encounter in daily life. Depression , for example, is a common disorder of the mentally retarded, and one that often goes undiagnosed. In spite of their limited intellectual capabilities, retarded children realize that they are different and that other people are often uncomfortable around them. Professional counseling, along with parental love and attention, can help a retarded child maintain a positive self-image, which is crucial to the ability to function effectively with family , peers, and in the larger community.

Preventive measures

Some types of mental retardation can be prevented through genetic counseling to determine the risk of a couple having a retarded baby. Other prenatal preventative measures include ensuring that a pregnant mother has adequate nutrition and immunization against infectious diseases; monitoring to screen for fetal abnormalities that are associated with mental retardation; and reduced use of drugs and alcohol by women during pregnancy. Following the birth of a child, the chances of retardation can be reduced by maintaining good nutrition for both the nursing mother and the young child; avoiding environmental hazards such as lead; and providing the child with emotional, intellectual, and social stimulation.

Another important preventative measure is early detection of certain metabolic and nutritional conditions that result in mental retardation following a period of degeneration. Screening for certain disorders is mandatory in most states. Hypothyroidism, which affects 1 in 4,000 infants born in the United States, can be prevented if a thyroid hormone is administered by the first month of an infant's life. However, if the condition goes untreated, it will cause impaired mental development in 20% of affected children by the age of three months, and in 50% by the age of six months. Phenylketonuria (PKU) prevents an infant from metabolizing the amino acid phenyalanine. Reducing the amount of this substance in an infant's diet can prevent retardation. Infants with galactosemia lack the enzyme needed to convert the sugar galactose to glucose. Avoiding milk and certain other dairy products prevents galactose from accumulating in the blood and eventually interfering with the child's normal mental development. However, none of the preceding measures can be taken if the conditions involved are not detected, and most are undetectable without screening.

The symptoms of mental retardation are usually evident by a child's first or second year. In the case of Down syndrome, which involves distinctive physical characteristics, a diagnosis can usually be made shortly after birth. Mentally retarded children lag behind their peers in developmental milestones such as sitting up, smiling, walking, and talking. They often demonstrate lower than normal levels of interest in their environment and responsiveness to others, and they are slower than other children in reacting to visual or auditory stimulation. By the time a child reaches the age of two or three, retardation can be determined using physical and psychological tests. Testing is important at this age if a child shows signs of possible retardation because alternate causes, such as impaired hearing, may be found and treated.

There is no cure for mental retardation once it has occurred. Treatment programs are geared toward helping retarded children reach their own full potential, not toward helping them catch up with their peers who aren't retarded. Nevertheless, this type of habilitative intervention can prepare most retarded people to lead fulfilling and productive lives as active members of their communities. All states are required by law to offer early intervention programs for mentally retarded children from the time they are born. The sooner the diagnosis of mental retardation is made, the more the child can be helped. With mentally retarded infants, the treatment emphasis is on sensorimotor development, which can be stimulated by exercises and special types of play. It is required that special education programs be available for retarded children starting at three years of age. These programs concentrate on essential self-care, such as feeding, dressing, and toilet training. There is also specialized help available for language and communication difficulties and physical disabilities. As children grow older, training in daily living skills, as well as academic subjects, is offered.

Counseling and therapy are another important type of treatment for the mentally retarded. Retarded children as a group are prone to behavioral problems caused by short attention spans, low tolerance for frustration, and poor impulse control. Behavior therapy with a mental health professional can help combat negative behavior patterns and replace them with more functional ones. A counselor or therapist can also help retarded children cope with the low self-esteem that often results from the realization that they are different from other children, including siblings. Counseling can also be valuable for the family of a retarded child to help parents cope with painful feelings about the child's condition, and with the extra time and patience needed for the care and education of a special-needs child. Siblings may need to talk about the pressures they face, such as accepting the extra time and attention their parents must devote to a retarded brother or sister. Sometimes parents have trouble bonding with an infant who is retarded and need professional help and reassurance to establish a close and loving relationship.

Current social and health care policies encourage keeping mentally retarded persons in their own homes or in informal group home settings rather than institutions. The variety of social and mental health services available to the mentally retarded, including pre-vocational and vocational training, are geared toward making this possible.

Further Reading

Beirne-Smith, Mary, et al., eds. Mental Retardation. New York: Merrill, 1994.

Drew, Clifford J. Retardation: A Life Cycle Approach. Columbus: Merrill, 1988.

Grossman, Herbert J., et al, eds. AMA Handbook on Mental Retardation. Chicago: American Medical Association, 1987.

Matson, Johnny L., and James A. Mulick, eds. Handbook of Mental Retardation. New York: Pergamon Press, 1991.

Further Information

American Association on Mental Deficiency (AAMD). 1719 Kalorama Rd. NW, Washington, DC 20009, (202) 3871968.

Association for Retarded Citizens (ARC). P.O. Box 6109, Arlington, TX 76005, (817) 640-0204.

National Down Syndrome Congress. 1800 Dempster, Park Ridge, IL 600681146, (708) 8237550.

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